| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,966,841 | 3,084,196 | +117,355 | 1.18 | 1.14 | -0.04 | buy |
| Alpine Global Management, LLC | 104,785 | 185,000 | +80,215 | 0.19 | 0.39 | +0.20 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,083 | 74,893 | +64,810 | 0.01 | 0.05 | +0.04 | buy |
| AQR Arbitrage LLC | 36,613 | 78,655 | +42,042 | 0.01 | 0.02 | +0.01 | buy |
| SCOTIA CAPITAL INC. | 210,950 | 245,837 | +34,887 | 0.01 | 0.01 | +0.00 | buy |
| Adalta Capital Management LLC | 29,325 | 48,175 | +18,850 | 0.15 | 0.23 | +0.08 | buy |
| SeaCrest Wealth Management, LLC | 38,834 | 38,215 | -619 | 0.04 | 0.04 | -0.00 | sell |
| Chicago Partners Investment Group LLC | 120,046 | 119,072 | -974 | 0.05 | 0.04 | -0.01 | sell |
| GraniteShares Advisors LLC | 192,016 | 190,897 | -1,119 | 1.37 | 1.32 | -0.05 | sell |
| Family Management Corp | 15,767 | 14,378 | -1,389 | 0.03 | 0.02 | -0.00 | sell |
| Capital Investment Advisors, LLC | 16,945 | 15,070 | -1,875 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 185,204 | 181,679 | -3,525 | 0.24 | 0.24 | -0.01 | sell |
| Western Wealth Management, LLC | 15,965 | 11,270 | -4,695 | 0.01 | 0.01 | -0.00 | sell |
| Ignite Planners, LLC | 17,541 | 12,673 | -4,868 | 0.04 | 0.03 | -0.01 | sell |
| CSS LLC/IL | 404,546 | 365,930 | -38,616 | 0.20 | 0.16 | -0.04 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,426,293 | 1,378,498 | -47,795 | 4.23 | 3.90 | -0.33 | sell |
| Bulldog Investors, LLP | 336,809 | 253,862 | -82,947 | 0.90 | 0.64 | -0.26 | sell |