| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 0 | 2,288,774 | +2,288,774 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 0 | 366,362 | +366,362 | 0.00 | 0.01 | +0.01 | buy |
| Karpus Management, Inc. | 0 | 291,365 | +291,365 | 0.00 | 0.10 | +0.10 | buy |
| NOMURA HOLDINGS INC | 0 | 263,100 | +263,100 | 0.00 | 0.01 | +0.01 | buy |
| Invesco Ltd. | 0 | 236,683 | +236,683 | 0.00 | 0.00 | +0.00 | buy |
| Consolidated Portfolio Review Corp | 0 | 230,762 | +230,762 | 0.00 | 0.00 | 0.00 | buy |
| LPL Financial LLC | 186,915 | 389,017 | +202,102 | 0.00 | 0.00 | +0.00 | buy |
| Yakira Capital Management, Inc. | 0 | 169,404 | +169,404 | 0.00 | 0.00 | +0.00 | buy |
| Yakira Capital Management, Inc. | 0 | 169,404 | +169,404 | 0.00 | 0.71 | +0.71 | buy |
| GUGGENHEIM CAPITAL LLC | 1,053,326 | 1,199,889 | +146,563 | 0.10 | 0.10 | -0.00 | buy |
| 1607 Capital Partners, LLC | 0 | 142,110 | +142,110 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 115,500 | +115,500 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 113,500 | +113,500 | 0.00 | 0.23 | +0.23 | buy |
| Cetera Investment Advisers | 0 | 97,088 | +97,088 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 95,500 | +95,500 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 95,500 | +95,500 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 93,500 | +93,500 | 0.00 | 0.03 | +0.03 | buy |
| Rock Point Advisors, LLC | 0 | 92,173 | +92,173 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 0 | 82,210 | +82,210 | 0.00 | 0.00 | +0.00 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 0 | 66,493 | +66,493 | 0.00 | 0.00 | +0.00 | buy |
| Virtus Investment Advisers, LLC | 0 | 58,703 | +58,703 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 40,087 | 97,717 | +57,630 | 0.00 | 0.00 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 0 | 47,784 | +47,784 | 0.00 | 0.00 | +0.00 | buy |
| Arkadios Wealth Advisors | 0 | 41,671 | +41,671 | 0.00 | 0.00 | +0.00 | buy |
| Ethos Financial Group, LLC | 0 | 40,677 | +40,677 | 0.00 | 0.00 | 0.00 | buy |
| Steward Partners Investment Advisory, LLC | 19,642 | 59,879 | +40,237 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 37,990 | +37,990 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 1,703 | 36,990 | +35,287 | 0.00 | 0.10 | +0.10 | buy |
| Consolidated Portfolio Review Corp | 197,232 | 231,996 | +34,764 | 0.32 | 0.33 | +0.01 | buy |
| AMERIPRISE FINANCIAL INC | 0 | 33,763 | +33,763 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 33,630 | +33,630 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 674,382 | 707,184 | +32,802 | 0.00 | 0.00 | -0.00 | buy |
| Tolleson Wealth Management, Inc. | 0 | 28,485 | +28,485 | 0.00 | 0.00 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 0 | 28,424 | +28,424 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 256,017 | 283,309 | +27,292 | 0.00 | 0.00 | -0.00 | buy |
| Verdence Capital Advisors LLC | 0 | 26,928 | +26,928 | 0.00 | 0.02 | +0.02 | buy |
| Rareview Capital LLC | 0 | 26,762 | +26,762 | 0.00 | 0.19 | +0.19 | buy |
| Verdence Capital Advisors LLC | 0 | 26,714 | +26,714 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 0 | 24,402 | +24,402 | 0.00 | 0.00 | 0.00 | buy |
| Shaker Financial Services, LLC | 0 | 24,402 | +24,402 | 0.00 | 0.09 | +0.09 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 22,972 | +22,972 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 19,016 | +19,016 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 0 | 18,237 | +18,237 | 0.00 | 0.00 | 0.00 | buy |
| COHEN & STEERS, INC. | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 14,885 | +14,885 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 0 | 13,362 | +13,362 | 0.00 | 0.00 | +0.00 | buy |
