| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 7,640,671 | 9,298,141 | +1,657,470 | 0.59 | 0.70 | +0.11 | buy |
| Invesco Ltd. | 1,051,572 | 1,274,112 | +222,540 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 102,356 | 255,720 | +153,364 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 1,408,314 | 1,497,656 | +89,342 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 307,795 | 389,401 | +81,606 | 0.07 | 0.09 | +0.02 | buy |
| Cetera Investment Advisers | 28,925 | 93,970 | +65,045 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Advisory Services, LLC | 169,058 | 232,640 | +63,582 | 0.02 | 0.02 | +0.01 | buy |
| Focus Partners Wealth | 0 | 39,100 | +39,100 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 116,736 | 152,493 | +35,757 | 0.12 | 0.16 | +0.04 | buy |
| Dakota Wealth Management | 41,575 | 71,700 | +30,125 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 62,558 | 91,273 | +28,715 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 28,427 | +28,427 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 0 | 27,531 | +27,531 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 1,106,007 | 1,131,064 | +25,057 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 73,337 | 84,837 | +11,500 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 8,222,126 | 8,230,582 | +8,456 | 0.03 | 0.04 | +0.00 | buy |
| Private Advisor Group, LLC | 136,308 | 143,200 | +6,892 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 1,407,614 | 1,411,292 | +3,678 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 19,729 | 23,212 | +3,483 | 0.00 | 0.00 | +0.00 | buy |
| Tolleson Wealth Management, Inc. | 130,836 | 133,535 | +2,699 | 0.07 | 0.07 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| STEPHENS INC /AR/ | 114,055 | 115,555 | +1,500 | 0.00 | 0.00 | -0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 15,500 | 16,472 | +972 | 0.00 | 0.00 | -0.00 | buy |
| Clearstead Advisors, LLC | 0 | 900 | +900 | 0.00 | 0.00 | +0.00 | buy |
| Commonwealth Financial Services, LLC | 12,000 | 12,871 | +871 | 0.01 | 0.01 | -0.00 | buy |
| Equitable Holdings, Inc. | 414,482 | 415,095 | +613 | 0.01 | 0.01 | -0.00 | buy |
| Kingsview Wealth Management, LLC | 226,366 | 226,944 | +578 | 0.02 | 0.01 | -0.00 | buy |
| Register Financial Advisors LLC | 13,749 | 14,067 | +318 | 0.02 | 0.02 | -0.00 | buy |
| L.M. KOHN & COMPANY | 31,282 | 31,591 | +309 | 0.02 | 0.02 | -0.00 | buy |
| PFS Partners, LLC | 511 | 523 | +12 | 0.00 | 0.00 | -0.00 | buy |
| ALBION FINANCIAL GROUP /UT | 631 | 631 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRAVE ASSET MANAGEMENT INC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PHILADELPHIA TRUST CO | 16,100 | 16,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOODMONT INVESTMENT COUNSEL LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRINCIPAL SECURITIES, INC. | 13 | 13 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SHAYNE & JACOBS, LLC | 37,186 | 37,186 | 0 | 0.03 | 0.03 | +0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 54,647 | 54,647 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 4,500 | 4,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EP Wealth Advisors, LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Argent Trust Co | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunbelt Securities, Inc. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anchor Investment Management, LLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 314 | 314 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quadrant Private Wealth Management, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Rossmore Private Capital | 10,275 | 10,275 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Global Retirement Partners, LLC | 3,511 | 3,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cresset Asset Management, LLC | 46,200 | 46,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 35,800 | 35,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Key FInancial Inc | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Elequin Capital, LP | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Concord Wealth Partners | 3,857 | 3,857 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 225,247 | 225,247 | 0 | 0.34 | 0.36 | +0.02 | hold |
| Strategic Investment Solutions, Inc. /IL | 163 | 163 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 34,133 | 34,133 | 0 | 0.07 | 0.06 | -0.00 | hold |
| Concurrent Investment Advisors, LLC | 37,793 | 37,793 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SMITH, MOORE & CO. | 50,619 | 50,619 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hara Capital LLC | 256,693 | 256,693 | 0 | 0.41 | 0.44 | +0.03 | hold |
| Sachetta, LLC | 567 | 567 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 2,682 | 2,682 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 98,979 | 98,979 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUIST FINANCIAL CORP | 11,750 | 11,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMERICA BANK | 111 | 108 | -3 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 10,353 | 10,275 | -78 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 21,321 | 21,188 | -133 | 0.00 | 0.00 | -0.00 | sell |
| REAP Financial Group, LLC | 350 | 0 | -350 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Centerpoint Advisors, LLC | 872 | 0 | -872 | 0.00 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Prestige Wealth Management Group LLC | 1,900 | 0 | -1,900 | 0.00 | 0.00 | -0.00 | sell |
| MONETARY MANAGEMENT GROUP INC | 4,000 | 2,000 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| TOWNSQUARE CAPITAL LLC | 29,153 | 26,825 | -2,328 | 0.00 | 0.00 | -0.00 | sell |
| Penbrook Management LLC | 62,929 | 58,229 | -4,700 | 0.10 | 0.09 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 359,422 | 354,564 | -4,858 | 0.00 | 0.00 | -0.00 | sell |
| SUMMIT SECURITIES GROUP LLC | 5,950 | 0 | -5,950 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 60,634 | 53,477 | -7,157 | 0.00 | 0.00 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 47,189 | 37,990 | -9,199 | 0.00 | 0.00 | -0.00 | sell |
| WealthShield Partners, LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 11,385 | 0 | -11,385 | 0.00 | 0.00 | -0.00 | sell |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 25,186 | 12,690 | -12,496 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 24,526 | 8,000 | -16,526 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 236,800 | 213,900 | -22,900 | 0.01 | 0.00 | -0.00 | sell |
| OPTIMUM INVESTMENT ADVISORS | 53,991 | 26,996 | -26,995 | 0.07 | 0.03 | -0.03 | sell |
| HighTower Advisors, LLC | 42,800 | 13,300 | -29,500 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 30,289 | 0 | -30,289 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 137,141 | 96,582 | -40,559 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 169,315 | 105,312 | -64,003 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 21,977,184 | 21,834,948 | -142,236 | 1.34 | 1.34 | -0.01 | sell |
| EVOKE WEALTH, LLC | 377,000 | 183,000 | -194,000 | 0.03 | 0.71 | +0.68 | sell |
| 1607 Capital Partners, LLC | 5,784,070 | 5,571,962 | -212,108 | 1.25 | 1.33 | +0.07 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 218,245 | 0 | -218,245 | 0.01 | 0.00 | -0.01 | sell |