| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 1,436,590 | 1,701,210 | +264,620 | 4.17 | 5.03 | +0.86 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 698,491 | 889,377 | +190,886 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 0 | 189,399 | +189,399 | 0.00 | 0.03 | +0.03 | buy |
| Kovitz Investment Group Partners, LLC | 757,297 | 891,607 | +134,310 | 0.03 | 0.04 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,655,620 | 2,748,263 | +92,643 | 1.16 | 1.27 | +0.11 | buy |
| Shaker Financial Services, LLC | 179,109 | 252,519 | +73,410 | 0.62 | 0.86 | +0.23 | buy |
| WELLS FARGO & COMPANY/MN | 716,776 | 786,721 | +69,945 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 230,479 | 274,595 | +44,116 | 0.01 | 0.01 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 31,178 | +31,178 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 26,350 | +26,350 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 25,832 | +25,832 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 23,543 | +23,543 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 200,876 | 221,213 | +20,337 | 0.03 | 0.03 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 17,502 | +17,502 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 33,040 | 49,264 | +16,224 | 0.00 | 0.00 | +0.00 | buy |
| Clear Creek Financial Management, LLC | 0 | 11,775 | +11,775 | 0.00 | 0.01 | +0.01 | buy |
| Chicago Partners Investment Group LLC | 0 | 10,886 | +10,886 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 4,007 | +4,007 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 76,248 | 78,248 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| Comprehensive Money Management Services LLC | 110,468 | 112,314 | +1,846 | 0.83 | 0.79 | -0.04 | buy |
| Geneos Wealth Management Inc. | 398 | 1,812 | +1,414 | 0.00 | 0.00 | +0.00 | buy |
| Catalina Capital Group, LLC | 46,289 | 46,927 | +638 | 0.14 | 0.27 | +0.13 | buy |
| GRAYBILL WEALTH MANAGEMENT, LTD. | 0 | 464 | +464 | 0.00 | 0.00 | +0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 13,149 | 13,402 | +253 | 0.09 | 0.09 | -0.00 | buy |
| Family Firm, Inc. | 11,018 | 11,230 | +212 | 0.02 | 0.02 | -0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 185 | +185 | 0.00 | 0.00 | +0.00 | buy |
| Clearstead Advisors, LLC | 4,917 | 5,042 | +125 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 10,808 | 10,908 | +100 | 0.00 | 0.00 | -0.00 | buy |
| ASSETMARK, INC | 0 | 86 | +86 | 0.00 | 0.00 | +0.00 | buy |
| COLDSTREAM CAPITAL MANAGEMENT INC | 0 | 73 | +73 | 0.00 | 0.00 | +0.00 | buy |
| Glen Eagle Advisors, LLC | 45 | 46 | +1 | 0.00 | 0.00 | -0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 20,610 | 20,610 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 65,550 | 65,550 | 0 | 0.11 | 0.11 | -0.01 | hold |
| SIGNATUREFD, LLC | 65 | 65 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 23,000 | 23,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Fiera Capital Corp | 322,008 | 322,008 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CWM, LLC | 2,137 | 2,137 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 4,882 | 4,882 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JNBA Financial Advisors | 3,487 | 3,487 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Northwest Capital Management Inc | 1,880 | 1,880 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Investors Research Corp | 1,335 | 1,335 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avion Wealth | 37,091 | 37,091 | 0 | 0.09 | 0.09 | -0.00 | hold |
| Future Financial Wealth Managment LLC | 1,130 | 1,130 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PATRON PARTNERS, LLC | 18,490 | 18,490 | 0 | 0.09 | 0.09 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 325 | 325 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gould Capital, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gridiron Partners, LLC | 56,709 | 56,709 | 0 | 0.33 | 0.32 | -0.01 | hold |
| HB Wealth Management, LLC | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 24,125 | 24,125 | 0 | 0.15 | 0.14 | -0.00 | hold |
| Glass Jacobson Investment Advisors llc | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WINMILL & CO. INC | 17 | 17 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RICHARDS, MERRILL & PETERSON, INC. | 234 | 234 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 139 | 0 | -139 | 0.00 | 0.00 | -0.00 | sell |
| WPG Advisers, LLC | 646 | 494 | -152 | 0.01 | 0.00 | -0.00 | sell |
| Spire Wealth Management | 160 | 0 | -160 | 0.00 | 0.00 | -0.00 | sell |
| EVERGREEN CAPITAL MANAGEMENT LLC | 31,542 | 31,230 | -312 | 0.01 | 0.01 | -0.00 | sell |
| Independent Advisor Alliance | 81,650 | 81,150 | -500 | 0.01 | 0.02 | +0.01 | sell |
| Coppell Advisory Solutions LLC | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| VISIONARY HORIZONS, LLC | 51,604 | 51,002 | -602 | 0.31 | 0.31 | +0.01 | sell |
| Steward Partners Investment Advisory, LLC | 14,876 | 14,251 | -625 | 0.00 | 0.00 | -0.00 | sell |
| North Star Investment Management Corp. | 4,092 | 3,436 | -656 | 0.00 | 0.00 | -0.00 | sell |
| Fortitude Family Office, LLC | 1,750 | 1,000 | -750 | 0.01 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,524 | 10,755 | -769 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 948 | 0 | -948 | 0.00 | 0.00 | -0.00 | sell |
| Harbour Capital Advisors, LLC | 35,294 | 34,299 | -995 | 0.07 | 0.07 | +0.00 | sell |
| IFP Advisors, Inc | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| CoreCap Advisors, LLC | 1,050 | 50 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 28,459 | 27,081 | -1,378 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 24,767 | 23,200 | -1,567 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 14,490 | 12,793 | -1,697 | 0.00 | 0.00 | -0.00 | sell |
| Gilman Hill Asset Management, LLC | 17,500 | 15,000 | -2,500 | 0.03 | 0.02 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 72,321 | 69,405 | -2,916 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 18,338 | 14,990 | -3,348 | 0.00 | 0.00 | -0.00 | sell |
| Rock Point Advisors, LLC | 20,488 | 17,138 | -3,350 | 0.05 | 0.05 | -0.01 | sell |
| HighTower Advisors, LLC | 31,156 | 24,114 | -7,042 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 125,692 | 118,127 | -7,565 | 0.07 | 0.07 | +0.00 | sell |
| ROYAL BANK OF CANADA | 9,931 | 0 | -9,931 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 400,236 | 390,251 | -9,985 | 0.00 | 0.00 | -0.00 | sell |
| Mutual Advisors, LLC | 139,585 | 127,020 | -12,565 | 0.04 | 0.03 | -0.01 | sell |
| SHUFRO ROSE & CO LLC | 13,500 | 0 | -13,500 | 0.01 | 0.00 | -0.01 | sell |
| Jefferies Financial Group Inc. | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 28,899 | 0 | -28,899 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 106,310 | 32,015 | -74,295 | 0.10 | 0.02 | -0.08 | sell |
| Hara Capital LLC | 303,606 | 196,608 | -106,998 | 1.74 | 1.16 | -0.59 | sell |
| MORGAN STANLEY | 902,880 | 717,961 | -184,919 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 3,158,722 | 2,935,985 | -222,737 | 0.72 | 0.70 | -0.02 | sell |
| Penserra Capital Management LLC | 602,348 | 0 | -602,348 | 0.10 | 0.00 | -0.10 | sell |