| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 1,436,590 | 1,701,210 | +264,620 | 4.17 | 5.03 | +0.86 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,655,620 | 2,748,263 | +92,643 | 1.16 | 1.27 | +0.11 | buy |
| Shaker Financial Services, LLC | 179,109 | 252,519 | +73,410 | 0.62 | 0.86 | +0.23 | buy |
| SCOTIA CAPITAL INC. | 230,479 | 274,595 | +44,116 | 0.01 | 0.01 | +0.00 | buy |
| Comprehensive Money Management Services LLC | 110,468 | 112,314 | +1,846 | 0.83 | 0.79 | -0.04 | buy |
| Catalina Capital Group, LLC | 46,289 | 46,927 | +638 | 0.14 | 0.27 | +0.13 | buy |
| UHLMANN PRICE SECURITIES, LLC | 13,149 | 13,402 | +253 | 0.09 | 0.09 | -0.00 | buy |
| Family Firm, Inc. | 11,018 | 11,230 | +212 | 0.02 | 0.02 | -0.00 | buy |
| Independent Advisor Alliance | 81,650 | 81,150 | -500 | 0.01 | 0.02 | +0.01 | sell |
| VISIONARY HORIZONS, LLC | 51,604 | 51,002 | -602 | 0.31 | 0.31 | +0.01 | sell |
| Harbour Capital Advisors, LLC | 35,294 | 34,299 | -995 | 0.07 | 0.07 | +0.00 | sell |
| Gilman Hill Asset Management, LLC | 17,500 | 15,000 | -2,500 | 0.03 | 0.02 | -0.00 | sell |
| Rock Point Advisors, LLC | 20,488 | 17,138 | -3,350 | 0.05 | 0.05 | -0.01 | sell |
| CSS LLC/IL | 125,692 | 118,127 | -7,565 | 0.05 | 0.06 | +0.01 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 106,310 | 32,015 | -74,295 | 0.10 | 0.02 | -0.08 | sell |
| Hara Capital LLC | 303,606 | 196,608 | -106,998 | 1.74 | 1.16 | -0.59 | sell |