Stock TransactionsSaba Capital Income & Opportunities Fund

Total Bought
1,008,479
37 transactions
Total Sold
2,630,502
37 transactions
Net
-1,622,023
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
J.W. COLE ADVISORS, INC.0213,373+213,3730.000.02+0.02buy
ENVESTNET ASSET MANAGEMENT INC885,7941,075,205+189,4110.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.1,417,1891,544,694+127,5053.253.12-0.13buy
Shaker Financial Services, LLC075,815+75,8150.000.16+0.16buy
Penserra Capital Management LLC1,454,8411,505,912+51,0710.120.08-0.04buy
CoreCap Advisors, LLC049,394+49,3940.000.01+0.01buy
JANE STREET GROUP, LLC035,040+35,0400.000.00+0.00buy
LPL Financial LLC475,359507,546+32,1870.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC802,010829,855+27,8450.780.68-0.10buy
NOMURA HOLDINGS INC024,980+24,9800.000.00+0.00buy
Bison Wealth, LLC024,103+24,1030.000.01+0.01buy
OSAIC HOLDINGS, INC.198,986222,050+23,0640.000.00-0.00buy
SeaCrest Wealth Management, LLC47,03364,018+16,9850.030.05+0.01buy
ROBINSON CAPITAL MANAGEMENT, LLC016,051+16,0510.000.05+0.05buy
Permanent Capital Management, LP015,539+15,5390.000.01+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC37,58549,909+12,3240.000.00+0.00buy
GFS Advisors, LLC011,470+11,4700.000.00+0.00buy
CHOREO, LLC94,181103,861+9,6800.010.01-0.00buy
Baird Financial Group, Inc.184,113191,877+7,7640.000.00-0.00buy
Adalta Capital Management LLC240,672248,039+7,3670.780.72-0.06buy
UBS Group AG475,890482,986+7,0960.000.00-0.00buy
Modern Wealth Management, LLC201,277207,457+6,1800.020.02-0.01buy
Integrated Wealth Concepts LLC04,480+4,4800.000.00+0.00buy
TrueMark Investments, LLC55,89259,855+3,9630.070.05-0.02buy
MML INVESTORS SERVICES, LLC12,47216,035+3,5630.000.00-0.00buy
Arax Advisory Partners03,500+3,5000.000.00+0.00buy
PEAK FINANCIAL ADVISORS LLC87,93889,996+2,0580.260.24-0.02buy
Ameritas Advisory Services, LLC01,920+1,9200.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC40,80642,624+1,8180.010.01-0.00buy
CAPTRUST FINANCIAL ADVISORS15,76716,367+6000.000.00-0.00buy
Parallel Advisors, LLC8,5569,082+5260.000.00-0.00buy
Apollon Wealth Management, LLC16,03916,549+5100.000.00-0.00buy
Perennial Advisors, LLC10,78711,198+4110.010.01-0.00buy
NewEdge Advisors, LLC22,05222,451+3990.000.00-0.00buy
Rockefeller Capital Management L.P.4,1224,497+3750.000.00-0.00buy
MANCHESTER FINANCIAL INC12,31512,414+990.020.01-0.00buy
Cetera Investment Advisers42,00642,019+130.000.00-0.00buy
Yakira Capital Management, Inc.127,896127,89600.250.25-0.00hold
Capital Advisors, Ltd. LLC1,6221,62200.000.00-0.00hold
FINANCIAL CONSULATE, INC1,0001,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC53353300.000.00-0.00hold
Next Capital Management LLC88,92788,92700.180.16-0.02hold
ESL Trust Services, LLC50150100.000.00-0.00hold
BELLEVUE ASSET MANAGEMENT, LLC42042000.000.00-0.00hold
Marks Group Wealth Management, Inc172,790172,79000.110.10-0.01hold
