| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 5,071,865 | 7,640,671 | +2,568,806 | 0.41 | 0.59 | +0.17 | buy |
| WELLS FARGO & COMPANY/MN | 85,660 | 1,106,007 | +1,020,347 | 0.00 | 0.00 | +0.00 | buy |
| EVOKE WEALTH, LLC | 30,000 | 377,000 | +347,000 | 0.16 | 0.03 | -0.13 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 48,062 | 218,245 | +170,183 | 0.00 | 0.01 | +0.01 | buy |
| Ameritas Advisory Services, LLC | 0 | 169,058 | +169,058 | 0.00 | 0.02 | +0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 166,560 | 307,795 | +141,235 | 0.04 | 0.07 | +0.03 | buy |
| SIT INVESTMENT ASSOCIATES INC | 21,892,059 | 21,977,184 | +85,125 | 1.44 | 1.34 | -0.09 | buy |
| Private Advisor Group, LLC | 98,390 | 136,308 | +37,918 | 0.00 | 0.00 | +0.00 | buy |
| SHAYNE & JACOBS, LLC | 0 | 37,186 | +37,186 | 0.00 | 0.03 | +0.03 | buy |
| Shaker Financial Services, LLC | 83,922 | 116,736 | +32,814 | 0.09 | 0.12 | +0.03 | buy |
| HRT FINANCIAL LP | 0 | 30,289 | +30,289 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 28,925 | +28,925 | 0.00 | 0.00 | +0.00 | buy |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 0 | 25,186 | +25,186 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 1,386,816 | 1,408,314 | +21,498 | 0.00 | 0.00 | -0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 21,321 | +21,321 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 21,800 | 42,800 | +21,000 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 150,891 | 169,315 | +18,424 | 0.00 | 0.00 | -0.00 | buy |
| Fortitude Advisory Group L.L.C. | 215,044 | 225,247 | +10,203 | 0.35 | 0.34 | -0.01 | buy |
| WealthShield Partners, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 350,153 | 359,422 | +9,269 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 65,515 | 73,337 | +7,822 | 0.00 | 0.00 | +0.00 | buy |
| SUMMIT SECURITIES GROUP LLC | 0 | 5,950 | +5,950 | 0.00 | 0.01 | +0.01 | buy |
| Dakota Wealth Management | 38,275 | 41,575 | +3,300 | 0.00 | 0.00 | -0.00 | buy |
| Equitable Holdings, Inc. | 412,846 | 414,482 | +1,636 | 0.01 | 0.01 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| Register Financial Advisors LLC | 13,445 | 13,749 | +304 | 0.02 | 0.02 | -0.01 | buy |
| STIFEL FINANCIAL CORP | 10,275 | 10,353 | +78 | 0.00 | 0.00 | -0.00 | buy |
| L.M. KOHN & COMPANY | 31,228 | 31,282 | +54 | 0.03 | 0.02 | -0.00 | buy |
| PFS Partners, LLC | 500 | 511 | +11 | 0.00 | 0.00 | +0.00 | buy |
| OPTIMUM INVESTMENT ADVISORS | 53,991 | 53,991 | 0 | 0.07 | 0.07 | -0.01 | hold |
| ALBION FINANCIAL GROUP /UT | 631 | 631 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRAVE ASSET MANAGEMENT INC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PHILADELPHIA TRUST CO | 16,100 | 16,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MONETARY MANAGEMENT GROUP INC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOODMONT INVESTMENT COUNSEL LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRINCIPAL SECURITIES, INC. | 13 | 13 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Commonwealth Financial Services, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| EP Wealth Advisors, LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Argent Trust Co | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunbelt Securities, Inc. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 15,500 | 15,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anchor Investment Management, LLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LEVEL FOUR ADVISORY SERVICES, LLC | 11,385 | 11,385 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 314 | 314 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quadrant Private Wealth Management, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Rossmore Private Capital | 10,275 | 10,275 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centerpoint Advisors, LLC | 872 | 872 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 3,511 | 