| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Kovitz Investment Group Partners, LLC | 2,757,876 | 2,746,958 | -10,918 | 0.11 | 0.09 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,404,274 | 1,875,203 | -529,071 | 0.99 | 0.84 | -0.15 | sell |
| MORGAN STANLEY | 738,428 | 733,954 | -4,474 | 0.00 | 0.00 | -0.00 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 614,217 | 685,417 | +71,200 | 0.70 | 0.68 | -0.01 | buy |
| Invesco Ltd. | 614,821 | 559,740 | -55,081 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 446,455 | +446,455 | 0.00 | 1.28 | +1.28 | buy |
| LPL Financial LLC | 376,329 | 406,845 | +30,516 | 0.00 | 0.00 | -0.00 | buy |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV | 395,337 | 395,337 | 0 | 3.62 | 4.48 | +0.86 | hold |
| Advisors Asset Management, Inc. | 221,588 | 317,129 | +95,541 | 0.03 | 0.05 | +0.01 | buy |
| NewEdge Advisors, LLC | 241,754 | 282,185 | +40,431 | 0.01 | 0.01 | +0.00 | buy |
| Ethos Financial Group, LLC | 307,253 | 269,718 | -37,535 | 0.23 | 0.19 | -0.04 | sell |
| Quarry LP | 239,596 | 265,396 | +25,800 | 0.47 | 0.49 | +0.02 | buy |
| J.W. COLE ADVISORS, INC. | 187,960 | 199,515 | +11,555 | 0.05 | 0.03 | -0.01 | buy |
| Marks Group Wealth Management, Inc | 185,636 | 185,636 | 0 | 0.14 | 0.14 | +0.00 | hold |
| North Ground Capital | 220,009 | 179,828 | -40,181 | 1.68 | 1.85 | +0.17 | sell |
| Modern Wealth Management, LLC | 30,725 | 159,255 | +128,530 | 0.01 | 0.03 | +0.02 | buy |
| Baird Financial Group, Inc. | 146,371 | 148,026 | +1,655 | 0.00 | 0.00 | -0.00 | buy |
| Chicago Partners Investment Group LLC | 160,327 | 143,845 | -16,482 | 0.04 | 0.03 | -0.01 | sell |
| SCOTIA CAPITAL INC. | 184,479 | 139,859 | -44,620 | 0.01 | 0.01 | -0.00 | sell |
| CSS LLC/IL | 223,016 | 134,113 | -88,903 | 0.12 | 0.07 | -0.05 | sell |
| BANK OF AMERICA CORP /DE/ | 125,490 | 109,860 | -15,630 | 0.00 | 0.00 | -0.00 | sell |
| Next Capital Management LLC | 0 | 99,725 | +99,725 | 0.00 | 0.30 | +0.30 | buy |
| RAYMOND JAMES FINANCIAL INC | 84,750 | 98,579 | +13,829 | 0.00 | 0.00 | +0.00 | buy |
| Adalta Capital Management LLC | 70,300 | 95,200 | +24,900 | 0.29 | 0.39 | +0.09 | buy |
| Shaker Financial Services, LLC | 193,307 | 82,220 | -111,087 | 0.58 | 0.24 | -0.34 | sell |
| OAK HILL ADVISORS LP | 90,832 | 79,343 | -11,489 | 0.15 | 0.16 | +0.01 | sell |
| STIFEL FINANCIAL CORP | 74,831 | 79,009 | +4,178 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 65,274 | 67,494 | +2,220 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 59,642 | 63,974 | +4,332 | 0.00 | 0.00 | -0.00 | buy |
| PEAK FINANCIAL ADVISORS LLC | 62,300 | 63,431 | +1,131 | 0.25 | 0.26 | +0.02 | buy |
| WEDBUSH SECURITIES INC | 64,369 | 56,299 | -8,070 | 0.02 | 0.02 | -0.00 | sell |
| Almitas Capital LLC | 0 | 55,799 | +55,799 | 0.00 | 0.11 | +0.11 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 48,231 | 52,238 | +4,007 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 51,020 | +51,020 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 46,037 | 47,562 | +1,525 | 0.00 | 0.00 | -0.00 | buy |
| Westchester Capital Management, LLC | 44,689 | 44,689 | 0 | 0.02 | 0.02 | +0.00 | hold |
| SeaCrest Wealth Management, LLC | 45,820 | 43,607 | -2,213 | 0.04 | 0.04 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 42,890 | 42,890 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHOREO, LLC | 0 | 37,438 | +37,438 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 39,649 | 36,553 | -3,096 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 67,035 | 35,941 | -31,094 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 28,728 | 27,211 | -1,517 | 0.00 | 0.00 | -0.00 | sell |
