Stock Transactions — SPROTT FOCUS TR INC

Total Bought
14,334,199
13 transactions
Total Sold
272,438
16 transactions
Net
+14,061,761
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SPROTT INC.114,35514,203,600+14,089,2450.088.23+8.15buy
WOLVERINE ASSET MANAGEMENT LLC58,482128,740+70,2580.010.02+0.01buy
Shaker Financial Services, LLC837,041902,867+65,8262.752.81+0.06buy
AQR Arbitrage LLC38,38769,287+30,9000.010.02+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP027,980+27,9800.000.00+0.00buy
CoreCap Advisors, LLC019,528+19,5280.000.01+0.01buy
ROYAL BANK OF CANADA400,748418,357+17,6090.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC3,50712,863+9,3560.010.02+0.02buy
UBS Group AG114,513116,770+2,2570.000.00-0.00buy
OSAIC HOLDINGS, INC.162,376163,181+8050.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.40,71041,107+3970.030.03-0.00buy
Steward Partners Investment Advisory, LLC1,9922,014+220.000.00-0.00buy
EverSource Wealth Advisors, LLC016+160.000.00+0.00buy
PEAPACK GLADSTONE FINANCIAL CORP10,30110,30100.000.00-0.00hold
Mraz, Amerine & Associates, Inc.15,83515,83500.030.02-0.00hold
LEVEL FOUR ADVISORY SERVICES, LLC21,75021,75000.010.01-0.00hold
McIlrath & Eck, LLC10,89410,89400.020.01-0.00hold
LODESTAR PRIVATE ASSET MANAGEMENT LLC40,01740,01700.050.05-0.00hold
BOURGEON CAPITAL MANAGEMENT LLC3500-3500.000.00-0.00sell
Invesco Ltd.56,97456,480-4940.000.00-0.00sell
US BANCORP \DE\1,0000-1,0000.000.00-0.00sell
SAPIENT CAPITAL LLC94,13192,179-1,9520.020.02-0.00sell
Cetera Investment Advisers238,230236,266-1,9640.020.00-0.01sell
Integrated Wealth Concepts LLC334,826332,237-2,5890.040.04-0.01sell
CAPTRUST FINANCIAL ADVISORS93,98990,986-3,0030.000.00+0.00sell
Essex Financial Services, Inc.272,375268,272-4,1030.230.20-0.03sell
1607 Capital Partners, LLC409,935402,027-7,9080.230.26+0.03sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO36,61321,560-15,0530.000.00-0.00sell
WELLS FARGO & COMPANY/MN97,25381,788-15,4650.000.00-0.00sell
HighTower Advisors, LLC19,2860-19,2860.000.00-0.00sell
ROTHSCHILD INVESTMENT LLC21,7670-21,7670.010.00-0.01sell
Elequin Capital, LP30,570217-30,3530.070.00-0.07sell
LPL Financial LLC172,199135,294-36,9050.000.00-0.00sell
MORGAN STANLEY321,284211,038-110,2460.000.00-0.00sell
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