Stock Transactions — AMERIPRISE FINANCIAL INC

Total Bought
5,781,947
535 transactions
Total Sold
7,458,327
593 transactions
Net
-1,676,380
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Nuveen, LLC898,1341,499,080+600,9460.120.18+0.07buy
GOLDMAN SACHS GROUP INC1,006,0601,459,750+453,6900.070.09+0.02buy
AQR CAPITAL MANAGEMENT LLC1,085,8891,475,334+389,4450.280.30+0.02buy
AMERICAN CENTURY COMPANIES INC281,743613,750+332,0070.070.14+0.07buy
STATE STREET CORP4,363,4004,592,587+229,1870.070.07-0.00buy
Robeco Institutional Asset Management B.V.352,115579,799+227,6840.250.37+0.12buy
MILLENNIUM MANAGEMENT LLC493,941683,368+189,4270.170.23+0.05buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND96,177280,033+183,8560.080.21+0.13buy
FIRST TRUST ADVISORS LP828,437983,096+154,6590.300.31+0.02buy
MAIRS & POWER INC42,611197,047+154,4360.200.89+0.69buy
UBS Group AG1,022,4081,166,069+143,6610.100.09-0.01buy
CANADA PENSION PLAN INVESTMENT BOARD162,904305,938+143,0340.050.09+0.03buy
Man Group plc189,008315,956+126,9480.180.29+0.11buy
FMR LLC1,126,3031,222,966+96,6630.030.03+0.00buy
Invesco Ltd.830,189921,700+91,5110.050.05+0.00buy
LAZARD ASSET MANAGEMENT LLC234,992325,116+90,1240.200.24+0.04buy
Connor, Clark & Lunn Investment Management Ltd.216,737305,278+88,5410.280.31+0.03buy
SEI INVESTMENTS CO279,563359,194+79,6310.140.15+0.01buy
LOS ANGELES CAPITAL MANAGEMENT LLC21,183100,375+79,1920.030.18+0.14buy
FEDERATED HERMES, INC.973,0971,051,694+78,5970.800.76-0.04buy
RENAISSANCE TECHNOLOGIES LLC77,000145,000+68,0000.060.10+0.04buy
DEUTSCHE BANK AG\841,984907,461+65,4770.130.13-0.00buy
GEODE CAPITAL MANAGEMENT, LLC2,815,9742,873,671+57,6970.090.08-0.01buy
FRANKLIN RESOURCES INC159,865213,657+53,7920.020.02+0.00buy
Trexquant Investment LP4,16757,010+52,8430.020.18+0.17buy
CITADEL ADVISORS LLC103,070148,142+45,0720.030.05+0.01buy
Squarepoint Ops LLC4,51548,226+43,7110.000.05+0.04buy
Ilmarinen Mutual Pension Insurance Co041,551+41,5510.000.15+0.15buy
Vest Financial, LLC53,71791,307+37,5900.330.49+0.15buy
TWO SIGMA INVESTMENTS, LP037,471+37,4710.000.01+0.01buy
TEACHER RETIREMENT SYSTEM OF TEXAS25,47462,386+36,9120.040.12+0.07buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.12,79549,265+36,4700.010.03+0.02buy
BNP PARIBAS FINANCIAL MARKETS219,672256,094+36,4220.070.07+0.01buy
Gator Capital Management, LLC2,60038,108+35,5080.263.61+3.35buy
JONES FINANCIAL COMPANIES LLLP3,65338,783+35,1300.000.01+0.01buy
Allianz Asset Management GmbH50,19181,769+31,5780.030.04+0.01buy
LSV ASSET MANAGEMENT272,018301,458+29,4400.290.29-0.00buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC029,199+29,1990.000.02+0.02buy
Y-Intercept (Hong Kong) Ltd028,626+28,6260.000.24+0.24buy
FIFTH THIRD BANCORP5,49734,077+28,5800.010.03+0.02buy
MEEDER ASSET MANAGEMENT INC64025,894+25,2540.020.66+0.64buy
TD Waterhouse Canada Inc.9,98034,157+24,1770.030.04+0.01buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP024,141+24,1410.000.01+0.01buy
WORLDQUANT MILLENNIUM ADVISORS LLC231,614255,365+23,7510.440.44-0.00buy
LBP AM SA2,72625,569+22,8430.020.16+0.14buy
Freestone Grove Partners LP90623,571+22,6650.000.08+0.07buy
Mitsubishi UFJ Trust & Banking Corp93,016114,648+21,6320.110.13+0.02buy
Cerity Partners LLC75,40896,099+20,6910.050.06+0.01buy