| Laird Norton Wetherby Wealth Management, LLC | 0 | 25,107 | +25,107 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 0 | 24,794 | +24,794 | 0.00 | 0.00 | +0.00 | buy |
| Gridiron Partners, LLC | 22,580 | 22,580 | 0 | 0.11 | 0.11 | +0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 18,772 | 19,362 | +590 | 0.00 | 0.00 | -0.00 | buy |
| Parallel Advisors, LLC | 6,834 | 19,297 | +12,463 | 0.00 | 0.00 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 14,984 | 19,198 | +4,214 | 0.01 | 0.01 | +0.00 | buy |
| HRT FINANCIAL LP | 13,208 | 18,909 | +5,701 | 0.00 | 0.00 | +0.00 | buy |
| M&T BANK CORP | 18,000 | 18,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 13,756 | 16,712 | +2,956 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 16,008 | 16,008 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Corient Private Wealth LLC | 14,342 | 14,693 | +351 | 0.00 | 0.00 | -0.00 | buy |
| Sage Capital Management, LLC | 13,500 | 13,500 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Virtu Financial LLC | 0 | 12,513 | +12,513 | 0.00 | 0.01 | +0.01 | buy |
| Grove Street Fiduciary, LLC | 11,532 | 11,532 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Capital Investment Advisors, LLC | 10,965 | 10,965 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kestra Advisory Services, LLC | 10,484 | 10,546 | +62 | 0.00 | 0.00 | +0.00 | buy |
| GAMCO INVESTORS, INC. ET AL | 10,500 | 10,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 10,349 | 10,427 | +78 | 0.01 | 0.01 | -0.00 | buy |
| M Wealth Management, LLC | 17,250 | 10,000 | -7,250 | 0.12 | 0.07 | -0.05 | sell |
| MAI Capital Management | 11,575 | 9,567 | -2,008 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 15,471 | 7,971 | -7,500 | 0.00 | 0.00 | -0.00 | sell |
| Newbridge Financial Services Group, Inc. | 0 | 5,767 | +5,767 | 0.00 | 0.01 | +0.01 | buy |
| WINMILL & CO. INC | 3,600 | 3,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Clearstead Advisors, LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealth Preservation Advisors, LLC | 2,000 | 2,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Ameritas Advisory Services, LLC | 0 | 1,920 | +1,920 | 0.00 | 0.00 | +0.00 | buy |
| Capital Advisors, Ltd. LLC | 1,622 | 1,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | 1,350 | 1,350 | 0 | 0.04 | 0.03 | -0.00 | hold |
| North Capital, Inc. | 1,269 | 1,269 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Spire Wealth Management | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kentucky Trust Co | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BELLEVUE ASSET MANAGEMENT, LLC | 420 | 420 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 387 | 387 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 187 | 187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROYAL BANK OF CANADA | 10,891 | 0 | -10,891 | 0.00 | 0.00 | -0.00 | sell |
| EASTERN BANK | 2,200 | 0 | -2,200 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 10,998 | 0 | -10,998 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 73,191 | 0 | -73,191 | 0.15 | 0.00 | -0.15 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 69,467 | 0 | -69,467 | 0.05 | 0.00 | -0.05 | sell |
| Abacus Planning Group, Inc. | 12,547 | 0 | -12,547 | 0.02 | 0.00 | -0.02 | sell |
| Walleye Capital LLC | 23,983 | 0 | -23,983 | 0.00 | 0.00 | -0.00 | sell |
| READYSTATE ASSET MANAGEMENT LP | 18,453 | 0 | -18,453 | 0.01 | 0.00 | -0.01 | sell |
| Stonebridge Financial Group, LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 12,483 | 0 | -12,483 | 0.00 | 0.00 | -0.00 | sell |