| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 570,087 | 1,436,590 | +866,503 | 1.62 | 4.17 | +2.56 | buy |
| WELLS FARGO & COMPANY/MN | 69,344 | 716,776 | +647,432 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 513,526 | 698,491 | +184,965 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 114,840 | 200,876 | +86,036 | 0.01 | 0.03 | +0.01 | buy |
| Kovitz Investment Group Partners, LLC | 691,416 | 757,297 | +65,881 | 0.04 | 0.03 | -0.01 | buy |
| SCOTIA CAPITAL INC. | 165,609 | 230,479 | +64,870 | 0.01 | 0.01 | +0.00 | buy |
| Penserra Capital Management LLC | 561,771 | 602,348 | +40,577 | 0.10 | 0.10 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 28,899 | +28,899 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 153,213 | 179,109 | +25,896 | 0.49 | 0.62 | +0.13 | buy |
| Jefferies Financial Group Inc. | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 380,009 | 400,236 | +20,227 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 0 | 14,490 | +14,490 | 0.00 | 0.00 | +0.00 | buy |
| SHUFRO ROSE & CO LLC | 0 | 13,500 | +13,500 | 0.00 | 0.01 | +0.01 | buy |
| UHLMANN PRICE SECURITIES, LLC | 0 | 13,149 | +13,149 | 0.00 | 0.09 | +0.09 | buy |
| OSAIC HOLDINGS, INC. | 17,203 | 28,459 | +11,256 | 0.00 | 0.00 | +0.00 | buy |
| Gilman Hill Asset Management, LLC | 10,000 | 17,500 | +7,500 | 0.01 | 0.03 | +0.01 | buy |
| Independent Advisor Alliance | 74,825 | 81,650 | +6,825 | 0.02 | 0.01 | -0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 20,000 | 23,000 | +3,000 | 0.03 | 0.03 | +0.00 | buy |
| Baird Financial Group, Inc. | 32,367 | 33,040 | +673 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,878 | 11,524 | +646 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 398 | +398 | 0.00 | 0.00 | +0.00 | buy |
| Family Firm, Inc. | 10,804 | 11,018 | +214 | 0.02 | 0.02 | +0.00 | buy |
| LPL Financial LLC | 24,577 | 24,767 | +190 | 0.00 | 0.00 | -0.00 | buy |
| Spire Wealth Management | 0 | 160 | +160 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 139 | +139 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 10,706 | 10,808 | +102 | 0.00 | 0.00 | +0.00 | buy |
| North Star Investment Management Corp. | 4,058 | 4,092 | +34 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 944 | 948 | +4 | 0.00 | 0.00 | +0.00 | buy |
| Glen Eagle Advisors, LLC | 44 | 45 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Rock Point Advisors, LLC | 20,488 | 20,488 | 0 | 0.05 | 0.05 | +0.01 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 65,550 | 65,550 | 0 | 0.11 | 0.11 | +0.01 | hold |
| SIGNATUREFD, LLC | 65 | 65 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 4,882 | 4,882 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JNBA Financial Advisors | 3,487 | 3,487 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 14,876 | 14,876 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Northwest Capital Management Inc | 1,880 | 1,880 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Investors Research Corp | 1,335 | 1,335 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sound Income Strategies, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avion Wealth | 37,091 | 37,091 | 0 | 0.08 | 0.09 | +0.00 | hold |
| Future Financial Wealth Managment LLC | 1,130 | 1,130 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PATRON PARTNERS, LLC | 18,490 | 18,490 | 0 | 0.09 | 0.09 | +0.00 | hold |
| Coppell Advisory Solutions LLC | 600 | 600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SOA Wealth Advisors, LLC. | 325 | 325 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CoreCap Advisors, LLC | 1,050 | 1,050 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gould Capital, LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gridiron Partners, LLC | 56,709 | 56,709 | 0 | 0.29 | 0.33 | +0.03 | hold |
| HB Wealth Management, LLC | 12,500 | 12,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Fortitude Family Office, LLC | 1,750 | 1,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 24,125 | 24,125 | 0 | 0.14 | 0.15 | +0.01 | hold |
| Glass Jacobson Investment Advisors llc | 850 | 850 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WINMILL & CO. INC | 17 | 17 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 4,917 | 4,917 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Catalina Capital Group, LLC | 46,320 | 46,289 | -31 | 0.13 | 0.14 | +0.00 | sell |
| EVERGREEN CAPITAL MANAGEMENT LLC | 31,592 | 31,542 | -50 | 0.01 | 0.01 | +0.00 | sell |
| Gilliland Jeter Wealth Management LLC | 57 | 0 | -57 | 0.00 | 0.00 | -0.00 | sell |
| Harbour Capital Advisors, LLC | 35,696 | 35,294 | -402 | 0.07 | 0.07 | +0.00 | sell |
| ST GERMAIN D J CO INC | 712 | 0 | -712 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 19,105 | 18,338 | -767 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 2,927 | 2,137 | -790 | 0.00 | 0.00 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 21,610 | 20,610 | -1,000 | 0.01 | 0.01 | +0.00 | sell |
| VISIONARY HORIZONS, LLC | 52,961 | 51,604 | -1,357 | 0.30 | 0.31 | +0.01 | sell |
| HighTower Advisors, LLC | 35,194 | 31,156 | -4,038 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 14,170 | 9,931 | -4,239 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 4,255 | 0 | -4,255 | 0.00 | 0.00 | -0.00 | sell |
| Mutual Advisors, LLC | 144,230 | 139,585 | -4,645 | 0.04 | 0.04 | +0.00 | sell |
| CSS LLC/IL | 131,823 | 125,692 | -6,131 | 0.07 | 0.07 | +0.00 | sell |
| Private Advisor Group, LLC | 84,148 | 76,248 | -7,900 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 14,109 | 0 | -14,109 | 0.00 | 0.00 | -0.00 | sell |
| Hara Capital LLC | 323,994 | 303,606 | -20,388 | 1.71 | 1.74 | +0.03 | sell |
| Fiera Capital Corp | 342,605 | 322,008 | -20,597 | 0.01 | 0.01 | +0.00 | sell |
| UBS Group AG | 34,501 | 0 | -34,501 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 149,486 | 106,310 | -43,176 | 0.13 | 0.10 | -0.03 | sell |
| Tidal Investments LLC | 110,724 | 0 | -110,724 | 0.01 | 0.00 | -0.01 | sell |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 125,249 | 0 | -125,249 | 0.32 | 0.00 | -0.32 | sell |
| Saba Capital Management, L.P. | 3,340,582 | 3,158,722 | -181,860 | 0.62 | 0.72 | +0.10 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,088,302 | 2,655,620 | -432,682 | 1.27 | 1.16 | -0.11 | sell |
| MORGAN STANLEY | 1,697,075 | 902,880 | -794,195 | 0.00 | 0.00 | -0.00 | sell |