Stock Transactions — Saba Capital Income & Opportunities Fund

Total Bought
1,248,303
34 transactions
Total Sold
1,262,433
30 transactions
Net
-14,130
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Thomas J. Herzfeld Advisors, Inc.0446,455+446,4550.001.28+1.28buy
Modern Wealth Management, LLC30,725159,255+128,5300.010.03+0.02buy
Next Capital Management LLC099,725+99,7250.000.30+0.30buy
Advisors Asset Management, Inc.221,588317,129+95,5410.030.05+0.01buy
ABSOLUTE INVESTMENT ADVISERS, LLC614,217685,417+71,2000.700.68-0.01buy
Almitas Capital LLC055,799+55,7990.000.11+0.11buy
UBS Group AG051,020+51,0200.000.00+0.00buy
NewEdge Advisors, LLC241,754282,185+40,4310.010.01+0.00buy
CHOREO, LLC037,438+37,4380.000.00+0.00buy
LPL Financial LLC376,329406,845+30,5160.000.00-0.00buy
Quarry LP239,596265,396+25,8000.470.49+0.02buy
Laird Norton Wetherby Wealth Management, LLC025,107+25,1070.000.01+0.01buy
Adalta Capital Management LLC70,30095,200+24,9000.290.39+0.09buy
JANE STREET GROUP, LLC024,794+24,7940.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC84,75098,579+13,8290.000.00+0.00buy
Virtu Financial LLC012,513+12,5130.000.01+0.01buy
Parallel Advisors, LLC6,83419,297+12,4630.000.00+0.00buy
J.W. COLE ADVISORS, INC.187,960199,515+11,5550.050.03-0.01buy
Newbridge Financial Services Group, Inc.05,767+5,7670.000.01+0.01buy
HRT FINANCIAL LP13,20818,909+5,7010.000.00+0.00buy
Cetera Investment Advisers59,64263,974+4,3320.000.00-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC14,98419,198+4,2140.010.01+0.00buy
STIFEL FINANCIAL CORP74,83179,009+4,1780.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC48,23152,238+4,0070.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS13,75616,712+2,9560.000.00+0.00buy
GOLDMAN SACHS GROUP INC65,27467,494+2,2200.000.00-0.00buy
Ameritas Advisory Services, LLC01,920+1,9200.000.00+0.00buy
Baird Financial Group, Inc.146,371148,026+1,6550.000.00-0.00buy
Cerity Partners LLC46,03747,562+1,5250.000.00-0.00buy
PEAK FINANCIAL ADVISORS LLC62,30063,431+1,1310.250.26+0.02buy
KESTRA PRIVATE WEALTH SERVICES, LLC18,77219,362+5900.000.00-0.00buy
Corient Private Wealth LLC14,34214,693+3510.000.00-0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV10,34910,427+780.010.01-0.00buy
Kestra Advisory Services, LLC10,48410,546+620.000.00+0.00buy
Westchester Capital Management, LLC44,68944,68900.020.02+0.00hold
Capital Investment Advisors, LLC10,96510,96500.000.00-0.00hold
Capital Advisors, Ltd. LLC1,6221,62200.000.00-0.00hold
Steward Partners Investment Advisory, LLC40040000.000.00-0.00hold
Investors Research Corp38738700.000.00-0.00hold
Global Retirement Partners, LLC18718700.000.00-0.00hold
BELLEVUE ASSET MANAGEMENT, LLC42042000.000.00-0.00hold
Marks Group Wealth Management, Inc185,636185,63600.140.14+0.00hold
CONSULTIVA WEALTH MANAGEMENT, CORP.1,3501,35000.040.03-0.00hold
Spire Wealth Management1,0001,00000.000.00+0.00hold
Gridiron Partners, LLC22,58022,58000.110.11+0.00hold
JPMORGAN CHASE & CO16,00816,00800.000.00-0.00hold
Wealth Preservation Advisors, LLC2,0002,00000.010.01-0.00hold
Sage Capital Management, LLC13,50013,50000.060.05-0.00hold
Kentucky Trust Co50050000.000.00+0.00hold
Grove Street Fiduciary, LLC11,53211,53200.050.04-0.00hold
North Capital, Inc.1,2691,26900.010.01-0.00hold
M&T BANK CORP18,00018,00000.000.00-0.00hold
WINMILL & CO. INC3,6003,60000.010.01-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.42,89042,89000.000.00+0.00hold
GAMCO INVESTORS, INC. ET AL10,50010,50000.000.00-0.00hold
Clearstead Advisors, LLC3,0003,00000.000.00-0.00hold
INVESCO SENIOR SECURED MANAGEMENT INC /ADV395,337395,33703.624.48+0.86hold
Stonebridge Financial Group, LLC10-10.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC28,72827,211-1,5170.000.00-0.00sell
MAI Capital Management11,5759,567-2,0080.000.00-0.00sell
EASTERN BANK2,2000-2,2000.000.00-0.00sell
SeaCrest Wealth Management, LLC45,82043,607-2,2130.040.04-0.00sell
OSAIC HOLDINGS, INC.39,64936,553-3,0960.000.00-0.00sell
MORGAN STANLEY738,428733,954-4,4740.000.00-0.00sell
M Wealth Management, LLC17,25010,000-7,2500.120.07-0.05sell
COMERICA BANK15,4717,971-7,5000.000.00-0.00sell
WEDBUSH SECURITIES INC64,36956,299-8,0700.020.02-0.00sell
ROYAL BANK OF CANADA10,8910-10,8910.000.00-0.00sell
Kovitz Investment Group Partners, LLC2,757,8762,746,958-10,9180.110.09-0.01sell
B. Riley Wealth Advisors, Inc.10,9980-10,9980.000.00-0.00sell
OAK HILL ADVISORS LP90,83279,343-11,4890.150.16+0.01sell
WELLS FARGO & COMPANY/MN12,4830-12,4830.000.00-0.00sell
Abacus Planning Group, Inc.12,5470-12,5470.020.00-0.02sell
BANK OF AMERICA CORP /DE/125,490109,860-15,6300.000.00-0.00sell
Chicago Partners Investment Group LLC160,327143,845-16,4820.040.03-0.01sell
READYSTATE ASSET MANAGEMENT LP18,4530-18,4530.010.00-0.01sell
Walleye Capital LLC23,9830-23,9830.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC67,03535,941-31,0940.000.00-0.00sell
Ethos Financial Group, LLC307,253269,718-37,5350.230.19-0.04sell
North Ground Capital220,009179,828-40,1811.681.85+0.17sell
SCOTIA CAPITAL INC.184,479139,859-44,6200.010.01-0.00sell
Invesco Ltd.614,821559,740-55,0810.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.69,4670-69,4670.050.00-0.05sell
Bulldog Investors, LLP73,1910-73,1910.150.00-0.15sell
CSS LLC/IL223,016134,113-88,9030.120.07-0.05sell
Shaker Financial Services, LLC193,30782,220-111,0870.580.24-0.34sell
RIVERNORTH CAPITAL MANAGEMENT, LLC2,404,2741,875,203-529,0710.990.84-0.15sell
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