| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | 1,759,098 | 2,946,786 | +1,187,688 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 99,992 | 540,598 | +440,606 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 407,475 | 840,907 | +433,432 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 394,161 | 668,444 | +274,283 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 24,232,895 | 24,419,462 | +186,567 | 1.46 | 1.54 | +0.08 | buy |
| Moors & Cabot, Inc. | 0 | 73,629 | +73,629 | 0.00 | 0.01 | +0.01 | buy |
| INTEGRITY ALLIANCE, LLC. | 0 | 73,067 | +73,067 | 0.00 | 0.01 | +0.01 | buy |
| Ethos Financial Group, LLC | 0 | 51,171 | +51,171 | 0.00 | 0.01 | +0.01 | buy |
| AlphaCore Capital LLC | 0 | 42,200 | +42,200 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 98,123 | 124,848 | +26,725 | 0.00 | 0.00 | +0.00 | buy |
| Equitable Holdings, Inc. | 459,382 | 479,574 | +20,192 | 0.01 | 0.01 | +0.00 | buy |
| EP Wealth Advisors, LLC | 0 | 15,750 | +15,750 | 0.00 | 0.00 | +0.00 | buy |
| SMITH, MOORE & CO. | 43,119 | 58,119 | +15,000 | 0.01 | 0.01 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 14,565 | +14,565 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 274,200 | 286,200 | +12,000 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 11,167 | +11,167 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 111,569 | 119,781 | +8,212 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 22,877 | 27,456 | +4,579 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 2 | 2,682 | +2,680 | 0.00 | 0.00 | -0.00 | buy |
| EASTERN BANK | 0 | 1,600 | +1,600 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 1,454 | +1,454 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Advisory Group L.L.C. | 227,065 | 227,811 | +746 | 0.36 | 0.43 | +0.07 | buy |
| Transce3nd, LLC | 0 | 596 | +596 | 0.00 | 0.00 | +0.00 | buy |
| L.M. KOHN & COMPANY | 25,109 | 25,597 | +488 | 0.02 | 0.02 | +0.00 | buy |
| MISSION WEALTH MANAGEMENT, LP | 29,353 | 29,830 | +477 | 0.00 | 0.00 | +0.00 | buy |
| Register Financial Advisors LLC | 14,703 | 15,027 | +324 | 0.02 | 0.02 | +0.00 | buy |
| COUNTRY TRUST BANK | 0 | 150 | +150 | 0.00 | 0.00 | +0.00 | buy |
| PFS Partners, LLC | 547 | 559 | +12 | 0.00 | 0.00 | +0.00 | buy |
| ALBION FINANCIAL GROUP /UT | 631 | 631 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BRAVE ASSET MANAGEMENT INC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PHILADELPHIA TRUST CO | 16,100 | 16,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOODMONT INVESTMENT COUNSEL LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRINCIPAL SECURITIES, INC. | 13 | 13 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 13,300 | 13,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CARY STREET PARTNERS FINANCIAL LLC | 35,800 | 35,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 54,647 | 54,647 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 4,829 | 4,829 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Commonwealth Financial Services, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Focus Partners Wealth | 39,100 | 39,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BTG Pactual Asset Management US LLC | 28,615 | 28,615 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Advisory Services Network, LLC | 17,000 | 17,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Argent Trust Co | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sunbelt Securities, Inc. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Anchor Investment Management, LLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHOREO, LLC | 27,390 | 27,390 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bogart Wealth, LLC | 333 | 333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rossmore Private Capital | 10,275 | 10,275 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cresset Asset Management, LLC | 46,200 | 46,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tolleson Wealth Management, Inc. | 129,626 | 129,626 | 0 | 0.07 | 0.07 | -0.00 | hold |
| EVOKE WEALTH, LLC | 328,000 | 328,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Key FInancial Inc | 75 | 75 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Concord Wealth Partners | 3,857 | 3,857 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SOA Wealth Advisors, LLC. | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Advisory Services, LLC | 249,508 | 249,508 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 163 | 163 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 34,133 | 34,133 | 0 | 0.06 | 0.06 | +0.00 | hold |
| PFG Investments, LLC | 12,777 | 12,777 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sachetta, LLC | 567 | 567 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Marshall & Sterling Wealth Advisors Inc. | 1,771 | 1,771 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 8,000 | 8,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clearstead Advisors, LLC | 900 | 900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TRUIST FINANCIAL CORP | 11,750 | 11,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WPG Advisers, LLC | 711 | 695 | -16 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 196 | 103 | -93 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 314 | 0 | -314 | 0.00 | 0.00 | -0.00 | sell |
| TOWNSQUARE CAPITAL LLC | 28,488 | 28,143 | -345 | 0.00 | 0.00 | -0.00 | sell |
| Coppell Advisory Solutions LLC | 991 | 0 | -991 | 0.00 | 0.00 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 20,500 | 19,500 | -1,000 | 0.00 | 0.00 | +0.00 | sell |
| IFP Advisors, Inc | 1,007 | 0 | -1,007 | 0.00 | 0.00 | -0.00 | sell |
| Penbrook Management LLC | 37,493 | 35,893 | -1,600 | 0.07 | 0.07 | +0.00 | sell |
| Synergy Asset Management, LLC | 3,100 | 0 | -3,100 | 0.00 | 0.00 | -0.00 | sell |
| STEPHENS INC /AR/ | 119,555 | 115,755 | -3,800 | 0.00 | 0.00 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 59,285 | 54,749 | -4,536 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 71,700 | 65,553 | -6,147 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 17,275 | 10,235 | -7,040 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 70,979 | 59,577 | -11,402 | 0.00 | 0.00 | -0.00 | sell |
| Quadrant Private Wealth Management, LLC | 12,000 | 0 | -12,000 | 0.01 | 0.00 | -0.01 | sell |
| ROYAL BANK OF CANADA | 130,990 | 118,274 | -12,716 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 25,175 | 11,648 | -13,527 | 0.01 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 1,113,847 | 1,100,032 | -13,815 | 0.00 | 0.00 | +0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,455 | 0 | -17,455 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 45,632 | 27,631 | -18,001 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 40,970 | 20,370 | -20,600 | 0.04 | 0.02 | -0.02 | sell |
| Kingsview Wealth Management, LLC | 266,398 | 245,680 | -20,718 | 0.01 | 0.01 | -0.00 | sell |
| OPPENHEIMER & CO INC | 98,979 | 70,000 | -28,979 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 1,424,671 | 1,386,833 | -37,838 | 0.00 | 0.00 | +0.00 | sell |
| NewEdge Advisors, LLC | 132,600 | 93,900 | -38,700 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 106,762 | 0 | -106,762 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 7,575,555 | 7,370,555 | -205,000 | 1.62 | 1.60 | -0.02 | sell |
| Kovitz Investment Group Partners, LLC | 214,737 | 0 | -214,737 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 7,888,534 | 7,518,727 | -369,807 | 0.03 | 0.04 | +0.00 | sell |
| Karpus Management, Inc. | 8,221,061 | 7,049,977 | -1,171,084 | 0.65 | 0.61 | -0.03 | sell |