Stock Transactions — Saba Capital Income & Opportunities Fund

Total Bought
1,815,238
35 transactions
Total Sold
1,739,740
28 transactions
Net
+75,498
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ABSOLUTE INVESTMENT ADVISERS, LLC0702,688+702,6880.000.69+0.69buy
Quarry LP0276,301+276,3010.000.41+0.41buy
Shaker Financial Services, LLC93,657215,330+121,6730.270.63+0.36buy
NewEdge Advisors, LLC29,304122,495+93,1910.000.01+0.00buy
Kovitz Investment Group Partners, LLC2,471,4472,558,183+86,7360.130.10-0.04buy
READYSTATE ASSET MANAGEMENT LP066,477+66,4770.000.02+0.02buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors064,060+64,0600.000.07+0.07buy
STIFEL FINANCIAL CORP34,77494,831+60,0570.000.00+0.00buy
J.W. COLE ADVISORS, INC.93,440150,479+57,0390.030.05+0.02buy
Penserra Capital Management LLC1,206,6701,257,178+50,5080.200.18-0.02buy
UBS Group AG31,31664,001+32,6850.000.00+0.00buy
Walleye Capital LLC028,327+28,3270.000.00+0.00buy
Modern Wealth Management, LLC025,000+25,0000.000.01+0.01buy
Jefferies Financial Group Inc.025,000+25,0000.000.00+0.00buy
LPL Financial LLC142,206163,130+20,9240.000.00+0.00buy
XTX Topco Ltd018,466+18,4660.000.01+0.01buy
PNC FINANCIAL SERVICES GROUP, INC.014,542+14,5420.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS013,321+13,3210.000.00+0.00buy
AQR Arbitrage LLC012,798+12,7980.000.00+0.00buy
WELLS FARGO & COMPANY/MN012,483+12,4830.000.00+0.00buy
BANK OF AMERICA CORP /DE/97,348108,725+11,3770.000.00+0.00buy
SeaCrest Wealth Management, LLC48,50254,265+5,7630.040.04+0.00buy
Chicago Partners Investment Group LLC151,557156,451+4,8940.040.04+0.00buy
Elequin Capital, LP02,220+2,2200.000.00+0.00buy
EASTERN BANK02,200+2,2000.000.00+0.00buy
WEDBUSH SECURITIES INC61,55462,954+1,4000.020.02-0.00buy
OSAIC HOLDINGS, INC.40,75842,138+1,3800.000.00+0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV9,70010,775+1,0750.010.01+0.00buy
Spire Wealth Management01,000+1,0000.000.00+0.00buy
GOLDMAN SACHS GROUP INC65,27466,274+1,0000.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC17,64318,207+5640.000.00-0.00buy
MAI Capital Management11,65711,706+490.000.00-0.00buy
PEAK FINANCIAL ADVISORS LLC61,14861,179+310.240.24+0.00buy
BESSEMER GROUP INC1,4141,422+80.000.00-0.00buy
OAK HILL ADVISORS LP90,83290,833+10.100.13+0.02buy
North Star Investment Management Corp.15515500.000.00+0.00hold
Westchester Capital Management, LLC44,68944,68900.020.02+0.00hold
Capital Advisors, Ltd. LLC1,6221,62200.000.00+0.00hold
Abacus Planning Group, Inc.12,54712,54700.020.02-0.00hold
Steward Partners Investment Advisory, LLC40040000.000.00-0.00hold
Investors Research Corp38738700.000.00+0.00hold
Global Retirement Partners, LLC18718700.000.00-0.00hold
BELLEVUE ASSET MANAGEMENT, LLC42042000.000.00+0.00hold
Marks Group Wealth Management, Inc185,636185,63600.130.14+0.00hold
Gridiron Partners, LLC22,58022,58000.100.11+0.01hold
Raleigh Capital Management Inc.2,4002,40000.010.01+0.00hold
JPMORGAN CHASE & CO16,00816,00800.000.00-0.00hold
WINMILL & CO. INC3,6003,60000.010.01-0.00hold
GAMCO INVESTORS, INC. ET AL10,00010,00000.000.00+0.00hold
Clearstead Advisors, LLC3,0003,00000.000.00-0.00hold
INVESCO SENIOR SECURED MANAGEMENT INC /ADV395,337395,33702.812.89+0.09hold
Wilmington Savings Fund Society, FSB28,38028,38000.000.00+0.00hold
COMERICA BANK15,47115,47100.000.00+0.00hold
Westside Investment Management, Inc.1000-1000.000.00-0.00sell
ROYAL BANK OF CANADA12,69012,344-3460.000.00-0.00sell
Sage Capital Management, LLC13,91713,500-4170.050.05+0.00sell
Capital Investment Advisors, LLC11,40210,965-4370.000.00-0.00sell
Corient Private Wealth LLC15,32214,674-6480.000.00+0.00sell
Kestra Advisory Services, LLC11,46410,464-1,0000.000.00-0.00sell
TRUST CO OF VERMONT1,3000-1,3000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC29,67327,807-1,8660.000.00-0.00sell
Apollon Wealth Management, LLC13,33210,127-3,2050.000.00-0.00sell
Cetera Investment Advisers43,78540,217-3,5680.000.00-0.00sell
B. Riley Wealth Advisors, Inc.19,09815,098-4,0000.000.00-0.00sell
CSS LLC/IL280,243273,279-6,9640.120.12+0.00sell
Parallel Advisors, LLC38,14229,349-8,7930.010.01-0.00sell
Adalta Capital Management LLC67,77558,535-9,2400.270.23-0.03sell
Western Wealth Management, LLC10,0700-10,0700.000.00-0.00sell
HighTower Advisors, LLC55,49443,877-11,6170.000.00-0.00sell
SCOTIA CAPITAL INC.221,286195,163-26,1230.010.01-0.00sell
Invesco Ltd.564,825532,373-32,4520.000.00-0.00sell
Bulldog Investors, LLP241,401206,789-34,6120.620.41-0.20sell
Next Capital Management LLC155,616110,322-45,2940.480.35-0.14sell
Baird Financial Group, Inc.184,212124,815-59,3970.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.154,98489,433-65,5510.120.07-0.05sell
MORGAN STANLEY806,549727,966-78,5830.000.00-0.00sell
Marex Group plc148,73216,472-132,2600.030.00-0.02sell
RIVERNORTH CAPITAL MANAGEMENT, LLC3,060,6972,807,109-253,5881.121.03-0.09sell
Alpine Global Management, LLC275,0000-275,0000.510.00-0.51sell
GraniteShares Advisors LLC291,7890-291,7891.500.00-1.50sell
Saba Capital Management, L.P.715,422333,902-381,5200.120.06-0.06sell
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