3,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cresset Asset Management, LLC | 46,200 | 46,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 1,900 | 1,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tolleson Wealth Management, Inc. | 130,836 | 130,836 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Key FInancial Inc | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Elequin Capital, LP | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Concord Wealth Partners | 3,857 | 3,857 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Goodman Advisory Group, LLC | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Allspring Global Investments Holdings, LLC | 8,222,126 | 8,222,126 | 0 | 0.04 | 0.03 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 34,133 | 34,133 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Concurrent Investment Advisors, LLC | 37,793 | 37,793 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SMITH, MOORE & CO. | 50,619 | 50,619 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Sachetta, LLC | 567 | 567 | 0 | 0.00 | 0.00 | -0.00 | hold |
| REAP Financial Group, LLC | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 24,526 | 24,526 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 2,682 | 2,682 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 98,979 | 98,979 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUIST FINANCIAL CORP | 11,750 | 11,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UMB Bank, n.a. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TOWNSQUARE CAPITAL LLC | 29,180 | 29,153 | -27 | 0.00 | 0.00 | -0.00 | sell |
| Kingsview Wealth Management, LLC | 226,712 | 226,366 | -346 | 0.02 | 0.02 | -0.00 | sell |
| DELTA ASSET MANAGEMENT LLC/TN | 400 | 0 | -400 | 0.00 | 0.00 | -0.00 | sell |
| Truvestments Capital LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 36,800 | 35,800 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| ST GERMAIN D J CO INC | 1,730 | 0 | -1,730 | 0.00 | 0.00 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 49,031 | 47,189 | -1,842 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 63,087 | 60,634 | -2,453 | 0.00 | 0.00 | -0.00 | sell |
| Penbrook Management LLC | 65,429 | 62,929 | -2,500 | 0.12 | 0.10 | -0.01 | sell |
| LPL Financial LLC | 105,470 | 102,356 | -3,114 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 24,508 | 19,729 | -4,779 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 5,118 | 111 | -5,007 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 5,360 | 0 | -5,360 | 0.00 | 0.00 | -0.00 | sell |
| AVANTAX ADVISORY SERVICES, INC. | 10,381 | 0 | -10,381 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 1,420,506 | 1,407,614 | -12,892 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 76,299 | 62,558 | -13,741 | 0.00 | 0.00 | -0.00 | sell |
| STEPHENS INC /AR/ | 128,055 | 114,055 | -14,000 | 0.01 | 0.00 | -0.00 | sell |
| Smith Salley Wealth Management | 15,760 | 0 | -15,760 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 255,400 | 236,800 | -18,600 | 0.01 | 0.01 | -0.00 | sell |
| XTX Topco Ltd | 18,618 | 0 | -18,618 | 0.01 | 0.00 | -0.01 | sell |
| OSAIC HOLDINGS, INC. | 160,181 | 137,141 | -23,040 | 0.00 | 0.00 | +0.00 | sell |
| NOMURA HOLDINGS INC | 28,354 | 0 | -28,354 | 0.00 | 0.00 | -0.00 | sell |
| ASSETMARK, INC | 34,760 | 0 | -34,760 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 114,647 | 54,647 | -60,000 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 68,341 | 0 | -68,341 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 81,973 | 4,500 | -77,473 | 0.00 | 0.00 | -0.00 | sell |
| Hara Capital LLC | 384,193 | 256,693 | -127,500 | 0.72 | 0.41 | -0.32 | sell |
| Invesco Ltd. | 1,279,769 | 1,051,572 | -228,197 | 0.00 | 0.00 | -0.00 | sell |
| Significant Wealth Partners LLC | 546,050 | 0 | -546,050 | 1.07 | 0.00 | -1.07 | sell |
| 1607 Capital Partners, LLC | 10,104,432 | 5,784,070 | -4,320,362 | 1.90 | 1.25 | -0.64 | sell |