| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 74,893 | 292,866 | +217,973 | 0.05 | 0.19 | +0.13 | buy |
| Shaker Financial Services, LLC | 38,203 | 166,533 | +128,330 | 0.12 | 0.47 | +0.35 | buy |
| OSAIC HOLDINGS, INC. | 348,714 | 465,301 | +116,587 | 0.00 | 0.01 | +0.00 | buy |
| Marks Group Wealth Management, Inc | 0 | 103,722 | +103,722 | 0.00 | 0.08 | +0.08 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,084,196 | 3,153,965 | +69,769 | 1.14 | 1.11 | -0.03 | buy |
| Alpine Global Management, LLC | 185,000 | 250,000 | +65,000 | 0.39 | 0.35 | -0.04 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 43,533 | +43,533 | 0.00 | 0.04 | +0.04 | buy |
| Quarry LP | 0 | 43,533 | +43,533 | 0.00 | 0.13 | +0.13 | buy |
| Cetera Investment Advisers | 0 | 42,507 | +42,507 | 0.00 | 0.00 | +0.00 | buy |
| GraniteShares Advisors LLC | 190,897 | 218,743 | +27,846 | 1.32 | 0.84 | -0.48 | buy |
| Chicago Partners Investment Group LLC | 119,072 | 136,900 | +17,828 | 0.04 | 0.04 | -0.00 | buy |
| NewEdge Advisors, LLC | 0 | 14,970 | +14,970 | 0.00 | 0.00 | +0.00 | buy |
| Next Capital Management LLC | 152,705 | 165,665 | +12,960 | 0.51 | 0.49 | -0.02 | buy |
| Corient Private Wealth LLC | 0 | 10,749 | +10,749 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 10,464 | +10,464 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 29,398 | 39,344 | +9,946 | 0.01 | 0.01 | +0.00 | buy |
| Baird Financial Group, Inc. | 207,600 | 216,713 | +9,113 | 0.00 | 0.00 | -0.00 | buy |
| SCOTIA CAPITAL INC. | 245,837 | 250,987 | +5,150 | 0.01 | 0.01 | -0.00 | buy |
| LPL Financial LLC | 116,381 | 120,901 | +4,520 | 0.00 | 0.00 | -0.00 | buy |
| PEAK FINANCIAL ADVISORS LLC | 43,925 | 48,311 | +4,386 | 0.23 | 0.21 | -0.01 | buy |
| Larson Financial Group LLC | 0 | 3,735 | +3,735 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 23,078 | 25,828 | +2,750 | 0.00 | 0.00 | -0.00 | buy |
| SeaCrest Wealth Management, LLC | 38,215 | 40,375 | +2,160 | 0.04 | 0.04 | -0.00 | buy |
| Adalta Capital Management LLC | 48,175 | 50,200 | +2,025 | 0.23 | 0.20 | -0.03 | buy |
| Parallel Advisors, LLC | 60,859 | 62,701 | +1,842 | 0.01 | 0.01 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 400 | 1,284 | +884 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 15,291 | 16,042 | +751 | 0.00 | 0.00 | -0.00 | buy |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 15,769 | 16,520 | +751 | 0.00 | 0.00 | -0.00 | buy |
| Apollon Wealth Management, LLC | 11,330 | 12,054 | +724 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 65,274 | 65,874 | +600 | 0.00 | 0.00 | -0.00 | buy |
| Sage Capital Management, LLC | 14,387 | 14,432 | +45 | 0.07 | 0.06 | -0.01 | buy |
| TRUST CO OF VERMONT | 1,300 | 1,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OAK HILL ADVISORS LP | 90,833 | 90,833 | 0 | 0.09 | 0.08 | -0.01 | hold |
| North Star Investment Management Corp. | 155 | 155 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 44,689 | 44,689 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Westside Investment Management, Inc. | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Family Management Corp | 14,378 | 14,378 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 144,433 | 144,433 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Capital Advisors, Ltd. LLC | 1,622 | 1,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Abacus Planning Group, Inc. | 12,547 | 12,547 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Investors Research Corp | 387 | 387 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 187 | 187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Western Wealth Management, LLC | 11,270 | 11,270 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BELLEVUE ASSET MANAGEMENT, LLC | 420 | 420 | 0 | 0.00 | 0.00 | -0.00 | hold |
| METEORA CAPITAL, LLC | 181,679 | 181,679 | 0 | 0.24 | 0.23 | -0.01 | hold |
| Gridiron Partners, LLC | 128,020 | 128,020 | 0 | 0.70 | 0.59 | -0.10 | hold |
| Raleigh Capital Management Inc. | 2,100 | 2,100 | 0 | 0.01 | 0.01 | -0.00 | hold |
| JPMORGAN CHASE & CO | 16,008 | 16,008 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 260 | 260 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WINMILL & CO. INC | 3,600 | 3,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TOTH FINANCIAL ADVISORY CORP | 125 | 125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV | 395,337 | 395,337 | 0 | 2.97 | 1.70 | -1.27 | hold |
| McGlone Suttner Wealth Management, Inc. | 474 | 0 | -474 | 0.00 | 0.00 | -0.00 | sell |
| Gradient Investments LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 16,121 | 15,471 | -650 | 0.00 | 0.00 | -0.00 | sell |
| Truvestments Capital LLC | 750 | 0 | -750 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 15,070 | 12,213 | -2,857 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 668,121 | 664,803 | -3,318 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 28,146 | 23,428 | -4,718 | 0.00 | 0.00 | -0.00 | sell |
| SHUFRO ROSE & CO LLC | 36,214 | 31,185 | -5,029 | 0.03 | 0.02 | -0.01 | sell |
| Qube Research & Technologies Ltd | 5,149 | 0 | -5,149 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 108,681 | 101,919 | -6,762 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 11,794 | 0 | -11,794 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 253,862 | 241,401 | -12,461 | 0.64 | 0.58 | -0.06 | sell |
| Ignite Planners, LLC | 12,673 | 0 | -12,673 | 0.03 | 0.00 | -0.03 | sell |
| CSS LLC/IL | 365,930 | 349,723 | -16,207 | 0.22 | 0.21 | -0.01 | sell |
| ALLIANCEBERNSTEIN L.P. | 16,500 | 0 | -16,500 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 60,350 | 42,622 | -17,728 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 566,929 | 528,416 | -38,513 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 59,353 | 0 | -59,353 | 0.16 | 0.00 | -0.16 | sell |
| AQR Arbitrage LLC | 78,655 | 14,905 | -63,750 | 0.02 | 0.00 | -0.02 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 385,286 | 0 | -385,286 | 0.00 | 0.00 | -0.00 | sell |
| Significant Wealth Partners LLC | 505,579 | 0 | -505,579 | 2.84 | 0.00 | -2.84 | sell |
| Saba Capital Management, L.P. | 2,154,158 | 1,348,714 | -805,444 | 0.41 | 0.22 | -0.19 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,378,498 | 511,391 | -867,107 | 3.90 | 1.32 | -2.58 | sell |