| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,966,841 | 3,084,196 | +117,355 | 1.18 | 1.14 | -0.04 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 298,715 | 385,286 | +86,571 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 104,785 | 185,000 | +80,215 | 0.19 | 0.39 | +0.20 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,083 | 74,893 | +64,810 | 0.01 | 0.05 | +0.04 | buy |
| PEAK FINANCIAL ADVISORS LLC | 0 | 43,925 | +43,925 | 0.00 | 0.23 | +0.23 | buy |
| AQR Arbitrage LLC | 36,613 | 78,655 | +42,042 | 0.01 | 0.02 | +0.01 | buy |
| Shaker Financial Services, LLC | 0 | 38,203 | +38,203 | 0.00 | 0.12 | +0.12 | buy |
| SCOTIA CAPITAL INC. | 210,950 | 245,837 | +34,887 | 0.01 | 0.01 | +0.00 | buy |
| Baird Financial Group, Inc. | 185,785 | 207,600 | +21,815 | 0.00 | 0.00 | -0.00 | buy |
| Adalta Capital Management LLC | 29,325 | 48,175 | +18,850 | 0.15 | 0.23 | +0.08 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 16,500 | +16,500 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 44,993 | 60,350 | +15,357 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 104,342 | 116,381 | +12,039 | 0.00 | 0.00 | -0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 11,794 | +11,794 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,392 | 28,146 | +7,754 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 55,800 | 60,859 | +5,059 | 0.01 | 0.01 | -0.00 | buy |
| Truvestments Capital LLC | 0 | 750 | +750 | 0.00 | 0.00 | +0.00 | buy |
| Gradient Investments LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 15,290 | 15,769 | +479 | 0.00 | 0.00 | -0.00 | buy |
| McGlone Suttner Wealth Management, Inc. | 0 | 474 | +474 | 0.00 | 0.00 | +0.00 | buy |
| Raleigh Capital Management Inc. | 1,800 | 2,100 | +300 | 0.01 | 0.01 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 260 | +260 | 0.00 | 0.00 | +0.00 | buy |
| TRUST CO OF VERMONT | 1,300 | 1,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OAK HILL ADVISORS LP | 90,833 | 90,833 | 0 | 0.07 | 0.09 | +0.02 | hold |
| North Star Investment Management Corp. | 155 | 155 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 44,689 | 44,689 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westside Investment Management, Inc. | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Advisors, Ltd. LLC | 1,622 | 1,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 59,353 | 59,353 | 0 | 0.20 | 0.16 | -0.04 | hold |
| Abacus Planning Group, Inc. | 12,547 | 12,547 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Qube Research & Technologies Ltd | 5,149 | 5,149 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 387 | 387 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 187 | 187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Next Capital Management LLC | 152,705 | 152,705 | 0 | 0.53 | 0.51 | -0.03 | hold |
| Apollon Wealth Management, LLC | 11,330 | 11,330 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BELLEVUE ASSET MANAGEMENT, LLC | 420 | 420 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 16,008 | 16,008 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WINMILL & CO. INC | 3,600 | 3,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TOTH FINANCIAL ADVISORY CORP | 125 | 125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV | 395,337 | 395,337 | 0 | 3.22 | 2.97 | -0.25 | hold |
| COMERICA BANK | 16,121 | 16,121 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SHUFRO ROSE & CO LLC | 36,214 | 36,214 | 0 | 0.03 | 0.03 | +0.00 | hold |
| STIFEL FINANCIAL CORP | 23,102 | 23,078 | -24 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 65,774 | 65,274 | -500 | 0.00 | 0.00 | -0.00 | sell |
| SeaCrest Wealth Management, LLC | 38,834 | 38,215 | -619 | 0.04 | 0.04 | -0.00 | sell |
| Chicago Partners Investment Group LLC | 120,046 | 119,072 | -974 | 0.05 | 0.04 | -0.01 | sell |
| Elequin Capital, LP | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| GraniteShares Advisors LLC | 192,016 | 190,897 | -1,119 | 1.37 | 1.32 | -0.05 | sell |
| Family Management Corp | 15,767 | 14,378 | -1,389 | 0.03 | 0.02 | -0.00 | sell |
| Capital Investment Advisors, LLC | 16,945 | 15,070 | -1,875 | 0.00 | 0.00 | -0.00 | sell |
| Stonebridge Capital Advisors LLC | 2,627 | 0 | -2,627 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 147,958 | 144,433 | -3,525 | 0.04 | 0.04 | +0.00 | sell |
| METEORA CAPITAL, LLC | 185,204 | 181,679 | -3,525 | 0.24 | 0.24 | -0.01 | sell |
| Western Wealth Management, LLC | 15,965 | 11,270 | -4,695 | 0.01 | 0.01 | -0.00 | sell |
| Ignite Planners, LLC | 17,541 | 12,673 | -4,868 | 0.04 | 0.03 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 113,925 | 108,681 | -5,244 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 23,245 | 15,291 | -7,954 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 39,344 | 29,398 | -9,946 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 594,982 | 566,929 | -28,053 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 377,750 | 348,714 | -29,036 | 0.00 | 0.00 | +0.00 | sell |
| CSS LLC/IL | 404,546 | 365,930 | -38,616 | 0.26 | 0.22 | -0.04 | sell |
| Walleye Capital LLC | 40,485 | 0 | -40,485 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 715,587 | 668,121 | -47,466 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,426,293 | 1,378,498 | -47,795 | 4.23 | 3.90 | -0.33 | sell |
| Bulldog Investors, LLP | 336,809 | 253,862 | -82,947 | 0.90 | 0.64 | -0.26 | sell |
| Quarry LP | 128,200 | 0 | -128,200 | 0.64 | 0.00 | -0.64 | sell |
| Saba Capital Management, L.P. | 2,486,551 | 2,154,158 | -332,393 | 0.61 | 0.41 | -0.20 | sell |
| CLOUGH CAPITAL PARTNERS L P | 469,500 | 0 | -469,500 | 0.39 | 0.00 | -0.39 | sell |