CONSULTIVA WEALTH MANAGEMENT, CORP.1,3501,35000.030.02-0.01hold
PFG Investments, LLC10,37510,37500.000.00-0.00hold
Farther Finance Advisors, LLC60060000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC35035000.000.00-0.00hold
Kentucky Trust Co50050000.000.00-0.00hold
Grove Street Fiduciary, LLC11,53211,53200.030.03-0.00hold
FIFTH THIRD BANCORP14,52314,52300.000.00-0.00hold
M&T BANK CORP18,00018,00000.000.00-0.00hold
WINMILL & CO. INC3,7003,70000.010.01-0.00hold
GILL CAPITAL PARTNERS, LLC2,3762,37600.000.00-0.00hold
GAMCO INVESTORS, INC. ET AL14,00014,00000.000.00-0.00hold
Clearstead Advisors, LLC3,0003,00000.000.00+0.00hold
TORONTO DOMINION BANK2,278,2402,278,24000.030.02-0.00hold
STIFEL FINANCIAL CORP31,96031,877-830.000.00-0.00sell
Tactive Advisors, LLC18,68518,535-1500.040.03-0.01sell
Global Retirement Partners, LLC1874-1830.000.00-0.00sell
PARK AVENUE SECURITIES LLC178,692178,401-2910.010.01-0.00sell
SCOTIA CAPITAL INC.217,374216,897-4770.010.01-0.00sell
IHT Wealth Management, LLC75,99375,252-7410.010.01-0.00sell
XTX Topco Ltd44,83143,643-1,1880.010.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.44,07242,662-1,4100.000.00-0.00sell
Advisors Asset Management, Inc.298,824296,959-1,8650.030.03-0.00sell
WEDBUSH SECURITIES INC52,32450,051-2,2730.010.01-0.00sell
HighTower Advisors, LLC30,39327,338-3,0550.000.00-0.00sell
MAI Capital Management4,5430-4,5430.000.00-0.00sell
Marex Group plc30,00024,000-6,0000.000.00-0.00sell
Chicago Partners Investment Group LLC129,110122,851-6,2590.020.02-0.00sell
INTEGRATED CAPITAL MANAGEMENT, INC.44,64837,517-7,1310.200.17-0.03sell
Alpine Global Management, LLC27,02116,800-10,2210.030.02-0.01sell
Creative Planning10,8070-10,8070.000.00-0.00sell
Corient Private Wealth LLC11,3390-11,3390.000.00-0.00sell
Lido Advisors, LLC11,5900-11,5900.000.00-0.00sell
Ethos Financial Group, LLC266,401251,018-15,3830.140.11-0.03sell
RAYMOND JAMES FINANCIAL INC113,14192,798-20,3430.000.00-0.00sell
CSS LLC/IL708,242686,484-21,7580.270.20-0.07sell
Gridiron Partners, LLC54,85225,723-29,1290.230.09-0.14sell
MORGAN STANLEY642,177605,349-36,8280.000.00-0.00sell
North Ground Capital94,43256,000-38,4320.770.44-0.33sell
READYSTATE ASSET MANAGEMENT LP44,2640-44,2640.020.00-0.02sell
Invesco Ltd.792,899740,127-52,7720.000.00-0.00sell
Matisse Capital65,3330-65,3330.190.00-0.19sell
BANK OF AMERICA CORP /DE/71,4140-71,4140.000.00-0.00sell
COHEN & STEERS, INC.80,0000-80,0000.000.00-0.00sell
RPO LLC94,5670-94,5672.570.00-2.57sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.158,76362,290-96,4730.070.03-0.04sell
RIVERNORTH CAPITAL MANAGEMENT, LLC2,003,6061,861,414-142,1920.680.58-0.09sell
Logan Stone Capital, LLC153,3670-153,3670.290.00-0.29sell
Focus Partners Wealth2,960,5442,745,119-215,4250.020.02-0.00sell
Quarry LP458,87723,773-435,1040.620.02-0.60sell
ABSOLUTE INVESTMENT ADVISERS, LLC995,96557,853-938,1120.790.04-0.75sell
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