| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 3,088,302 | +3,088,302 | 0.00 | 1.27 | +1.27 | buy |
| Kovitz Investment Group Partners, LLC | 0 | 691,416 | +691,416 | 0.00 | 0.04 | +0.04 | buy |
| Penserra Capital Management LLC | 0 | 561,771 | +561,771 | 0.00 | 0.10 | +0.10 | buy |
| Hara Capital LLC | 0 | 323,994 | +323,994 | 0.00 | 1.71 | +1.71 | buy |
| MORGAN STANLEY | 1,379,973 | 1,697,075 | +317,102 | 0.00 | 0.00 | +0.00 | buy |
| Fiera Capital Corp | 102,200 | 342,605 | +240,405 | 0.00 | 0.01 | +0.01 | buy |
| Shaker Financial Services, LLC | 0 | 153,213 | +153,213 | 0.00 | 0.49 | +0.49 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 363,256 | 513,526 | +150,270 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 462,523 | 570,087 | +107,564 | 1.27 | 1.62 | +0.35 | buy |
| Private Advisor Group, LLC | 10,146 | 84,148 | +74,002 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 65,550 | +65,550 | 0.00 | 0.11 | +0.11 | buy |
| SCOTIA CAPITAL INC. | 102,625 | 165,609 | +62,984 | 0.00 | 0.01 | +0.00 | buy |
| Gridiron Partners, LLC | 0 | 56,709 | +56,709 | 0.00 | 0.29 | +0.29 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 98,465 | 125,249 | +26,784 | 0.27 | 0.32 | +0.05 | buy |
| CHOREO, LLC | 90,058 | 114,840 | +24,782 | 0.01 | 0.01 | +0.00 | buy |
| Rock Point Advisors, LLC | 0 | 20,488 | +20,488 | 0.00 | 0.05 | +0.05 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 20,000 | +20,000 | 0.00 | 0.03 | +0.03 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 19,105 | +19,105 | 0.00 | 0.00 | +0.00 | buy |
| Catalina Capital Group, LLC | 28,595 | 46,320 | +17,725 | 0.08 | 0.13 | +0.05 | buy |
| UBS Group AG | 18,493 | 34,501 | +16,008 | 0.00 | 0.00 | +0.00 | buy |
| Independent Advisor Alliance | 60,975 | 74,825 | +13,850 | 0.02 | 0.02 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 5,449 | 17,203 | +11,754 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 10,706 | +10,706 | 0.00 | 0.00 | +0.00 | buy |
| Gilman Hill Asset Management, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| Mutual Advisors, LLC | 136,490 | 144,230 | +7,740 | 0.03 | 0.04 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 500 | 4,255 | +3,755 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 2,927 | +2,927 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 30,423 | 32,367 | +1,944 | 0.00 | 0.00 | +0.00 | buy |
| Northwest Capital Management Inc | 0 | 1,880 | +1,880 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 12,645 | 14,170 | +1,525 | 0.00 | 0.00 | +0.00 | buy |
| Tidal Investments LLC | 109,424 | 110,724 | +1,300 | 0.01 | 0.01 | -0.00 | buy |
| Future Financial Wealth Managment LLC | 0 | 1,130 | +1,130 | 0.00 | 0.01 | +0.01 | buy |
| CoreCap Advisors, LLC | 0 | 1,050 | +1,050 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 34,306 | 35,194 | +888 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,064 | 10,878 | +814 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 1,000 | 1,750 | +750 | 0.00 | 0.01 | +0.00 | buy |
| LPL Financial LLC | 24,061 | 24,577 | +516 | 0.00 | 0.00 | -0.00 | buy |
| Family Firm, Inc. | 10,584 | 10,804 | +220 | 0.02 | 0.02 | +0.00 | buy |
| Kestra Advisory Services, LLC | 13,931 | 14,109 | +178 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 881 | 944 | +63 | 0.00 | 0.00 | +0.00 | buy |
| Glen Eagle Advisors, LLC | 0 | 44 | +44 | 0.00 | 0.00 | +0.00 | buy |
| North Star Investment Management Corp. | 4,023 | 4,058 | +35 | 0.00 | 0.00 | +0.00 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 31,592 | 31,592 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SIGNATUREFD, LLC | 65 | 65 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 4,882 | 4,882 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 14,876 | 14,876 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 1,335 | 1,335 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sound Income Strategies, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PATRON PARTNERS, LLC | 18,490 | 18,490 | 0 | 0.08 | 0.09 | +0.00 | hold |
| SOA Wealth Advisors, LLC. | 325 | 325 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gould Capital, LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HB Wealth Management, LLC | 12,500 | 12,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 24,125 | 24,125 | 0 | 0.13 | 0.14 | +0.00 | hold |
| Glass Jacobson Investment Advisors llc | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gilliland Jeter Wealth Management LLC | 57 | 57 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WINMILL & CO. INC | 17 | 17 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ST GERMAIN D J CO INC | 712 | 712 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 4,917 | 4,917 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| Northwest Financial Advisors | 10 | 0 | -10 | 0.00 | 0.00 | -0.00 | sell |
| IBEX WEALTH ADVISORS | 16 | 0 | -16 | 0.00 | 0.00 | -0.00 | sell |
| Coppell Advisory Solutions LLC | 825 | 600 | -225 | 0.00 | 0.00 | -0.00 | sell |
| VISIONARY HORIZONS, LLC | 53,561 | 52,961 | -600 | 0.31 | 0.30 | -0.00 | sell |
| JNBA Financial Advisors | 4,523 | 3,487 | -1,036 | 0.00 | 0.00 | -0.00 | sell |
| Harbour Capital Advisors, LLC | 36,803 | 35,696 | -1,107 | 0.07 | 0.07 | +0.00 | sell |
| Avion Wealth | 43,341 | 37,091 | -6,250 | 0.09 | 0.08 | -0.01 | sell |
| TWO SIGMA SECURITIES, LLC | 10,271 | 0 | -10,271 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 390,543 | 380,009 | -10,534 | 0.00 | 0.00 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 32,472 | 21,610 | -10,862 | 0.02 | 0.01 | -0.01 | sell |
| IFG Advisory, LLC | 10,962 | 0 | -10,962 | 0.01 | 0.00 | -0.01 | sell |
| EVERETT HARRIS & CO /CA/ | 13,894 | 0 | -13,894 | 0.00 | 0.00 | -0.00 | sell |
| Marex Group plc | 19,187 | 0 | -19,187 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 99,961 | 69,344 | -30,617 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 193,364 | 131,823 | -61,541 | 0.11 | 0.07 | -0.05 | sell |
| Farther Finance Advisors, LLC | 66,974 | 0 | -66,974 | 0.03 | 0.00 | -0.03 | sell |
| Saba Capital Management, L.P. | 3,454,857 | 3,340,582 | -114,275 | 0.59 | 0.62 | +0.03 | sell |
| Alpine Global Management, LLC | 163,205 | 0 | -163,205 | 0.22 | 0.00 | -0.22 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 313,244 | 149,486 | -163,758 | 0.21 | 0.13 | -0.08 | sell |
| FRANKLIN RESOURCES INC | 228,268 | 0 | -228,268 | 0.00 | 0.00 | -0.00 | sell |