| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,748,263 | 3,006,207 | +257,944 | 1.27 | 1.53 | +0.26 | buy |
| SCOTIA CAPITAL INC. | 274,595 | 364,172 | +89,577 | 0.01 | 0.02 | +0.00 | buy |
| Advisors Asset Management, Inc. | 189,399 | 274,970 | +85,571 | 0.03 | 0.05 | +0.01 | buy |
| Baird Financial Group, Inc. | 49,264 | 99,116 | +49,852 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,701,210 | 1,750,772 | +49,562 | 5.03 | 5.74 | +0.70 | buy |
| Kovitz Investment Group Partners, LLC | 891,607 | 940,139 | +48,532 | 0.04 | 0.04 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 889,377 | 931,476 | +42,099 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 252,519 | 288,813 | +36,294 | 0.86 | 0.96 | +0.11 | buy |
| Laird Norton Wetherby Wealth Management, LLC | 0 | 21,197 | +21,197 | 0.00 | 0.01 | +0.01 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 13,742 | +13,742 | 0.00 | 0.02 | +0.02 | buy |
| BlackRock, Inc. | 0 | 13,067 | +13,067 | 0.00 | 0.00 | +0.00 | buy |
| Abel Hall, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.04 | +0.04 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 32,015 | 37,864 | +5,849 | 0.02 | 0.03 | +0.00 | buy |
| Quarry LP | 0 | 5,393 | +5,393 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 27,081 | 31,540 | +4,459 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 78,248 | 82,248 | +4,000 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 26,350 | 29,468 | +3,118 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 118,127 | 120,659 | +2,532 | 0.07 | 0.07 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 69,405 | 71,402 | +1,997 | 0.00 | 0.00 | -0.00 | buy |
| Walleye Capital LLC | 23,543 | 25,011 | +1,468 | 0.00 | 0.00 | -0.00 | buy |
| Clear Creek Financial Management, LLC | 11,775 | 13,025 | +1,250 | 0.01 | 0.01 | +0.00 | buy |
| LPL Financial LLC | 23,200 | 24,181 | +981 | 0.00 | 0.00 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 10,908 | 11,649 | +741 | 0.00 | 0.00 | -0.00 | buy |
| Atlantic Union Bankshares Corp | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Family Firm, Inc. | 11,230 | 11,452 | +222 | 0.02 | 0.03 | +0.00 | buy |
| North Star Investment Management Corp. | 3,436 | 3,471 | +35 | 0.00 | 0.00 | +0.00 | buy |
| Glen Eagle Advisors, LLC | 46 | 47 | +1 | 0.00 | 0.00 | +0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 20,610 | 20,610 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Janney Montgomery Scott LLC | 12,793 | 12,793 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATUREFD, LLC | 65 | 65 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 23,000 | 23,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| CWM, LLC | 2,137 | 2,137 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gilman Hill Asset Management, LLC | 15,000 | 15,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Allworth Financial LP | 4,882 | 4,882 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JNBA Financial Advisors | 3,487 | 3,487 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harbour Capital Advisors, LLC | 34,299 | 34,299 | 0 | 0.07 | 0.07 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 14,251 | 14,251 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Northwest Capital Management Inc | 1,880 | 1,880 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Investors Research Corp | 1,335 | 1,335 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avion Wealth | 37,091 | 37,091 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Future Financial Wealth Managment LLC | 1,130 | 1,130 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 325 | 325 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gould Capital, LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gridiron Partners, LLC | 56,709 | 56,709 | 0 | 0.32 | 0.32 | +0.01 | hold |
| Fortitude Family Office, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WINMILL & CO. INC | 17 | 17 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clearstead Advisors, LLC | 5,042 | 5,042 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Catalina Capital Group, LLC | 46,927 | 46,876 | -51 | 0.27 | 0.29 | +0.02 | sell |
| COLDSTREAM CAPITAL MANAGEMENT INC | 73 | 0 | -73 | 0.00 | 0.00 | -0.00 | sell |
| ASSETMARK, INC | 86 | 0 | -86 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 65,550 | 65,400 | -150 | 0.11 | 0.10 | -0.01 | sell |
| WPG Advisers, LLC | 494 | 313 | -181 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH THIRD BANCORP | 185 | 0 | -185 | 0.00 | 0.00 | -0.00 | sell |
| RICHARDS, MERRILL & PETERSON, INC. | 234 | 0 | -234 | 0.00 | 0.00 | -0.00 | sell |
| Rock Point Advisors, LLC | 17,138 | 16,838 | -300 | 0.05 | 0.04 | -0.00 | sell |
| GRAYBILL WEALTH MANAGEMENT, LTD. | 464 | 0 | -464 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 24,114 | 23,645 | -469 | 0.00 | 0.00 | -0.00 | sell |
| Chicago Partners Investment Group LLC | 10,886 | 10,355 | -531 | 0.00 | 0.00 | -0.00 | sell |
| EVERGREEN CAPITAL MANAGEMENT LLC | 31,230 | 30,418 | -812 | 0.01 | 0.01 | -0.00 | sell |
| Glass Jacobson Investment Advisors llc | 850 | 0 | -850 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 390,251 | 389,383 | -868 | 0.00 | 0.00 | -0.00 | sell |
| Independent Advisor Alliance | 81,150 | 80,225 | -925 | 0.02 | 0.02 | -0.00 | sell |
| Comprehensive Money Management Services LLC | 112,314 | 111,362 | -952 | 0.79 | 0.78 | -0.01 | sell |
| Geneos Wealth Management Inc. | 1,812 | 739 | -1,073 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 14,990 | 13,523 | -1,467 | 0.00 | 0.00 | -0.00 | sell |
| PATRON PARTNERS, LLC | 18,490 | 16,490 | -2,000 | 0.09 | 0.08 | -0.01 | sell |
| VISIONARY HORIZONS, LLC | 51,002 | 48,373 | -2,629 | 0.31 | 0.28 | -0.03 | sell |
| US BANCORP \DE\ | 4,007 | 0 | -4,007 | 0.00 | 0.00 | -0.00 | sell |
| Mutual Advisors, LLC | 127,020 | 120,485 | -6,535 | 0.03 | 0.03 | -0.00 | sell |
| Fiera Capital Corp | 322,008 | 314,974 | -7,034 | 0.01 | 0.01 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 24,125 | 16,875 | -7,250 | 0.14 | 0.10 | -0.04 | sell |
| Hara Capital LLC | 196,608 | 188,902 | -7,706 | 1.16 | 1.08 | -0.08 | sell |
| WELLS FARGO & COMPANY/MN | 786,721 | 777,981 | -8,740 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,755 | 0 | -10,755 | 0.00 | 0.00 | -0.00 | sell |
| HB Wealth Management, LLC | 12,500 | 0 | -12,500 | 0.00 | 0.00 | -0.00 | sell |
| UHLMANN PRICE SECURITIES, LLC | 13,402 | 0 | -13,402 | 0.09 | 0.00 | -0.09 | sell |
| MILLENNIUM MANAGEMENT LLC | 31,178 | 16,591 | -14,587 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 17,502 | 0 | -17,502 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 25,832 | 0 | -25,832 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 221,213 | 132,389 | -88,824 | 0.03 | 0.02 | -0.01 | sell |
| Saba Capital Management, L.P. | 2,935,985 | 2,764,970 | -171,015 | 0.70 | 0.69 | -0.01 | sell |
| MORGAN STANLEY | 717,961 | 470,550 | -247,411 | 0.00 | 0.00 | -0.00 | sell |