| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | 0 | 3,008,267 | +3,008,267 | 0.00 | 0.02 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 381,474 | 2,016,781 | +1,635,307 | 0.17 | 0.67 | +0.50 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 46,945 | 760,779 | +713,834 | 0.06 | 0.78 | +0.73 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 33,469 | 732,116 | +698,647 | 0.03 | 0.59 | +0.55 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,175,007 | 1,834,714 | +659,707 | 3.13 | 4.35 | +1.22 | buy |
| CSS LLC/IL | 115,030 | 739,304 | +624,274 | 0.05 | 0.29 | +0.24 | buy |
| UBS Group AG | 54,911 | 423,721 | +368,810 | 0.00 | 0.00 | +0.00 | buy |
| SEVEN MILE ADVISORY | 609,622 | 816,075 | +206,453 | 0.76 | 0.98 | +0.22 | buy |
| Quarry LP | 109,284 | 289,225 | +179,941 | 0.21 | 0.33 | +0.12 | buy |
| Invesco Ltd. | 540,304 | 716,996 | +176,692 | 0.00 | 0.00 | -0.00 | buy |
| Logan Stone Capital, LLC | 0 | 176,138 | +176,138 | 0.00 | 0.30 | +0.30 | buy |
| PARK AVENUE SECURITIES LLC | 0 | 168,654 | +168,654 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 48,129 | 170,770 | +122,641 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 60,563 | 181,599 | +121,036 | 0.16 | 0.40 | +0.24 | buy |
| Penserra Capital Management LLC | 1,169,800 | 1,289,104 | +119,304 | 0.11 | 0.11 | -0.00 | buy |
| JANE STREET GROUP, LLC | 35,830 | 143,492 | +107,662 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 118,303 | 215,519 | +97,216 | 0.00 | 0.01 | +0.00 | buy |
| COHEN & STEERS, INC. | 15,000 | 110,000 | +95,000 | 0.00 | 0.00 | +0.00 | buy |
| Matisse Capital | 0 | 65,333 | +65,333 | 0.00 | 0.20 | +0.20 | buy |
| NINE MASTS CAPITAL Ltd | 0 | 54,542 | +54,542 | 0.00 | 0.07 | +0.07 | buy |
| North Ground Capital | 110,000 | 163,114 | +53,114 | 0.52 | 0.57 | +0.04 | buy |
| TrueMark Investments, LLC | 0 | 53,036 | +53,036 | 0.00 | 0.07 | +0.07 | buy |
| Adalta Capital Management LLC | 177,500 | 225,787 | +48,287 | 0.63 | 0.71 | +0.08 | buy |
| CHOREO, LLC | 95,258 | 137,489 | +42,231 | 0.01 | 0.01 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 0 | 39,528 | +39,528 | 0.00 | 0.18 | +0.18 | buy |
| Baird Financial Group, Inc. | 149,109 | 185,004 | +35,895 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 0 | 33,385 | +33,385 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 24,860 | +24,860 | 0.00 | 0.01 | +0.01 | buy |
| Tactive Advisors, LLC | 0 | 22,527 | +22,527 | 0.00 | 0.05 | +0.05 | buy |
| IHT Wealth Management, LLC | 34,125 | 55,323 | +21,198 | 0.01 | 0.01 | +0.00 | buy |
| PEAK FINANCIAL ADVISORS LLC | 63,700 | 84,683 | +20,983 | 0.24 | 0.27 | +0.03 | buy |
| Modern Wealth Management, LLC | 161,452 | 180,483 | +19,031 | 0.02 | 0.02 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 0 | 15,421 | +15,421 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 15,319 | +15,319 | 0.00 | 0.00 | +0.00 | buy |
| GAMCO INVESTORS, INC. ET AL | 0 | 14,000 | +14,000 | 0.00 | 0.00 | +0.00 | buy |
| MANCHESTER FINANCIAL INC | 0 | 12,004 | +12,004 | 0.00 | 0.02 | +0.02 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 11,178 | +11,178 | 0.00 | 0.01 | +0.01 | buy |
| COMERICA BANK | 7,971 | 14,523 | +6,552 | 0.00 | 0.00 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 35,549 | 41,750 | +6,201 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 92,649 | 96,795 | +4,146 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 414,885 | 417,759 | +2,874 | 0.00 | 0.00 | -0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 86,170 | 88,563 | +2,393 | 0.04 | 0.04 | -0.00 | buy |
| Advisors Asset Management, Inc. | 298,546 | 300,682 | +2,136 | 0.04 | 0.04 | -0.00 | buy |
| Corient Private Wealth LLC | 15,078 | 17,204 | +2,126 | 0.00 | 0.00 | -0.00 | buy |
| Kilter Group LLC | 0 | 1,715 | +1,715 | 0.00 | 0.01 | +0.01 | buy |
| Cerity Partners LLC | 49,055 | 50,204 | +1,149 | 0.00 | 0.00 | -0.00 | buy |
| SeaCrest Wealth Management, LLC | 45,759 | 46,548 | +789 | 0.04 | 0.03 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 29,523 | 30,265 | +742 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 33,356 | 33,957 | +601 | 0.00 | 0.00 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 573 | +573 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 103,557 | 104,008 | +451 | 0.00 | 0.00 | -0.00 | buy |
