| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Adalta Capital Management LLC | 58,535 | 70,300 | +11,765 | 0.23 | 0.29 | +0.06 | buy |
| Chicago Partners Investment Group LLC | 156,451 | 160,327 | +3,876 | 0.04 | 0.04 | +0.00 | buy |
| PEAK FINANCIAL ADVISORS LLC | 61,179 | 62,300 | +1,121 | 0.24 | 0.25 | +0.00 | buy |
| GAMCO INVESTORS, INC. ET AL | 10,000 | 10,500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| OAK HILL ADVISORS LP | 90,833 | 90,832 | -1 | 0.13 | 0.15 | +0.02 | sell |
| SeaCrest Wealth Management, LLC | 54,265 | 45,820 | -8,445 | 0.04 | 0.04 | -0.00 | sell |
| SCOTIA CAPITAL INC. | 195,163 | 184,479 | -10,684 | 0.01 | 0.01 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 89,433 | 69,467 | -19,966 | 0.07 | 0.05 | -0.02 | sell |
| Shaker Financial Services, LLC | 215,330 | 193,307 | -22,023 | 0.63 | 0.58 | -0.04 | sell |
| READYSTATE ASSET MANAGEMENT LP | 66,477 | 18,453 | -48,024 | 0.02 | 0.01 | -0.01 | sell |
| CSS LLC/IL | 273,279 | 223,016 | -50,263 | 0.09 | 0.09 | +0.00 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 702,688 | 614,217 | -88,471 | 0.69 | 0.70 | +0.01 | sell |
| Bulldog Investors, LLP | 206,789 | 73,191 | -133,598 | 0.41 | 0.15 | -0.26 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,807,109 | 2,404,274 | -402,835 | 1.03 | 0.99 | -0.04 | sell |