Hudson Bay Capital Management LP020,200+20,2000.000.05+0.05buy
Mariner, LLC52,47472,492+20,0180.030.04+0.01buy
MUFG Securities EMEA plc3,80923,743+19,9340.020.16+0.14buy
DIMENSIONAL FUND ADVISORS LP1,005,0271,024,758+19,7310.100.09-0.01buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM180,318198,043+17,7250.050.05+0.00buy
NORDEA INVESTMENT MANAGEMENT AB34,82252,254+17,4320.010.02+0.01buy
Empowered Funds, LLC21,18737,735+16,5480.080.11+0.02buy
Legal & General Group Plc597,162613,299+16,1370.060.06-0.00buy
OFI INVEST ASSET MANAGEMENT42816,219+15,7910.000.08+0.08buy
Quantinno Capital Management LP63,09877,529+14,4310.060.06-0.00buy
IEQ CAPITAL, LLC46,98061,221+14,2410.070.13+0.06buy
NATIXIS22,88436,973+14,0890.040.07+0.02buy
Qsemble Capital Management, LP2,73516,195+13,4600.110.55+0.44buy
Capital World Investors122,949136,351+13,4020.010.01+0.00buy
Jump Financial, LLC1,85514,425+12,5700.010.09+0.08buy
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND20,34132,871+12,5300.080.08-0.00buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC100,516112,548+12,0320.170.20+0.03buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC603,412614,691+11,2790.050.04-0.00buy
Russell Investments Group, Ltd.127,206138,033+10,8270.070.07-0.00buy
BI Asset Management Fondsmaeglerselskab A/S101,894112,718+10,8240.440.52+0.08buy
Kentucky Retirement Systems5,99916,062+10,0630.080.14+0.06buy
Quantbot Technologies LP15,11525,121+10,0060.250.46+0.21buy
ADAGE CAPITAL PARTNERS GP, L.L.C.54,86864,768+9,9000.040.04+0.00buy
Stelac Advisory Services LLC09,725+9,7250.000.87+0.87buy
Aware Super Pty Ltd as trustee of Aware Super64,84974,505+9,6560.440.50+0.06buy
CWM, LLC22,15531,625+9,4700.030.04+0.01buy
CX Institutional80610,116+9,3100.010.14+0.13buy
GSA CAPITAL PARTNERS LLP3,78112,878+9,0970.160.36+0.20buy
SIT INVESTMENT ASSOCIATES INC21,18530,005+8,8200.200.27+0.07buy
Atlas Wealth LLC08,690+8,6900.000.14+0.14buy
PANAGORA ASSET MANAGEMENT INC1,66510,170+8,5050.000.02+0.01buy
Mitsubishi UFJ Asset Management Co., Ltd.199,258207,525+8,2670.070.06-0.00buy
Farringdon Capital, Ltd.08,119+8,1190.000.79+0.79buy
Andra AP-fonden07,800+7,8000.000.04+0.04buy
Treasurer of the State of North Carolina108,384116,033+7,6490.170.16-0.01buy
Zurcher Kantonalbank (Zurich Cantonalbank)70,51878,094+7,5760.070.08+0.00buy
Voleon Capital Management LP12,59820,061+7,4630.130.19+0.06buy
Summit Financial, LLC4,57111,877+7,3060.030.07+0.03buy
SG Americas Securities, LLC26,29133,481+7,1900.020.02-0.00buy
Midwest Trust Co117,600124,637+7,0370.720.69-0.03buy
Creative Planning32,68539,543+6,8580.010.01+0.00buy
Meiji Yasuda Asset Management Co Ltd.06,465+6,4650.000.14+0.14buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC788,212794,428+6,2160.080.07-0.01buy
BRIGHTON JONES LLC05,384+5,3840.000.05+0.05buy
COMMERCE BANK19,98225,348+5,3660.050.05+0.00buy
VAN ECK ASSOCIATES CORP20,62125,934+5,3130.010.01+0.00buy
HENNESSY ADVISORS INC05,300+5,3000.000.09+0.09buy
HUNTINGTON NATIONAL BANK3,7809,074+5,2940.010.02+0.01buy
Goelzer Investment Management, Inc.05,272+5,2720.000.11+0.11buy
Dorsey & Whitney Trust CO LLC2,3137,524+5,2110.060.18+0.12buy
National Pension Service165,543170,750+5,2070.060.06-0.00buy
CenterBook Partners LP05,180+5,1800.000.12+0.12buy
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