Stock Transactions — Saba Capital Income & Opportunities Fund

Total Bought
46,925,536
50 transactions
Total Sold
3,601,874
30 transactions
Net
+43,323,662
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Gridiron Partners, LLC22,58042,630,926+42,608,3460.110.10-0.01buy
Penserra Capital Management LLC01,169,800+1,169,8000.000.11+0.11buy
Thomas J. Herzfeld Advisors, Inc.446,4551,175,007+728,5521.283.13+1.85buy
ENVESTNET ASSET MANAGEMENT INC52,238710,277+658,0390.000.00+0.00buy
SEVEN MILE ADVISORY0609,622+609,6220.000.76+0.76buy
Alpine Global Management, LLC0197,000+197,0000.000.28+0.28buy
Yakira Capital Management, Inc.0136,800+136,8000.000.40+0.40buy
BOOTHBAY FUND MANAGEMENT, LLC097,000+97,0000.000.02+0.02buy
Beacon Pointe Advisors, LLC091,709+91,7090.000.01+0.01buy
READYSTATE ASSET MANAGEMENT LP089,331+89,3310.000.03+0.03buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.086,170+86,1700.000.04+0.04buy
Adalta Capital Management LLC95,200177,500+82,3000.390.63+0.24buy
CHOREO, LLC37,43895,258+57,8200.000.01+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC046,945+46,9450.000.06+0.06buy
STIFEL FINANCIAL CORP79,009117,184+38,1750.000.00+0.00buy
IHT Wealth Management, LLC034,125+34,1250.000.01+0.01buy
NewEdge Advisors, LLC282,185309,845+27,6600.010.01-0.00buy
Apollon Wealth Management, LLC017,508+17,5080.000.00+0.00buy
J.W. COLE ADVISORS, INC.199,515216,968+17,4530.030.03-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC19,19835,549+16,3510.010.01+0.00buy
COHEN & STEERS, INC.015,000+15,0000.000.00+0.00buy
Ethos Financial Group, LLC269,718283,153+13,4350.190.17-0.01buy
Maridea Wealth Management LLC011,773+11,7730.000.01+0.01buy
OSAIC HOLDINGS, INC.36,55348,129+11,5760.000.00+0.00buy
JANE STREET GROUP, LLC24,79435,830+11,0360.000.00+0.00buy
Perennial Advisors, LLC010,028+10,0280.000.01+0.01buy
LPL Financial LLC406,845414,885+8,0400.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC98,579103,557+4,9780.000.00-0.00buy
Parallel Advisors, LLC19,29724,117+4,8200.000.00+0.00buy
UBS Group AG51,02054,911+3,8910.000.00-0.00buy
Rockefeller Capital Management L.P.02,581+2,5810.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC27,21129,523+2,3120.000.00+0.00buy
Modern Wealth Management, LLC159,255161,452+2,1970.030.02-0.01buy
SeaCrest Wealth Management, LLC43,60745,759+2,1520.040.04-0.00buy
Chicago Partners Investment Group LLC143,845145,833+1,9880.030.03-0.01buy
Cerity Partners LLC47,56249,055+1,4930.000.00-0.00buy
WEDBUSH SECURITIES INC56,29957,549+1,2500.020.01-0.00buy
Baird Financial Group, Inc.148,026149,109+1,0830.000.00-0.00buy
FINANCIAL CONSULATE, INC01,000+1,0000.000.00+0.00buy
CWM, LLC0853+8530.000.00+0.00buy
Wealthspire Advisors, LLC0622+6220.000.00+0.00buy
Farther Finance Advisors, LLC0600+6000.000.00+0.00buy
ESL Trust Services, LLC0501+5010.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS16,71217,158+4460.000.00-0.00buy
Corient Private Wealth LLC14,69315,078+3850.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0350+3500.000.00+0.00buy
PEAK FINANCIAL ADVISORS LLC63,43163,700+2690.260.24-0.02buy
