| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | 3,232,821 | 3,957,679 | +724,858 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 28,954,725 | 29,167,975 | +213,250 | 1.57 | 1.50 | -0.08 | buy |
| Focus Partners Wealth | 39,100 | 243,194 | +204,094 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,049,642 | 1,244,987 | +195,345 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 202,247 | 359,345 | +157,098 | 0.00 | 0.00 | +0.00 | buy |
| Equitable Holdings, Inc. | 580,764 | 701,847 | +121,083 | 0.01 | 0.01 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 113,751 | +113,751 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 898,697 | 976,993 | +78,296 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 2,034,620 | 2,107,608 | +72,988 | 0.01 | 0.01 | +0.00 | buy |
| Shaker Financial Services, LLC | 86,350 | 134,091 | +47,741 | 0.08 | 0.11 | +0.03 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 23,123 | 61,848 | +38,725 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 28,912 | 67,021 | +38,109 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 314,850 | 342,350 | +27,500 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 1,031,476 | 1,048,765 | +17,289 | 0.00 | 0.00 | -0.00 | buy |
| Compound Planning, Inc. | 0 | 17,213 | +17,213 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 13,108 | +13,108 | 0.00 | 0.00 | +0.00 | buy |
| BENJAMIN EDWARDS INC | 20,170 | 27,170 | +7,000 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 156,574 | 162,712 | +6,138 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 208 | 5,269 | +5,061 | 0.00 | 0.00 | +0.00 | buy |
| STEPHENS INC /AR/ | 120,255 | 124,255 | +4,000 | 0.00 | 0.00 | -0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 54,647 | 58,137 | +3,490 | 0.00 | 0.00 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 2,191 | +2,191 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 117,863 | 118,977 | +1,114 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 13,300 | 13,833 | +533 | 0.00 | 0.00 | -0.00 | buy |
| PFG Investments, LLC | 12,777 | 13,252 | +475 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 383 | +383 | 0.00 | 0.00 | +0.00 | buy |
| Register Financial Advisors LLC | 15,695 | 16,044 | +349 | 0.02 | 0.02 | -0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 0 | 335 | +335 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 21,780 | 21,904 | +124 | 0.00 | 0.00 | -0.00 | buy |
| Farther Finance Advisors, LLC | 14,694 | 14,727 | +33 | 0.00 | 0.00 | -0.00 | buy |
| PFS Partners, LLC | 584 | 597 | +13 | 0.00 | 0.00 | -0.00 | buy |
| ALBION FINANCIAL GROUP /UT | 631 | 631 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BRAVE ASSET MANAGEMENT INC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PHILADELPHIA TRUST CO | 16,100 | 16,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EASTERN BANK | 1,600 | 1,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COUNTRY TRUST BANK | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 4,500 | 4,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Commonwealth Financial Services, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BTG Pactual Asset Management US LLC | 28,615 | 28,615 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Advisory Services Network, LLC | 17,000 | 17,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Argent Trust Co | 26,000 | 26,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dakota Wealth Management | 60,600 | 60,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunbelt Securities, Inc. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anchor Investment Management, LLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspire Advisors, LLC | 43,025 | 43,025 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHOREO, LLC | 27,015 | 27,015 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rossmore Private Capital | 10,275 | 10,275 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cresset Asset Management, LLC | 46,200 | 46,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tolleson Wealth Management, Inc. | 129,626 | 129,626 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Key FInancial Inc | 75 | 75 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealth Quarterback LLC | 10,551 | 10,551 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Concord Wealth Partners | 3,857 | 3,857 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 227,811 | 227,811 | 0 | 0.33 | 0.25 | -0.08 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 34,133 | 34,133 | 0 | 0.05 | 0.05 | -0.00 | hold |
| SMITH, MOORE & CO. | 54,019 | 54,019 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GAMMA Investing LLC | 28 | 28 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marshall & Sterling Wealth Advisors Inc. | 1,771 | 1,771 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 8,000 | 8,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 2,682 | 2,682 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 70,000 | 70,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 900 | 900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUIST FINANCIAL CORP | 11,750 | 11,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 103 | 0 | -103 | 0.00 | 0.00 | -0.00 | sell |
| Ethos Financial Group, LLC | 45,617 | 45,083 | -534 | 0.01 | 0.01 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 11,283 | 10,083 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 61,400 | 59,100 | -2,300 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 305,198 | 301,552 | -3,646 | 0.01 | 0.01 | -0.00 | sell |
| Penbrook Management LLC | 25,693 | 18,750 | -6,943 | 0.05 | 0.03 | -0.01 | sell |
| INTEGRITY ALLIANCE, LLC. | 33,662 | 25,761 | -7,901 | 0.00 | 0.00 | -0.00 | sell |
| CARY STREET PARTNERS FINANCIAL LLC | 35,800 | 25,875 | -9,925 | 0.00 | 0.00 | -0.00 | sell |
| EP Wealth Advisors, LLC | 11,750 | 0 | -11,750 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 40,397 | 27,897 | -12,500 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 14,661 | 0 | -14,661 | 0.00 | 0.00 | -0.00 | sell |
| Kingsview Wealth Management, LLC | 267,176 | 248,314 | -18,862 | 0.01 | 0.01 | -0.00 | sell |
| Janney Montgomery Scott LLC | 24,154 | 0 | -24,154 | 0.00 | 0.00 | -0.00 | sell |
| MISSION WEALTH MANAGEMENT, LP | 30,815 | 0 | -30,815 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 4,172,106 | 4,134,958 | -37,148 | 0.02 | 0.02 | -0.00 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 40,184 | 0 | -40,184 | 0.00 | 0.00 | -0.00 | sell |
| AlphaCore Capital LLC | 41,200 | 0 | -41,200 | 0.00 | 0.00 | -0.00 | sell |
| EVOKE WEALTH, LLC | 166,000 | 113,000 | -53,000 | 0.01 | 0.01 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 541,717 | 481,963 | -59,754 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Advisory Services, LLC | 336,073 | 265,118 | -70,955 | 0.06 | 0.03 | -0.03 | sell |
| Invesco Ltd. | 1,150,617 | 1,067,063 | -83,554 | 0.00 | 0.00 | -0.00 | sell |
| Kovitz Investment Group Partners, LLC | 204,094 | 0 | -204,094 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 4,639,674 | 4,385,724 | -253,950 | 0.39 | 0.31 | -0.09 | sell |
| 1607 Capital Partners, LLC | 7,404,923 | 6,218,476 | -1,186,447 | 1.50 | 1.11 | -0.39 | sell |