| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,060,697 | 2,807,109 | -253,588 | 1.12 | 1.03 | -0.09 | sell |
| Kovitz Investment Group Partners, LLC | 2,471,447 | 2,558,183 | +86,736 | 0.13 | 0.10 | -0.04 | buy |
| Penserra Capital Management LLC | 1,206,670 | 1,257,178 | +50,508 | 0.20 | 0.18 | -0.02 | buy |
| MORGAN STANLEY | 806,549 | 727,966 | -78,583 | 0.00 | 0.00 | -0.00 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 702,688 | +702,688 | 0.00 | 0.69 | +0.69 | buy |
| Invesco Ltd. | 564,825 | 532,373 | -32,452 | 0.00 | 0.00 | -0.00 | sell |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV | 395,337 | 395,337 | 0 | 2.81 | 2.89 | +0.09 | hold |
| Saba Capital Management, L.P. | 715,422 | 333,902 | -381,520 | 0.12 | 0.06 | -0.06 | sell |
| Quarry LP | 0 | 276,301 | +276,301 | 0.00 | 0.41 | +0.41 | buy |
| CSS LLC/IL | 280,243 | 273,279 | -6,964 | 0.12 | 0.12 | +0.00 | sell |
| Shaker Financial Services, LLC | 93,657 | 215,330 | +121,673 | 0.27 | 0.63 | +0.36 | buy |
| Bulldog Investors, LLP | 241,401 | 206,789 | -34,612 | 0.62 | 0.41 | -0.20 | sell |
| SCOTIA CAPITAL INC. | 221,286 | 195,163 | -26,123 | 0.01 | 0.01 | -0.00 | sell |
| Marks Group Wealth Management, Inc | 185,636 | 185,636 | 0 | 0.13 | 0.14 | +0.00 | hold |
| LPL Financial LLC | 142,206 | 163,130 | +20,924 | 0.00 | 0.00 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 151,557 | 156,451 | +4,894 | 0.04 | 0.04 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 93,440 | 150,479 | +57,039 | 0.03 | 0.05 | +0.02 | buy |
| Baird Financial Group, Inc. | 184,212 | 124,815 | -59,397 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 29,304 | 122,495 | +93,191 | 0.00 | 0.01 | +0.00 | buy |
| Next Capital Management LLC | 155,616 | 110,322 | -45,294 | 0.48 | 0.35 | -0.14 | sell |
| BANK OF AMERICA CORP /DE/ | 97,348 | 108,725 | +11,377 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 34,774 | 94,831 | +60,057 | 0.00 | 0.00 | +0.00 | buy |
| OAK HILL ADVISORS LP | 90,832 | 90,833 | +1 | 0.10 | 0.13 | +0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 154,984 | 89,433 | -65,551 | 0.12 | 0.07 | -0.05 | sell |
| READYSTATE ASSET MANAGEMENT LP | 0 | 66,477 | +66,477 | 0.00 | 0.02 | +0.02 | buy |
| GOLDMAN SACHS GROUP INC | 65,274 | 66,274 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | 64,060 | +64,060 | 0.00 | 0.07 | +0.07 | buy |
| UBS Group AG | 31,316 | 64,001 | +32,685 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 61,554 | 62,954 | +1,400 | 0.02 | 0.02 | -0.00 | buy |
| PEAK FINANCIAL ADVISORS LLC | 61,148 | 61,179 | +31 | 0.24 | 0.24 | +0.00 | buy |
| Adalta Capital Management LLC | 67,775 | 58,535 | -9,240 | 0.27 | 0.23 | -0.03 | sell |
| SeaCrest Wealth Management, LLC | 48,502 | 54,265 | +5,763 | 0.04 | 0.04 | +0.00 | buy |
| Westchester Capital Management, LLC | 44,689 | 44,689 | 0 | 0.02 | 0.02 | +0.00 | hold |
| HighTower Advisors, LLC | 55,494 | 43,877 | -11,617 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 40,758 | 42,138 | +1,380 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 43,785 | 40,217 | -3,568 | 0.00 | 0.00 | -0.00 | sell |
| Parallel Advisors, LLC | 38,142 | 29,349 | -8,793 | 0.01 | 0.01 | -0.00 | sell |
| Wilmington Savings Fund Society, FSB | 28,380 | 28,380 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Walleye Capital LLC | 0 | 28,327 | +28,327 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 29,673 | 27,807 | -1,866 | 0.00 | 0.00 | -0.00 | sell |
| Modern Wealth Management, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| Jefferies Financial Group Inc. | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Gridiron Partners, LLC | 22,580 | 22,580 | 0 | 0.10 | 0.11 | +0.01 | hold |
| XTX Topco Ltd | 0 | 18,466 | +18,466 | 0.00 | 0.01 | +0.01 | buy |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 17,643 | 18,207 | +564 | 0.00 | 0.00 | -0.00 | buy |
| Marex Group plc | 148,732 | 16,472 | -132,260 | 0.03 | 0.00 | -0.02 | sell |
| JPMORGAN CHASE & CO | 16,008 | 16,008 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 15,471 | 15,471 | 0 | 0.00 | 0.00 | +0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 19,098 | 15,098 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| Corient Private Wealth LLC | 15,322 | 14,674 | -648 | 0.00 | 0.00 | +0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 14,542 | +14,542 | 0.00 | 0.00 | +0.00 | buy |
| Sage Capital Management, LLC | 13,917 | 13,500 | -417 | 0.05 | 0.05 | +0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 0 | 13,321 | +13,321 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 12,798 | +12,798 | 0.00 | 0.00 | +0.00 | buy |
| Abacus Planning Group, Inc. | 12,547 | 12,547 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 0 | 12,483 | +12,483 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 12,690 | 12,344 | -346 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 11,657 | 11,706 | +49 | 0.00 | 0.00 | -0.00 | buy |
| Capital Investment Advisors, LLC | 11,402 | 10,965 | -437 | 0.00 | 0.00 | -0.00 | sell |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 9,700 | 10,775 | +1,075 | 0.01 | 0.01 | +0.00 | buy |
| Kestra Advisory Services, LLC | 11,464 | 10,464 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Apollon Wealth Management, LLC | 13,332 | 10,127 | -3,205 | 0.00 | 0.00 | -0.00 | sell |
| GAMCO INVESTORS, INC. ET AL | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WINMILL & CO. INC | 3,600 | 3,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Clearstead Advisors, LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Raleigh Capital Management Inc. | 2,400 | 2,400 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Elequin Capital, LP | 0 | 2,220 | +2,220 | 0.00 | 0.00 | +0.00 | buy |
| EASTERN BANK | 0 | 2,200 | +2,200 | 0.00 | 0.00 | +0.00 | buy |
| Capital Advisors, Ltd. LLC | 1,622 | 1,622 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BESSEMER GROUP INC | 1,414 | 1,422 | +8 | 0.00 | 0.00 | -0.00 | buy |
| Spire Wealth Management | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| BELLEVUE ASSET MANAGEMENT, LLC | 420 | 420 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 387 | 387 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Global Retirement Partners, LLC | 187 | 187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 155 | 155 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TRUST CO OF VERMONT | 1,300 | 0 | -1,300 | 0.00 | 0.00 | -0.00 | sell |
| Westside Investment Management, Inc. | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 275,000 | 0 | -275,000 | 0.51 | 0.00 | -0.51 | sell |
| Western Wealth Management, LLC | 10,070 | 0 | -10,070 | 0.00 | 0.00 | -0.00 | sell |
| GraniteShares Advisors LLC | 291,789 | 0 | -291,789 | 1.50 | 0.00 | -1.50 | sell |