Advisory Services Network, LLC0150+1500.000.00+0.00buy
Capital Investment Advisors, LLC10,96510,985+200.000.00-0.00buy
North Capital, Inc.1,2691,270+10.010.01-0.00buy
OAK HILL ADVISORS LP79,34379,34300.160.13-0.03hold
Capital Advisors, Ltd. LLC1,6221,62200.000.00-0.00hold
Steward Partners Investment Advisory, LLC40040000.000.00-0.00hold
Global Retirement Partners, LLC18718700.000.00-0.00hold
BELLEVUE ASSET MANAGEMENT, LLC42042000.000.00-0.00hold
Marks Group Wealth Management, Inc185,636185,63600.140.13-0.01hold
CONSULTIVA WEALTH MANAGEMENT, CORP.1,3501,35000.030.03-0.00hold
Spire Wealth Management1,0001,00000.000.00-0.00hold
Newbridge Financial Services Group, Inc.5,7675,76700.010.01-0.00hold
Ameritas Advisory Services, LLC1,9201,92000.000.00+0.00hold
Wealth Preservation Advisors, LLC2,0002,00000.010.01-0.00hold
M Wealth Management, LLC10,00010,00000.070.07-0.01hold
Sage Capital Management, LLC13,50013,50000.050.05-0.01hold
Kentucky Trust Co50050000.000.00-0.00hold
Grove Street Fiduciary, LLC11,53211,53200.040.04-0.00hold
M&T BANK CORP18,00018,00000.000.00-0.00hold
WINMILL & CO. INC3,6003,60000.010.01-0.00hold
Clearstead Advisors, LLC3,0003,00000.000.00-0.00hold
COMERICA BANK7,9717,97100.000.00-0.00hold
Kestra Advisory Services, LLC10,54610,357-1890.000.00-0.00sell
Investors Research Corp3870-3870.000.00-0.00sell
CREATIVE FINANCIAL DESIGNS INC /ADV10,4279,941-4860.010.01-0.00sell
MAI Capital Management9,5679,067-5000.000.00-0.00sell
MORGAN STANLEY733,954731,143-2,8110.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.42,89034,327-8,5630.000.00-0.00sell
GAMCO INVESTORS, INC. ET AL10,5000-10,5000.000.00-0.00sell
Next Capital Management LLC99,72588,927-10,7980.300.23-0.07sell
Virtu Financial LLC12,5130-12,5130.010.00-0.01sell
JPMORGAN CHASE & CO16,0080-16,0080.000.00-0.00sell
BANK OF AMERICA CORP /DE/109,86092,649-17,2110.000.00-0.00sell
Advisors Asset Management, Inc.317,129298,546-18,5830.050.04-0.01sell
HRT FINANCIAL LP18,9090-18,9090.000.00-0.00sell
CSS LLC/IL134,113115,030-19,0830.070.05-0.02sell
KESTRA PRIVATE WEALTH SERVICES, LLC19,3620-19,3620.000.00-0.00sell
Invesco Ltd.559,740540,304-19,4360.000.00-0.00sell
Cetera Investment Advisers63,97443,956-20,0180.000.00-0.00sell
SCOTIA CAPITAL INC.139,859118,303-21,5560.010.00-0.00sell
Shaker Financial Services, LLC82,22060,563-21,6570.240.16-0.08sell
Westchester Capital Management, LLC44,68922,344-22,3450.020.01-0.01sell
Laird Norton Wetherby Wealth Management, LLC25,1070-25,1070.010.00-0.01sell
GOLDMAN SACHS GROUP INC67,49433,356-34,1380.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC35,9410-35,9410.000.00-0.00sell
Almitas Capital LLC55,7990-55,7990.110.00-0.11sell
North Ground Capital179,828110,000-69,8281.850.52-1.33sell
Quarry LP265,396109,284-156,1120.490.21-0.29sell
INVESCO SENIOR SECURED MANAGEMENT INC /ADV395,3370-395,3374.480.00-4.48sell
Kovitz Investment Group Partners, LLC2,746,9582,323,938-423,0200.090.07-0.02sell
ABSOLUTE INVESTMENT ADVISERS, LLC685,41733,469-651,9480.680.03-0.65sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,875,203381,474-1,493,7290.840.17-0.67sell
Page 1 of 1