| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,748,263 | 3,006,207 | +257,944 | 1.27 | 1.53 | +0.26 | buy |
| SCOTIA CAPITAL INC. | 274,595 | 364,172 | +89,577 | 0.01 | 0.02 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,701,210 | 1,750,772 | +49,562 | 5.03 | 5.74 | +0.70 | buy |
| Shaker Financial Services, LLC | 252,519 | 288,813 | +36,294 | 0.86 | 0.96 | +0.11 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 32,015 | 37,864 | +5,849 | 0.02 | 0.03 | +0.00 | buy |
| CSS LLC/IL | 118,127 | 120,659 | +2,532 | 0.06 | 0.05 | -0.00 | buy |
| Clear Creek Financial Management, LLC | 11,775 | 13,025 | +1,250 | 0.01 | 0.01 | +0.00 | buy |
| Family Firm, Inc. | 11,230 | 11,452 | +222 | 0.02 | 0.03 | +0.00 | buy |
| Catalina Capital Group, LLC | 46,927 | 46,876 | -51 | 0.27 | 0.29 | +0.02 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 65,550 | 65,400 | -150 | 0.11 | 0.10 | -0.01 | sell |
| Rock Point Advisors, LLC | 17,138 | 16,838 | -300 | 0.05 | 0.04 | -0.00 | sell |
| Independent Advisor Alliance | 81,150 | 80,225 | -925 | 0.02 | 0.02 | -0.00 | sell |
| Comprehensive Money Management Services LLC | 112,314 | 111,362 | -952 | 0.79 | 0.78 | -0.01 | sell |
| PATRON PARTNERS, LLC | 18,490 | 16,490 | -2,000 | 0.09 | 0.08 | -0.01 | sell |
| VISIONARY HORIZONS, LLC | 51,002 | 48,373 | -2,629 | 0.31 | 0.28 | -0.03 | sell |
| Fiera Capital Corp | 322,008 | 314,974 | -7,034 | 0.01 | 0.01 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 24,125 | 16,875 | -7,250 | 0.14 | 0.10 | -0.04 | sell |
| Hara Capital LLC | 196,608 | 188,902 | -7,706 | 1.16 | 1.08 | -0.08 | sell |
| Saba Capital Management, L.P. | 2,935,985 | 2,764,970 | -171,015 | 0.69 | 0.60 | -0.09 | sell |