Stock Transactions — SPROTT FOCUS TR INC

Total Bought
1,011,921
23 transactions
Total Sold
865,221
8 transactions
Net
+146,700
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SPROTT INC.14,449,98314,777,915+327,9327.127.19+0.07buy
LPL Financial LLC139,130388,110+248,9800.000.00+0.00buy
Hara Capital LLC069,586+69,5860.000.32+0.32buy
WOLVERINE ASSET MANAGEMENT LLC135,843188,488+52,6450.020.02+0.01buy
1607 Capital Partners, LLC257,483310,073+52,5900.180.18+0.00buy
MORGAN STANLEY216,229263,298+47,0690.000.00+0.00buy
AQR Arbitrage LLC120,979162,776+41,7970.020.03+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC94,563133,641+39,0780.140.19+0.05buy
READYSTATE ASSET MANAGEMENT LP038,818+38,8180.000.01+0.01buy
ROYAL BANK OF CANADA462,143496,173+34,0300.000.00-0.00buy
HighTower Advisors, LLC019,750+19,7500.000.00+0.00buy
NewEdge Advisors, LLC011,200+11,2000.000.00+0.00buy
Waverly Advisors, LLC010,792+10,7920.000.00+0.00buy
WELLS FARGO & COMPANY/MN80,54586,671+6,1260.000.00+0.00buy
UBS Group AG111,156115,026+3,8700.000.00-0.00buy
SAPIENT CAPITAL LLC79,25881,603+2,3450.010.01-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC21,59723,548+1,9510.010.01+0.00buy
Elequin Capital, LP0672+6720.000.00+0.00buy
BESSEMER GROUP INC0652+6520.000.00+0.00buy
CoreCap Advisors, LLC20,19820,798+6000.010.01-0.00buy
Invesco Ltd.23,72124,276+5550.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO18,38818,930+5420.000.00-0.00buy
McIlrath & Eck, LLC11,45911,800+3410.010.01-0.00buy
Mraz, Amerine & Associates, Inc.10,71810,71800.010.01-0.00hold
EverSource Wealth Advisors, LLC161600.000.00-0.00hold
LODESTAR PRIVATE ASSET MANAGEMENT LLC40,01740,01700.040.04-0.00hold
Steward Partners Investment Advisory, LLC2,0721,505-5670.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS92,51490,290-2,2240.000.00-0.00sell
EARNED WEALTH ADVISORS, LLC2,3260-2,3260.010.00-0.01sell
Essex Financial Services, Inc.237,110234,707-2,4030.130.12-0.01sell
Integrated Wealth Concepts LLC329,649318,403-11,2460.030.03-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.53,43537,723-15,7120.040.03-0.01sell
Cetera Investment Advisers231,3500-231,3500.000.00-0.00sell
Shaker Financial Services, LLC974,603375,210-599,3932.831.05-1.78sell
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