| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 74,893 | 292,866 | +217,973 | 0.05 | 0.19 | +0.13 | buy |
| Shaker Financial Services, LLC | 38,203 | 166,533 | +128,330 | 0.12 | 0.47 | +0.35 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,084,196 | 3,153,965 | +69,769 | 1.14 | 1.11 | -0.03 | buy |
| Alpine Global Management, LLC | 185,000 | 250,000 | +65,000 | 0.39 | 0.35 | -0.04 | buy |
| GraniteShares Advisors LLC | 190,897 | 218,743 | +27,846 | 1.32 | 0.84 | -0.48 | buy |
| Chicago Partners Investment Group LLC | 119,072 | 136,900 | +17,828 | 0.04 | 0.04 | -0.00 | buy |
| Next Capital Management LLC | 152,705 | 165,665 | +12,960 | 0.51 | 0.49 | -0.02 | buy |
| SCOTIA CAPITAL INC. | 245,837 | 250,987 | +5,150 | 0.01 | 0.01 | -0.00 | buy |
| PEAK FINANCIAL ADVISORS LLC | 43,925 | 48,311 | +4,386 | 0.23 | 0.21 | -0.01 | buy |
| SeaCrest Wealth Management, LLC | 38,215 | 40,375 | +2,160 | 0.04 | 0.04 | -0.00 | buy |
| Adalta Capital Management LLC | 48,175 | 50,200 | +2,025 | 0.23 | 0.20 | -0.03 | buy |
| Sage Capital Management, LLC | 14,387 | 14,432 | +45 | 0.07 | 0.06 | -0.01 | buy |
| Capital Investment Advisors, LLC | 15,070 | 12,213 | -2,857 | 0.00 | 0.00 | -0.00 | sell |
| SHUFRO ROSE & CO LLC | 36,214 | 31,185 | -5,029 | 0.03 | 0.02 | -0.01 | sell |
| Bulldog Investors, LLP | 253,862 | 241,401 | -12,461 | 0.64 | 0.58 | -0.06 | sell |
| CSS LLC/IL | 365,930 | 349,723 | -16,207 | 0.16 | 0.15 | -0.02 | sell |
| AQR Arbitrage LLC | 78,655 | 14,905 | -63,750 | 0.02 | 0.00 | -0.02 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,378,498 | 511,391 | -867,107 | 3.90 | 1.32 | -2.58 | sell |