Stock TransactionsAMERIPRISE FINL INC

Total Bought
684,469
41 transactions
Total Sold
1,091,348
82 transactions
Net
-406,879
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
ARGENT CAPITAL MANAGEMENT LLC241,44360,216+181,2272.560.650.00sell
D. E. Shaw & Co., Inc.135,10548,719+86,3860.080.030.00sell
Beutel, Goodman & Co Ltd.644,220730,484+86,2641.161.360.00buy
Allianz Asset Management GmbH228,326309,642+81,3160.150.22+0.07buy
Qube Research & Technologies Ltd25,54188,992+63,4510.050.120.00buy
WESTFIELD CAPITAL MANAGEMENT CO LP166,192223,412+57,2200.360.470.00buy
CIBC Private Wealth Group LLC154,645211,789+57,1440.100.150.00buy
GEODE CAPITAL MANAGEMENT, LLC2,408,7262,459,046+50,3200.100.100.00buy
Old North State Trust, LLC47,2151,939+45,2760.420.480.00sell
BASSWOOD CAPITAL MANAGEMENT, L.L.C.33,43572,342+38,9070.721.77+1.06buy
Epoch Investment Partners, Inc.147,358186,074+38,7160.270.360.00buy
PRINCIPAL FINANCIAL GROUP INC317,356284,263+33,0930.070.070.00sell
INTECH INVESTMENT MANAGEMENT LLC117,44185,629+31,8120.290.29+0.00sell
MILLENNIUM MANAGEMENT LLC444,245473,295+29,0500.210.210.00buy
Skandinaviska Enskilda Banken AB (publ)84,04655,916+28,1300.180.12-0.06sell
Brandywine Global Investment Management, LLC172,244199,678+27,4340.430.55+0.13buy
AQR CAPITAL MANAGEMENT LLC85,80959,969+25,8400.060.040.00sell
LSV ASSET MANAGEMENT1,293,0431,271,193+21,8500.890.930.00sell
TWINBEECH CAPITAL LP46,56068,398+21,8380.290.450.00buy
BNP PARIBAS FINANCIAL MARKETS70,02790,715+20,6880.050.060.00buy
Treasurer of the State of North Carolina69,38848,907+20,4810.120.090.00sell
PRUDENTIAL FINANCIAL INC151,836131,589+20,2470.080.070.00sell
Nippon Life Global Investors Americas, Inc.92,03078,000+14,0301.811.760.00sell
RHUMBLINE ADVISERS221,234232,205+10,9710.090.090.00buy
AVIVA PLC107,08496,336+10,7480.150.130.00sell
TD ASSET MANAGEMENT INC229,286239,527+10,2410.090.09+0.01buy
NOMURA ASSET MANAGEMENT CO LTD28,20637,247+9,0410.050.06+0.01buy
CANADA PENSION PLAN INVESTMENT BOARD11,60020,080+8,4800.010.010.00buy
BANQUE PICTET & CIE SA20,60828,924+8,3160.060.08+0.02buy
Walleye Capital LLC8,13516,364+8,2290.050.120.00buy
Rockefeller Capital Management L.P.66,96259,086+7,8760.090.080.00sell
CONNING INC.98,991106,586+7,5951.011.18+0.17buy
Cresset Asset Management, LLC5,27912,725+7,4460.030.030.00buy
Retirement Systems of Alabama31,12223,677+7,4450.040.04-0.01sell
SILVERCREST ASSET MANAGEMENT GROUP LLC370,095377,430+7,3350.860.890.00buy
FIRST TRUST ADVISORS LP63,39056,092+7,2980.020.020.00sell
KEYBANK NATIONAL ASSOCIATION/OH83,76677,014+6,7520.120.12-0.01sell
Penserra Capital Management LLC7,7191,198+6,5210.050.01-0.04sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM176,561170,311+6,2500.080.08-0.00sell
Edgestream Partners, L.P.4,70410,420+5,7160.160.31+0.15buy
NORDEA INVESTMENT MANAGEMENT AB47,63642,891+4,7450.020.020.00sell
SCHRODER INVESTMENT MANAGEMENT GROUP103,56798,873+4,6940.050.05-0.00sell
FLPUTNAM INVESTMENT MANAGEMENT CO1,1675,714+4,5470.010.050.00buy
Andra AP-fonden34,10029,600+4,5000.270.25-0.02sell
VICTORY CAPITAL MANAGEMENT INC212,591208,122+4,4690.080.08+0.00sell
WEDGE CAPITAL MANAGEMENT L L P/NC102,59998,371+4,2280.530.520.00sell
FOSTER & MOTLEY INC21,46425,683+4,2190.540.660.00buy
MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH4,568459+4,1090.070.010.00sell
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO62,54458,459+4,0850.080.080.00sell
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.8,0004,000+4,0000.570.290.00sell
WRIGHT INVESTORS SERVICE INC6,0872,932+3,1550.530.27-0.26sell
HBK Sorce Advisory LLC3,378788+2,5900.020.010.00sell
TEXAS PERMANENT SCHOOL FUND CORP21,95324,433+2,4800.070.080.00buy
COURIER CAPITAL LLC7303,210+2,4800.020.080.00buy
BESSEMER GROUP INC7,4699,845+2,3760.010.01+0.00buy
FARMERS & MERCHANTS INVESTMENTS INC32,70334,953+2,2500.400.440.00buy
CANADA LIFE ASSURANCE Co99,77797,655+2,1220.080.08+0.00sell
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.36,80934,717+2,0920.730.700.00sell
Allspring Global Investments Holdings, LLC17,72215,643+2,0790.010.010.00sell
DUPONT CAPITAL MANAGEMENT CORP4,0412,111+1,9300.060.030.00sell
TOWNSQUARE CAPITAL LLC4,1966,007+1,8110.030.040.00buy
PARADIGM ASSET MANAGEMENT CO LLC4,7002,900+1,8000.400.260.00sell
ADAGE CAPITAL PARTNERS GP, L.L.C.105,468103,768+1,7000.070.070.00sell
OPPENHEIMER ASSET MANAGEMENT INC.5,6864,022+1,6640.030.020.00sell
State of Alaska, Department of Revenue55,47453,879+1,5950.210.220.00sell
Mariner, LLC28,18426,696+1,4880.030.020.00sell
ATWOOD & PALMER INC104,623105,985+1,3623.013.150.00buy
CX Institutional12,32013,525+1,2050.200.230.00buy
JANUS HENDERSON GROUP PLC16,60515,401+1,2040.000.000.00sell
GUGGENHEIM CAPITAL LLC15,79416,915+1,1210.040.050.00buy
CANTOR FITZGERALD, L. P.50,44651,565+1,1190.330.390.00buy
ZACKS INVESTMENT MANAGEMENT65,08266,117+1,0350.270.28+0.01buy
DIVIDEND ASSETS CAPITAL, LLC37,18336,328+8552.462.480.00sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC6641,470+8060.010.030.00buy
COMMERCE BANK16,98216,195+7870.040.040.00sell
Integrated Wealth Concepts LLC4,4823,765+7170.030.020.00sell
SHELL ASSET MANAGEMENT CO3,2322,654+5780.040.040.00sell
CNB Bank7,9157,376+5391.481.440.00sell
Orion Porfolio Solutions, LLC7,2827,792+5100.030.030.00buy
Loudon Investment Management, LLC8,3287,858+4701.771.72-0.05sell
Itau Unibanco Holding S.A.664235+4290.010.000.00sell
Weaver C. Barksdale & Associates, Inc.7,2636,836+4272.082.240.00sell
TECTONIC ADVISORS LLC1,5631,972+4090.070.080.00buy
WOODMONT INVESTMENT COUNSEL LLC1,4351,026+4090.050.040.00sell
LAZARD ASSET MANAGEMENT LLC14,36514,013+3520.010.010.00sell
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS17,85118,169+3180.050.05+0.00buy
Beacon Pointe Advisors, LLC3,8503,537+3130.020.020.00sell
MorganRosel Wealth Management, LLC2,6722,360+3120.350.320.00sell
BOYAR ASSET MANAGEMENT INC.26,27925,982+2976.216.380.00sell
MONETA GROUP INVESTMENT ADVISORS LLC1,6551,380+2750.010.010.00sell
NEW YORK LIFE INVESTMENT MANAGEMENT LLC16,65616,381+2750.060.060.00sell
Wealthfront Advisers LLC11,32311,055+2680.020.020.00sell
STEPHENS INC /AR/1,2881,531+2430.010.01+0.00buy
Core Alternative Capital27742+2350.010.000.00sell
CWM, LLC2,1292,364+2350.000.00+0.00buy
BRIDGES INVESTMENT MANAGEMENT INC3,4523,219+2330.040.040.00sell
Metis Global Partners, LLC4,2174,442+2250.080.08-0.00buy
PEAPACK GLADSTONE FINANCIAL CORP959737+2220.010.000.00sell
SECURIAN ASSET MANAGEMENT, INC8,9818,768+2130.070.07+0.00sell
NATIXIS ADVISORS, LLC124,476124,272+2040.130.130.00sell
Page 1 of 2