Stock Transactions — Saba Capital Income & Opportunities Fund

Total Bought
3,845,403
39 transactions
Total Sold
2,604,875
44 transactions
Net
+1,240,528
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TORONTO DOMINION BANK02,278,240+2,278,2400.000.03+0.03buy
ABSOLUTE INVESTMENT ADVISERS, LLC732,116995,965+263,8490.590.79+0.20buy
ENVESTNET ASSET MANAGEMENT INC631,818885,794+253,9760.000.00+0.00buy
Quarry LP289,225458,877+169,6520.330.62+0.29buy
Penserra Capital Management LLC1,289,1041,454,841+165,7370.110.12+0.01buy
RPO LLC094,567+94,5670.002.57+2.57buy
Invesco Ltd.716,996792,899+75,9030.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.88,563158,763+70,2000.040.07+0.03buy
LPL Financial LLC417,759475,359+57,6000.000.00+0.00buy
UBS Group AG423,721475,890+52,1690.000.00-0.00buy
XTX Topco Ltd044,831+44,8310.000.01+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC760,779802,010+41,2310.780.78-0.01buy
Gridiron Partners, LLC23,44154,852+31,4110.090.23+0.13buy
Marex Group plc030,000+30,0000.000.00+0.00buy
OSAIC HOLDINGS, INC.170,770198,986+28,2160.000.00+0.00buy
Alpine Global Management, LLC027,021+27,0210.000.03+0.03buy
Modern Wealth Management, LLC180,483201,277+20,7940.020.02+0.00buy
IHT Wealth Management, LLC55,32375,993+20,6700.010.01+0.00buy
Adalta Capital Management LLC225,787240,672+14,8850.710.78+0.07buy
FIFTH THIRD BANCORP014,523+14,5230.000.00+0.00buy
Lido Advisors, LLC011,590+11,5900.000.00+0.00buy
Creative Planning010,807+10,8070.000.00+0.00buy
PFG Investments, LLC010,375+10,3750.000.00+0.00buy
PARK AVENUE SECURITIES LLC168,654178,692+10,0380.010.01-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.34,32744,072+9,7450.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC104,008113,141+9,1330.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC30,26537,585+7,3200.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.39,52844,648+5,1200.180.20+0.02buy
PEAK FINANCIAL ADVISORS LLC84,68387,938+3,2550.270.26-0.00buy
TrueMark Investments, LLC53,03655,892+2,8560.070.07+0.00buy
GILL CAPITAL PARTNERS, LLC02,376+2,3760.000.00+0.00buy
Rockefeller Capital Management L.P.2,1814,122+1,9410.000.00+0.00buy
SCOTIA CAPITAL INC.215,519217,374+1,8550.010.01-0.00buy
Parallel Advisors, LLC6,8348,556+1,7220.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS15,18315,767+5840.000.00-0.00buy
SeaCrest Wealth Management, LLC46,54847,033+4850.030.03+0.00buy
Perennial Advisors, LLC10,38710,787+4000.010.01+0.00buy
MANCHESTER FINANCIAL INC12,00412,315+3110.020.02+0.00buy
CWM, LLC1,1611,176+150.000.00-0.00buy
MAI Capital Management4,5434,54300.000.00-0.00hold
Capital Advisors, Ltd. LLC1,6221,62200.000.00+0.00hold
FINANCIAL CONSULATE, INC1,0001,00000.000.00-0.00hold
Matisse Capital65,33365,33300.200.19-0.02hold
Steward Partners Investment Advisory, LLC53353300.000.00-0.00hold
Next Capital Management LLC88,92788,92700.200.18-0.02hold
ESL Trust Services, LLC50150100.000.00-0.00hold
BELLEVUE ASSET MANAGEMENT, LLC42042000.000.00+0.00hold
CONSULTIVA WEALTH MANAGEMENT, CORP.1,3501,35000.030.03-0.00hold
Ethos Financial Group, LLC266,401266,40100.140.14-0.00hold
