Stock Transactions — WESTERN ASSET MUN HIGH INCOM

Total Bought
411,681
16 transactions
Total Sold
693,558
25 transactions
Net
-281,877
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BANK OF AMERICA CORP /DE/551,056670,717+119,6610.000.00+0.00buy
GUGGENHEIM CAPITAL LLC410,504497,842+87,3380.020.02+0.00buy
ORG Partners LLC067,875+67,8750.000.88+0.88buy
Tortoise Investment Management, LLC958,7301,007,017+48,2870.840.83-0.01buy
Alpine Global Management, LLC020,000+20,0000.000.03+0.03buy
COMMONWEALTH EQUITY SERVICES, LLC13,93829,086+15,1480.000.00+0.00buy
COMERICA BANK015,000+15,0000.000.00+0.00buy
Rockefeller Capital Management L.P.98,500113,000+14,5000.000.00+0.00buy
Prospera Financial Services Inc46,95558,641+11,6860.010.01+0.00buy
Janney Montgomery Scott LLC77,70284,295+6,5930.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP04,593+4,5930.000.00+0.00buy
TRUIST FINANCIAL CORP153,159153,538+3790.000.00+0.00buy
Steward Partners Investment Advisory, LLC10,02810,238+2100.000.00-0.00buy
FNY Investment Advisers, LLC0200+2000.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.62,95163,101+1500.380.31-0.07buy
SIGNATUREFD, LLC6,0136,074+610.000.00-0.00buy
COHEN & STEERS, INC.30,00030,00000.000.00+0.00hold
RIVERNORTH CAPITAL MANAGEMENT, LLC972,334972,33400.300.32+0.02hold
CAPTRUST FINANCIAL ADVISORS11,02011,02000.000.00+0.00hold
Fort Sheridan Advisors LLC12,60012,60000.020.02-0.00hold
NewEdge Advisors, LLC28928900.000.00-0.00hold
Venturi Wealth Management, LLC4,5004,50000.000.00-0.00hold
McIlrath & Eck, LLC4400.000.00-0.00hold
Realta Investment Advisors19,04419,04400.030.03-0.00hold
HUB Investment Partners, LLC30,00030,00000.010.01-0.00hold
Fortitude Advisory Group L.L.C.22,95022,95000.090.09-0.00hold
Stonebrook Private Inc.19,98419,98400.040.04-0.00hold
US BANCORP \DE\71371300.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.5,7005,70000.000.00-0.00hold
GILL CAPITAL PARTNERS, LLC40,47440,47400.110.11+0.00hold
ROTHSCHILD INVESTMENT LLC32,00032,00000.020.02-0.00hold
OSAIC HOLDINGS, INC.36,42836,323-1050.000.00+0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO12,96312,649-3140.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.128,372126,581-1,7910.050.05-0.00sell
HighTower Advisors, LLC22,25020,250-2,0000.000.00-0.00sell
LPL Financial LLC42,69240,397-2,2950.000.00-0.00sell
Invesco Ltd.73,14970,021-3,1280.000.00-0.00sell
Quad-Cities Investment Group, LLC48,77543,182-5,5930.200.17-0.02sell
ROYAL BANK OF CANADA34,22128,441-5,7800.000.00-0.00sell
ROBINSON CAPITAL MANAGEMENT, LLC273,036265,036-8,0000.620.65+0.02sell
Capital Investment Advisors, LLC10,6490-10,6490.000.00-0.00sell
Concurrent Investment Advisors, LLC11,8360-11,8360.000.00-0.00sell
AQR Arbitrage LLC99,70884,026-15,6820.030.02-0.01sell
Dakota Wealth Management16,2720-16,2720.000.00-0.00sell
UBS Group AG16,3270-16,3270.000.00-0.00sell
Virtu Financial LLC16,7630-16,7630.010.00-0.01sell
WELLS FARGO & COMPANY/MN115,34897,514-17,8340.000.00-0.00sell
FIRST TRUST ADVISORS LP18,1860-18,1860.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.126,104107,780-18,3240.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.52,02931,802-20,2270.030.02-0.01sell
MORGAN STANLEY552,356530,916-21,4400.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC26,5630-26,5630.000.00-0.00sell
Curi Capital, LLC45,0000-45,0000.010.00-0.01sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC61,8150-61,8150.000.00-0.00sell
Logan Stone Capital, LLC65,7450-65,7450.090.00-0.09sell
1607 Capital Partners, LLC1,192,313910,424-281,8890.540.50-0.03sell
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