| Perennial Advisors, LLC | 10,028 | 10,387 | +359 | 0.01 | 0.01 | -0.00 | buy |
| CWM, LLC | 853 | 1,161 | +308 | 0.00 | 0.00 | +0.00 | buy |
| Apollon Wealth Management, LLC | 17,508 | 17,805 | +297 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 400 | 533 | +133 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 100 | +100 | 0.00 | 0.00 | 0.00 | buy |
| WINMILL & CO. INC | 3,600 | 3,700 | +100 | 0.01 | 0.01 | +0.00 | buy |
| Westchester Capital Management, LLC | 22,344 | 22,344 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Capital Advisors, Ltd. LLC | 1,622 | 1,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FINANCIAL CONSULATE, INC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 187 | 187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Next Capital Management LLC | 88,927 | 88,927 | 0 | 0.23 | 0.20 | -0.03 | hold |
| ESL Trust Services, LLC | 501 | 501 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BELLEVUE ASSET MANAGEMENT, LLC | 420 | 420 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marks Group Wealth Management, Inc | 185,636 | 185,636 | 0 | 0.13 | 0.12 | -0.01 | hold |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | 1,350 | 1,350 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Spire Wealth Management | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealth Preservation Advisors, LLC | 2,000 | 2,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Farther Finance Advisors, LLC | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sage Capital Management, LLC | 13,500 | 13,500 | 0 | 0.05 | 0.04 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kentucky Trust Co | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Grove Street Fiduciary, LLC | 11,532 | 11,532 | 0 | 0.04 | 0.03 | -0.01 | hold |
| M&T BANK CORP | 18,000 | 18,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 34,327 | 34,327 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clearstead Advisors, LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 150 | 0 | -150 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 2,581 | 2,181 | -400 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspire Advisors, LLC | 622 | 0 | -622 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 43,956 | 42,913 | -1,043 | 0.00 | 0.00 | -0.00 | sell |
| North Capital, Inc. | 1,270 | 0 | -1,270 | 0.01 | 0.00 | -0.01 | sell |
| Ameritas Advisory Services, LLC | 1,920 | 0 | -1,920 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 17,158 | 15,183 | -1,975 | 0.00 | 0.00 | -0.00 | sell |
| J.W. COLE ADVISORS, INC. | 216,968 | 214,852 | -2,116 | 0.03 | 0.04 | +0.00 | sell |
| Kestra Advisory Services, LLC | 10,357 | 6,964 | -3,393 | 0.00 | 0.00 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 57,549 | 53,699 | -3,850 | 0.01 | 0.01 | -0.00 | sell |
| MAI Capital Management | 9,067 | 4,543 | -4,524 | 0.00 | 0.00 | -0.00 | sell |
| Newbridge Financial Services Group, Inc. | 5,767 | 0 | -5,767 | 0.01 | 0.00 | -0.01 | sell |
| Yakira Capital Management, Inc. | 136,800 | 129,276 | -7,524 | 0.40 | 0.30 | -0.09 | sell |
| Chicago Partners Investment Group LLC | 145,833 | 136,337 | -9,496 | 0.03 | 0.02 | -0.00 | sell |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 9,941 | 0 | -9,941 | 0.01 | 0.00 | -0.01 | sell |
| M Wealth Management, LLC | 10,000 | 0 | -10,000 | 0.07 | 0.00 | -0.07 | sell |
| Capital Investment Advisors, LLC | 10,985 | 0 | -10,985 | 0.00 | 0.00 | -0.00 | sell |
| Maridea Wealth Management LLC | 11,773 | 0 | -11,773 | 0.01 | 0.00 | -0.01 | sell |
| READYSTATE ASSET MANAGEMENT LP | 89,331 | 73,688 | -15,643 | 0.03 | 0.02 | -0.01 | sell |
| Ethos Financial Group, LLC | 283,153 | 266,401 | -16,752 | 0.17 | 0.14 | -0.03 | sell |
| Parallel Advisors, LLC | 24,117 | 6,834 | -17,283 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 731,143 | 684,249 | -46,894 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 710,277 | 631,818 | -78,459 | 0.00 | 0.00 | -0.00 | sell |
| OAK HILL ADVISORS LP | 79,343 | 0 | -79,343 | 0.13 | 0.00 | -0.13 | sell |