Stock TransactionsSaba Capital Income & Opportunities Fund

Total Bought
189,400
5 transactions
Total Sold
574,486
10 transactions
Net
-385,086
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Shaker Financial Services, LLC93,657215,330+121,6730.270.63+0.36buy
J.W. COLE ADVISORS, INC.93,440150,479+57,0390.030.05+0.02buy
SeaCrest Wealth Management, LLC48,50254,265+5,7630.040.04+0.00buy
Chicago Partners Investment Group LLC151,557156,451+4,8940.040.04+0.00buy
PEAK FINANCIAL ADVISORS LLC61,14861,179+310.240.24+0.00buy
Sage Capital Management, LLC13,91713,500-4170.050.05+0.00sell
Capital Investment Advisors, LLC11,40210,965-4370.000.00-0.00sell
CSS LLC/IL280,243273,279-6,9640.100.09-0.01sell
Adalta Capital Management LLC67,77558,535-9,2400.270.23-0.03sell
SCOTIA CAPITAL INC.221,286195,163-26,1230.010.01-0.00sell
Bulldog Investors, LLP241,401206,789-34,6120.620.41-0.20sell
Next Capital Management LLC155,616110,322-45,2940.480.35-0.14sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.154,98489,433-65,5510.120.07-0.05sell
Marex Group plc148,73216,472-132,2600.030.00-0.02sell
RIVERNORTH CAPITAL MANAGEMENT, LLC3,060,6972,807,109-253,5881.121.03-0.09sell
Page 1 of 1