| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 570,087 | 1,436,590 | +866,503 | 1.62 | 4.17 | +2.56 | buy |
| SCOTIA CAPITAL INC. | 165,609 | 230,479 | +64,870 | 0.01 | 0.01 | +0.00 | buy |
| Shaker Financial Services, LLC | 153,213 | 179,109 | +25,896 | 0.49 | 0.62 | +0.13 | buy |
| Gilman Hill Asset Management, LLC | 10,000 | 17,500 | +7,500 | 0.01 | 0.03 | +0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 20,000 | 23,000 | +3,000 | 0.02 | 0.02 | -0.00 | buy |
| Family Firm, Inc. | 10,804 | 11,018 | +214 | 0.02 | 0.02 | +0.00 | buy |
| Catalina Capital Group, LLC | 46,320 | 46,289 | -31 | 0.13 | 0.14 | +0.00 | sell |
| Harbour Capital Advisors, LLC | 35,696 | 35,294 | -402 | 0.07 | 0.07 | +0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 21,610 | 20,610 | -1,000 | 0.01 | 0.01 | +0.00 | sell |
| VISIONARY HORIZONS, LLC | 52,961 | 51,604 | -1,357 | 0.30 | 0.31 | +0.01 | sell |
| CSS LLC/IL | 131,823 | 125,692 | -6,131 | 0.05 | 0.05 | -0.00 | sell |
| Hara Capital LLC | 323,994 | 303,606 | -20,388 | 1.71 | 1.74 | +0.03 | sell |
| Fiera Capital Corp | 342,605 | 322,008 | -20,597 | 0.01 | 0.01 | +0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 149,486 | 106,310 | -43,176 | 0.13 | 0.10 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,088,302 | 2,655,620 | -432,682 | 1.27 | 1.16 | -0.11 | sell |