Farther Finance Advisors, LLC60060000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC35035000.000.00-0.00hold
Kentucky Trust Co50050000.000.00-0.00hold
Grove Street Fiduciary, LLC11,53211,53200.030.03+0.00hold
M&T BANK CORP18,00018,00000.000.00+0.00hold
WINMILL & CO. INC3,7003,70000.010.01+0.00hold
GAMCO INVESTORS, INC. ET AL14,00014,00000.000.00-0.00hold
Clearstead Advisors, LLC3,0003,00000.000.00-0.00hold
STIFEL FINANCIAL CORP31,96331,960-30.000.00-0.00sell
FNY Investment Advisers, LLC1000-1000.000.000.00sell
HARBOUR INVESTMENTS, INC.5730-5730.000.00-0.00sell
Baird Financial Group, Inc.185,004184,113-8910.000.00-0.00sell
Cetera Investment Advisers42,91342,006-9070.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC41,75040,806-9440.010.01-0.00sell
Spire Wealth Management1,0000-1,0000.000.00-0.00sell
WEDBUSH SECURITIES INC53,69952,324-1,3750.010.01-0.00sell
Yakira Capital Management, Inc.129,276127,896-1,3800.300.25-0.05sell
Kilter Group LLC1,7150-1,7150.010.00-0.01sell
Apollon Wealth Management, LLC17,80516,039-1,7660.000.00-0.00sell
Advisors Asset Management, Inc.300,682298,824-1,8580.040.03-0.00sell
Wealth Preservation Advisors, LLC2,0000-2,0000.010.00-0.01sell
MML INVESTORS SERVICES, LLC15,42112,472-2,9490.000.00-0.00sell
HighTower Advisors, LLC33,38530,393-2,9920.000.00-0.00sell
Tactive Advisors, LLC22,52718,685-3,8420.050.04-0.01sell
Corient Private Wealth LLC17,20411,339-5,8650.000.00-0.00sell
Kestra Advisory Services, LLC6,9640-6,9640.000.00-0.00sell
Chicago Partners Investment Group LLC136,337129,110-7,2270.020.02-0.00sell
TWO SIGMA SECURITIES, LLC11,1780-11,1780.010.00-0.01sell
Marks Group Wealth Management, Inc185,636172,790-12,8460.120.11-0.01sell
RIVERNORTH CAPITAL MANAGEMENT, LLC2,016,7812,003,606-13,1750.670.68+0.01sell
Sage Capital Management, LLC13,5000-13,5000.040.00-0.04sell
ROYAL BANK OF CANADA15,3190-15,3190.000.00-0.00sell
Westchester Capital Management, LLC22,3440-22,3440.010.00-0.01sell
Logan Stone Capital, LLC176,138153,367-22,7710.300.29-0.02sell
Virtu Financial LLC24,8600-24,8600.010.00-0.01sell
BANK OF AMERICA CORP /DE/96,79571,414-25,3810.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP73,68844,264-29,4240.020.02-0.01sell
COHEN & STEERS, INC.110,00080,000-30,0000.000.00-0.00sell
CSS LLC/IL739,304708,242-31,0620.290.27-0.03sell
GOLDMAN SACHS GROUP INC33,9570-33,9570.000.00-0.00sell
MORGAN STANLEY684,249642,177-42,0720.000.00-0.00sell
CHOREO, LLC137,48994,181-43,3080.010.01-0.00sell
Focus Partners Wealth3,008,2672,960,544-47,7230.020.02-0.00sell
Cerity Partners LLC50,2040-50,2040.000.00-0.00sell
NINE MASTS CAPITAL Ltd54,5420-54,5420.070.00-0.07sell
North Ground Capital163,11494,432-68,6820.570.77+0.20sell
JANE STREET GROUP, LLC143,4920-143,4920.000.00-0.00sell
Shaker Financial Services, LLC181,5990-181,5990.400.00-0.40sell
NewEdge Advisors, LLC216,68522,052-194,6330.010.00-0.00sell
J.W. COLE ADVISORS, INC.214,8520-214,8520.040.00-0.04sell
Thomas J. Herzfeld Advisors, Inc.1,834,7141,417,189-417,5254.353.25-1.10sell
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