| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 0 | 1,072,525 | +1,072,525 | 0.00 | 0.02 | +0.02 | buy |
| Almitas Capital LLC | 64,130 | 347,826 | +283,696 | 0.12 | 0.65 | +0.54 | buy |
| Hara Capital LLC | 124,911 | 281,766 | +156,855 | 0.57 | 1.17 | +0.60 | buy |
| Shaker Financial Services, LLC | 439,104 | 580,372 | +141,268 | 1.15 | 1.68 | +0.53 | buy |
| RPO LLC | 0 | 123,146 | +123,146 | 0.00 | 4.13 | +4.13 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,791,049 | 2,857,603 | +66,554 | 1.09 | 1.19 | +0.10 | buy |
| Marex Group plc | 0 | 51,345 | +51,345 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 125,609 | 171,108 | +45,499 | 0.06 | 0.08 | +0.02 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 267,589 | 306,601 | +39,012 | 0.32 | 0.37 | +0.04 | buy |
| Focus Partners Wealth | 1,020,851 | 1,044,953 | +24,102 | 0.01 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 22,768 | +22,768 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 12,733 | +12,733 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 11,944 | +11,944 | 0.00 | 0.00 | +0.00 | buy |
| TrueMark Investments, LLC | 213,261 | 224,709 | +11,448 | 0.34 | 0.36 | +0.03 | buy |
| Comprehensive Money Management Services LLC | 114,923 | 125,898 | +10,975 | 0.65 | 0.69 | +0.03 | buy |
| Private Advisor Group, LLC | 79,448 | 87,448 | +8,000 | 0.00 | 0.00 | +0.00 | buy |
| Gilman Hill Asset Management, LLC | 17,500 | 25,000 | +7,500 | 0.02 | 0.03 | +0.01 | buy |
| HARBOUR INVESTMENTS, INC. | 6,713 | 13,873 | +7,160 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 437,492 | 443,231 | +5,739 | 0.01 | 0.02 | +0.00 | buy |
| Capital Investment Advisors, LLC | 14,381 | 19,802 | +5,421 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 87,460 | 90,794 | +3,334 | 0.00 | 0.00 | +0.00 | buy |
| Clear Creek Financial Management, LLC | 13,025 | 14,675 | +1,650 | 0.01 | 0.01 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,062 | 14,567 | +505 | 0.01 | 0.01 | -0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 14,208 | 14,688 | +480 | 0.07 | 0.01 | -0.06 | buy |
| Farther Finance Advisors, LLC | 12,035 | 12,212 | +177 | 0.00 | 0.00 | -0.00 | buy |
| Glen Eagle Advisors, LLC | 49 | 50 | +1 | 0.00 | 0.00 | +0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 20,212 | 20,212 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SIGNATUREFD, LLC | 65 | 65 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 22,700 | 22,700 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Saba Capital Management, L.P. | 2,190,968 | 2,190,968 | 0 | 0.61 | 0.58 | -0.02 | hold |
| JNBA Financial Advisors | 3,487 | 3,487 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Joel Isaacson & Co., LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harbour Capital Advisors, LLC | 18,000 | 18,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Independent Advisor Alliance | 18,725 | 18,725 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 14,251 | 14,251 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 1,335 | 1,335 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sound Income Strategies, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avion Wealth | 28,905 | 28,905 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Elevated Capital Advisors, LLC | 168 | 168 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PATRON PARTNERS, LLC | 16,490 | 16,490 | 0 | 0.06 | 0.06 | +0.00 | hold |
| SOA Wealth Advisors, LLC. | 325 | 325 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CoreCap Advisors, LLC | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gould Capital, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HB Wealth Management, LLC | 12,500 | 12,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 16,875 | 16,875 | 0 | 0.08 | 0.08 | +0.00 | hold |
| VISIONARY HORIZONS, LLC | 45,776 | 45,776 | 0 | 0.20 | 0.19 | -0.01 | hold |
| Abel Hall, LLC | 10,000 | 10,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Catalina Capital Group, LLC | 47,012 | 47,012 | 0 | 0.24 | 0.24 | +0.00 | hold |
| WINMILL & CO. INC | 17 | 17 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 4,917 | 4,917 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Atlantic Union Bankshares Corp | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EVERGREEN CAPITAL MANAGEMENT LLC | 30,418 | 30,318 | -100 | 0.01 | 0.01 | -0.00 | sell |
| WPG Advisers, LLC | 122 | 0 | -122 | 0.00 | 0.00 | -0.00 | sell |
| Mutual Advisors, LLC | 115,115 | 114,820 | -295 | 0.02 | 0.02 | +0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 339 | 0 | -339 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 5,243 | 4,882 | -361 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 1,894 | 1,517 | -377 | 0.00 | 0.00 | -0.00 | sell |
| BOK Financial Private Wealth, Inc. | 509 | 0 | -509 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 261,272 | 260,396 | -876 | 0.04 | 0.04 | -0.00 | sell |
| Baird Financial Group, Inc. | 101,818 | 100,930 | -888 | 0.00 | 0.00 | +0.00 | sell |
| Fortitude Family Office, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| North Star Investment Management Corp. | 3,542 | 2,027 | -1,515 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 19,135 | 17,532 | -1,603 | 0.00 | 0.00 | -0.00 | sell |
| Rock Point Advisors, LLC | 12,088 | 10,216 | -1,872 | 0.02 | 0.02 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 23,118 | 19,927 | -3,191 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 418,725 | 414,801 | -3,924 | 0.00 | 0.00 | +0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 13,346 | 0 | -13,346 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 335,657 | 320,066 | -15,591 | 0.01 | 0.01 | +0.00 | sell |
| Gridiron Partners, LLC | 56,708 | 38,655 | -18,053 | 0.27 | 0.20 | -0.07 | sell |
| CHOREO, LLC | 126,366 | 66,333 | -60,033 | 0.01 | 0.01 | -0.01 | sell |
| MORGAN STANLEY | 304,748 | 210,718 | -94,030 | 0.00 | 0.00 | -0.00 | sell |
| SEVEN MILE ADVISORY | 244,179 | 0 | -244,179 | 0.35 | 0.00 | -0.35 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 927,440 | 355,848 | -571,592 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 663,684 | 0 | -663,684 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,590,092 | 774,518 | -815,574 | 4.44 | 2.19 | -2.25 | sell |