Stock Transactions — Saba Capital Income & Opportunities Fund II

Total Bought
1,310,378
27 transactions
Total Sold
2,693,833
30 transactions
Net
-1,383,455
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Focus Partners Wealth01,020,851+1,020,8510.000.01+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC198,563267,589+69,0260.280.32+0.05buy
Almitas Capital LLC064,130+64,1300.000.12+0.12buy
Hara Capital LLC77,075124,911+47,8360.410.57+0.16buy
Fiera Capital Corp316,002335,657+19,6550.010.01-0.00buy
Invesco Ltd.403,521418,725+15,2040.000.00-0.00buy
Capital Investment Advisors, LLC014,381+14,3810.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.014,062+14,0620.000.01+0.01buy
SCOTIA CAPITAL INC.428,883437,492+8,6090.020.01-0.00buy
Baird Financial Group, Inc.93,952101,818+7,8660.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC81,23187,460+6,2290.000.00-0.00buy
Comprehensive Money Management Services LLC109,208114,923+5,7150.710.65-0.05buy
TrueMark Investments, LLC208,014213,261+5,2470.330.34+0.01buy
Farther Finance Advisors, LLC8,28512,035+3,7500.000.00-0.00buy
Gilman Hill Asset Management, LLC15,00017,500+2,5000.020.02+0.00buy
Advisors Asset Management, Inc.259,415261,272+1,8570.040.04-0.00buy
Global Retirement Partners, LLC0615+6150.000.00+0.00buy
SEVEN MILE ADVISORY243,632244,179+5470.360.35-0.01buy
BOK Financial Private Wealth, Inc.0509+5090.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0500+5000.000.00+0.00buy
Allworth Financial LP4,8825,243+3610.000.00-0.00buy
Pinnacle Wealth Planning Services, Inc.0339+3390.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC13,92614,208+2820.080.07-0.01buy
Elevated Capital Advisors, LLC0168+1680.000.00+0.00buy
Catalina Capital Group, LLC46,91147,012+1010.260.24-0.03buy
North Star Investment Management Corp.3,5053,542+370.000.00-0.00buy
Glen Eagle Advisors, LLC4849+10.000.00-0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC30,41830,41800.010.01-0.00hold
SIGNATUREFD, LLC656500.000.00-0.00hold
JNBA Financial Advisors3,4873,48700.000.00-0.00hold
Joel Isaacson & Co., LLC11,50011,50000.000.00-0.00hold
Steward Partners Investment Advisory, LLC14,25114,25100.000.00-0.00hold
Investors Research Corp1,3351,33500.000.00-0.00hold
Sound Income Strategies, LLC50050000.000.00-0.00hold
Clear Creek Financial Management, LLC13,02513,02500.010.01-0.00hold
PATRON PARTNERS, LLC16,49016,49000.070.06-0.01hold
SOA Wealth Advisors, LLC.32532500.000.00-0.00hold
CoreCap Advisors, LLC505000.000.00-0.00hold
Gould Capital, LLC30030000.000.00-0.00hold
HB Wealth Management, LLC12,50012,50000.000.00-0.00hold
Fortitude Family Office, LLC1,0001,00000.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.16,87516,87500.090.08-0.01hold
VISIONARY HORIZONS, LLC45,77645,77600.230.20-0.04hold
Abel Hall, LLC10,00010,00000.040.02-0.02hold
WINMILL & CO. INC171700.000.00-0.00hold
Atlantic Union Bankshares Corp30030000.000.00-0.00hold
Rockefeller Capital Management L.P.1,9061,894-120.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC13,36513,346-190.000.00-0.00sell
WPG Advisers, LLC234122-1120.000.00-0.00sell
Clearstead Advisors, LLC5,0424,917-1250.000.00-0.00sell
K2 PRINCIPAL FUND, L.P.23,00022,700-3000.020.02-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV20,61020,212-3980.010.01-0.00sell
Future Financial Wealth Managment LLC1,4000-1,4000.010.00-0.01sell
CSS LLC/IL127,599125,609-1,9900.070.06-0.01sell
HARBOUR INVESTMENTS, INC.9,1886,713-2,4750.000.00-0.00sell
Private Advisor Group, LLC82,24879,448-2,8000.000.00-0.00sell
HighTower Advisors, LLC22,45919,135-3,3240.000.00-0.00sell
Rock Point Advisors, LLC16,83812,088-4,7500.040.02-0.02sell
Quarry LP5,3930-5,3930.010.00-0.01sell
Mutual Advisors, LLC120,735115,115-5,6200.020.02-0.00sell
Independent Advisor Alliance25,22518,725-6,5000.010.00-0.00sell
Harbour Capital Advisors, LLC25,11718,000-7,1170.050.03-0.02sell
Avion Wealth37,09128,905-8,1860.070.05-0.02sell
Shaker Financial Services, LLC448,104439,104-9,0001.401.15-0.25sell
CHOREO, LLC136,314126,366-9,9480.020.01-0.00sell
OSAIC HOLDINGS, INC.36,76323,118-13,6450.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC955,510927,440-28,0700.000.00-0.00sell
LPL Financial LLC30,9080-30,9080.000.00-0.00sell
WELLS FARGO & COMPANY/MN743,979663,684-80,2950.000.00-0.00sell
MORGAN STANLEY395,335304,748-90,5870.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC2,971,5302,791,049-180,4811.551.09-0.46sell
Thomas J. Herzfeld Advisors, Inc.1,787,4461,590,092-197,3545.594.44-1.15sell
TORONTO DOMINION BANK207,2480-207,2480.000.00-0.00sell
Gridiron Partners, LLC394,68256,708-337,9740.290.27-0.03sell
Saba Capital Management, L.P.2,629,8022,190,968-438,8340.790.61-0.19sell
Kovitz Investment Group Partners, LLC1,018,9680-1,018,9680.040.00-0.04sell
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