| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 29,167,975 | 30,450,876 | +1,282,901 | 1.50 | 1.55 | +0.05 | buy |
| Karpus Management, Inc. | 4,385,724 | 5,275,910 | +890,186 | 0.31 | 0.41 | +0.11 | buy |
| AMERIPRISE FINANCIAL INC | 3,957,679 | 4,216,184 | +258,505 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 359,345 | 615,455 | +256,110 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 134,091 | 356,834 | +222,743 | 0.11 | 0.31 | +0.20 | buy |
| 1607 Capital Partners, LLC | 6,218,476 | 6,334,572 | +116,096 | 1.11 | 1.15 | +0.04 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 100,836 | +100,836 | 0.00 | 0.03 | +0.03 | buy |
| MORGAN STANLEY | 1,244,987 | 1,319,585 | +74,598 | 0.00 | 0.00 | +0.00 | buy |
| SMITH, MOORE & CO. | 54,019 | 91,319 | +37,300 | 0.01 | 0.02 | +0.01 | buy |
| Equitable Holdings, Inc. | 701,847 | 728,657 | +26,810 | 0.01 | 0.01 | -0.00 | buy |
| GatePass Capital, LLC | 0 | 26,000 | +26,000 | 0.00 | 0.03 | +0.03 | buy |
| Focus Partners Wealth | 243,194 | 264,194 | +21,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 19,687 | +19,687 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 1,067,063 | 1,085,752 | +18,689 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 16,710 | +16,710 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 0 | 15,330 | +15,330 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 60,600 | 72,350 | +11,750 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 58,137 | 68,362 | +10,225 | 0.00 | 0.00 | +0.00 | buy |
| Compound Planning, Inc. | 17,213 | 25,797 | +8,584 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 61,848 | 67,386 | +5,538 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 342,350 | 347,425 | +5,075 | 0.00 | 0.00 | -0.00 | buy |
| STEPHENS INC /AR/ | 124,255 | 128,255 | +4,000 | 0.00 | 0.00 | -0.00 | buy |
| Ameritas Advisory Services, LLC | 265,118 | 268,517 | +3,399 | 0.03 | 0.03 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 660 | +660 | 0.00 | 0.00 | +0.00 | buy |
| Register Financial Advisors LLC | 16,044 | 16,408 | +364 | 0.02 | 0.02 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 21,904 | 22,260 | +356 | 0.00 | 0.00 | -0.00 | buy |
| INTEGRITY ALLIANCE, LLC. | 25,761 | 26,061 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 301,552 | 301,802 | +250 | 0.01 | 0.01 | -0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 8,000 | 8,100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Western Wealth Management, LLC | 0 | 43 | +43 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 14,727 | 14,763 | +36 | 0.00 | 0.00 | -0.00 | buy |
| PFS Partners, LLC | 597 | 611 | +14 | 0.00 | 0.00 | -0.00 | buy |
| ALBION FINANCIAL GROUP /UT | 631 | 631 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRAVE ASSET MANAGEMENT INC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PHILADELPHIA TRUST CO | 16,100 | 16,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EASTERN BANK | 1,600 | 1,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COUNTRY TRUST BANK | 150 | 150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BENJAMIN EDWARDS INC | 27,170 | 27,170 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 13,833 | 13,833 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CARY STREET PARTNERS FINANCIAL LLC | 25,875 | 25,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 4,500 | 4,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Commonwealth Financial Services, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BTG Pactual Asset Management US LLC | 28,615 | 28,615 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Argent Trust Co | 26,000 | 26,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunbelt Securities, Inc. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anchor Investment Management, LLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspire Advisors, LLC | 43,025 | 43,025 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHOREO, LLC | 27,015 | 27,015 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rossmore Private Capital | 10,275 | 10,275 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cresset Asset Management, LLC | 46,200 | 46,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tolleson Wealth Management, Inc. | 129,626 | 129,626 | 0 | 0.05 | 0.05 | -0.00 | hold |
| EVOKE WEALTH, LLC | 113,000 | 113,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Key FInancial Inc | 75 | 75 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealth Quarterback LLC | 10,551 | 10,551 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SOA Wealth Advisors, LLC. | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allspring Global Investments Holdings, LLC | 4,134,958 | 4,134,958 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 227,811 | 227,811 | 0 | 0.25 | 0.26 | +0.00 | hold |
| Ethos Financial Group, LLC | 45,083 | 45,083 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 34,133 | 34,133 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Marshall & Sterling Wealth Advisors Inc. | 1,771 | 1,771 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 2,682 | 2,682 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clearstead Advisors, LLC | 900 | 900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUIST FINANCIAL CORP | 11,750 | 11,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMMA Investing LLC | 28 | 0 | -28 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10,083 | 10,000 | -83 | 0.00 | 0.00 | +0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 335 | 0 | -335 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 383 | 0 | -383 | 0.00 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 13,252 | 12,777 | -475 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,191 | 0 | -2,191 | 0.00 | 0.00 | -0.00 | sell |
| Concord Wealth Partners | 3,857 | 0 | -3,857 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 5,269 | 0 | -5,269 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 976,993 | 970,447 | -6,546 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 17,000 | 10,000 | -7,000 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 70,000 | 60,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 27,897 | 15,000 | -12,897 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,108 | 0 | -13,108 | 0.00 | 0.00 | -0.00 | sell |
| Kingsview Wealth Management, LLC | 248,314 | 234,782 | -13,532 | 0.01 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 118,977 | 104,287 | -14,690 | 0.00 | 0.00 | -0.00 | sell |
| Penbrook Management LLC | 18,750 | 0 | -18,750 | 0.03 | 0.00 | -0.03 | sell |
| NewEdge Advisors, LLC | 59,100 | 39,400 | -19,700 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 67,021 | 44,506 | -22,515 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 1,048,765 | 983,464 | -65,301 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 113,751 | 0 | -113,751 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 162,712 | 0 | -162,712 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 481,963 | 104,970 | -376,993 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 2,107,608 | 420,567 | -1,687,041 | 0.01 | 0.00 | -0.01 | sell |