Stock Transactions — Saba Capital Income & Opportunities Fund II

Total Bought
1,590,086
27 transactions
Total Sold
669,269
27 transactions
Net
+920,817
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Gridiron Partners, LLC56,709394,682+337,9730.320.29-0.03buy
SEVEN MILE ADVISORY0243,632+243,6320.000.36+0.36buy
TrueMark Investments, LLC0208,014+208,0140.000.33+0.33buy
TORONTO DOMINION BANK0207,248+207,2480.000.00+0.00buy
Shaker Financial Services, LLC288,813448,104+159,2910.961.40+0.44buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC65,400198,563+133,1630.100.28+0.17buy
Kovitz Investment Group Partners, LLC940,1391,018,968+78,8290.040.04-0.00buy
SCOTIA CAPITAL INC.364,172428,883+64,7110.020.02+0.00buy
Thomas J. Herzfeld Advisors, Inc.1,750,7721,787,446+36,6745.745.59-0.15buy
ENVESTNET ASSET MANAGEMENT INC931,476955,510+24,0340.000.00+0.00buy
Invesco Ltd.389,383403,521+14,1380.000.00-0.00buy
UHLMANN PRICE SECURITIES, LLC013,926+13,9260.000.08+0.08buy
HB Wealth Management, LLC012,500+12,5000.000.00+0.00buy
Joel Isaacson & Co., LLC011,500+11,5000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC71,40281,231+9,8290.000.00+0.00buy
Farther Finance Advisors, LLC08,285+8,2850.000.00+0.00buy
CSS LLC/IL120,659127,599+6,9400.070.07-0.00buy
LPL Financial LLC24,18130,908+6,7270.000.00+0.00buy
OSAIC HOLDINGS, INC.31,54036,763+5,2230.000.00-0.00buy
CHOREO, LLC132,389136,314+3,9250.020.02-0.00buy
Rockefeller Capital Management L.P.01,906+1,9060.000.00+0.00buy
Fiera Capital Corp314,974316,002+1,0280.010.01-0.00buy
Future Financial Wealth Managment LLC1,1301,400+2700.010.01+0.00buy
Mutual Advisors, LLC120,485120,735+2500.030.02-0.00buy
Catalina Capital Group, LLC46,87646,911+350.290.26-0.03buy
North Star Investment Management Corp.3,4713,505+340.000.00-0.00buy
Glen Eagle Advisors, LLC4748+10.000.00-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV20,61020,61000.010.01-0.00hold
EVERGREEN CAPITAL MANAGEMENT LLC30,41830,41800.010.01-0.00hold
Rock Point Advisors, LLC16,83816,83800.040.04-0.00hold
SIGNATUREFD, LLC656500.000.00-0.00hold
K2 PRINCIPAL FUND, L.P.23,00023,00000.040.02-0.02hold
Gilman Hill Asset Management, LLC15,00015,00000.020.02-0.00hold
Allworth Financial LP4,8824,88200.000.00-0.00hold
Private Advisor Group, LLC82,24882,24800.000.00-0.00hold
JNBA Financial Advisors3,4873,48700.000.00-0.00hold
Steward Partners Investment Advisory, LLC14,25114,25100.000.00-0.00hold
Investors Research Corp1,3351,33500.000.00-0.00hold
Sound Income Strategies, LLC50050000.000.00-0.00hold
Clear Creek Financial Management, LLC13,02513,02500.010.01-0.00hold
Avion Wealth37,09137,09100.080.07-0.01hold
PATRON PARTNERS, LLC16,49016,49000.080.07-0.01hold
SOA Wealth Advisors, LLC.32532500.000.00-0.00hold
CoreCap Advisors, LLC505000.000.00-0.00hold
Gould Capital, LLC30030000.000.00-0.00hold
Fortitude Family Office, LLC1,0001,00000.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.16,87516,87500.100.09-0.01hold
Quarry LP5,3935,39300.010.01+0.00hold
Abel Hall, LLC10,00010,00000.040.04-0.01hold
WINMILL & CO. INC171700.000.00-0.00hold
Clearstead Advisors, LLC5,0425,04200.000.00+0.00hold
Atlantic Union Bankshares Corp30030000.000.00-0.00hold
WPG Advisers, LLC313234-790.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC13,52313,365-1580.000.00-0.00sell
Geneos Wealth Management Inc.7390-7390.000.00-0.00sell
HighTower Advisors, LLC23,64522,459-1,1860.000.00-0.00sell
Northwest Capital Management Inc1,8800-1,8800.010.00-0.01sell
CWM, LLC2,1370-2,1370.000.00-0.00sell
Comprehensive Money Management Services LLC111,362109,208-2,1540.780.71-0.07sell
HARBOUR INVESTMENTS, INC.11,6499,188-2,4610.000.00-0.00sell
VISIONARY HORIZONS, LLC48,37345,776-2,5970.280.23-0.05sell
Baird Financial Group, Inc.99,11693,952-5,1640.000.00-0.00sell
Harbour Capital Advisors, LLC34,29925,117-9,1820.070.05-0.02sell
Chicago Partners Investment Group LLC10,3550-10,3550.000.00-0.00sell
Janney Montgomery Scott LLC12,7930-12,7930.000.00-0.00sell
BlackRock, Inc.13,0670-13,0670.000.00-0.00sell
ABSOLUTE INVESTMENT ADVISERS, LLC13,7420-13,7420.020.00-0.02sell
Advisors Asset Management, Inc.274,970259,415-15,5550.050.04-0.01sell
MILLENNIUM MANAGEMENT LLC16,5910-16,5910.000.00-0.00sell
Laird Norton Wetherby Wealth Management, LLC21,1970-21,1970.010.00-0.01sell
Walleye Capital LLC25,0110-25,0110.000.00-0.00sell
Cetera Investment Advisers29,4680-29,4680.000.00-0.00sell
WELLS FARGO & COMPANY/MN777,981743,979-34,0020.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC3,006,2072,971,530-34,6771.531.55+0.02sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.37,8640-37,8640.030.00-0.03sell
Independent Advisor Alliance80,22525,225-55,0000.020.01-0.02sell
MORGAN STANLEY470,550395,335-75,2150.000.00-0.00sell
Hara Capital LLC188,90277,075-111,8271.080.41-0.66sell
Saba Capital Management, L.P.2,764,9702,629,802-135,1680.690.79+0.10sell
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