| HBK Sorce Advisory LLC | 0 | 13,057 | +13,057 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 0 | 13,000 | +13,000 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 0 | 13,000 | +13,000 | 0.00 | 0.03 | +0.03 | buy |
| HBK Sorce Advisory LLC | 0 | 12,977 | +12,977 | 0.00 | 0.00 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 16,170 | 28,424 | +12,254 | 0.00 | 0.01 | +0.00 | buy |
| WMG Financial Advisors, LLC | 0 | 11,596 | +11,596 | 0.00 | 0.00 | 0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 10,993 | +10,993 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 0 | 10,703 | +10,703 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 0 | 10,673 | +10,673 | 0.00 | 0.00 | +0.00 | buy |
| DT Investment Partners, LLC | 0 | 8,613 | +8,613 | 0.00 | 0.00 | 0.00 | buy |
| Fiera Capital Corp | 92,184 | 99,373 | +7,189 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 0 | 6,921 | +6,921 | 0.00 | 0.00 | 0.00 | buy |
| OSAIC HOLDINGS, INC. | 42,432 | 46,658 | +4,226 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 7,367 | 10,533 | +3,166 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 10,285 | 12,836 | +2,551 | 0.00 | 0.00 | +0.00 | buy |
| Ethos Financial Group, LLC | 44,501 | 46,911 | +2,410 | 0.04 | 0.04 | -0.00 | buy |
| NewEdge Advisors, LLC | 12,728 | 14,351 | +1,623 | 0.00 | 0.00 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9,561 | 10,993 | +1,432 | 0.00 | 0.00 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 47,284 | 47,784 | +500 | 0.02 | 0.01 | -0.00 | buy |
| Advisory Services Network, LLC | 0 | 393 | +393 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 18,146 | 18,286 | +140 | 0.03 | 0.02 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 0 | 64 | +64 | 0.00 | 0.00 | 0.00 | buy |
| Advisory Services Network, LLC | 0 | 36 | +36 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 19,014 | 19,018 | +4 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 64 | 64 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEBSTER BANK, N. A. | 997 | 997 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DT Investment Partners, LLC | 8,613 | 8,613 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allworth Financial LP | 6,921 | 6,921 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHOREO, LLC | 19,783 | 19,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 66 | 66 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 666 | 666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cresset Asset Management, LLC | 10,600 | 10,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tolleson Wealth Management, Inc. | 28,485 | 28,485 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Meadow Creek Wealth Advisors LLC | 17,093 | 17,093 | 0 | 0.14 | 0.13 | -0.01 | hold |
| Fortitude Advisory Group L.L.C. | 28,141 | 28,141 | 0 | 0.19 | 0.17 | -0.02 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 66,493 | 66,493 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 642 | 642 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 11 | 0 | -11 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 82,521 | 82,295 | -226 | 0.01 | 0.00 | -0.00 | sell |
| BDF-GESTION | 5,251 | 4,346 | -905 | 0.62 | 0.60 | -0.02 | sell |
| AMERIPRISE FINANCIAL INC | 34,900 | 33,763 | -1,137 | 0.00 | 0.00 | -0.00 | sell |
| WMG Financial Advisors, LLC | 13,096 | 11,596 | -1,500 | 0.06 | 0.04 | -0.01 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 368,004 | 366,414 | -1,590 | 2.73 | 2.41 | -0.32 | sell |
| Rock Point Advisors, LLC | 93,839 | 92,173 | -1,666 | 0.31 | 0.27 | -0.04 | sell |
| Arkadios Wealth Advisors | 43,639 | 41,688 | -1,951 | 0.02 | 0.01 | -0.00 | sell |
| Virtus Investment Advisers, LLC | 60,752 | 58,703 | -2,049 | 0.24 | 0.19 | -0.05 | sell |
| Vectors Research Management, LLC | 54,839 | 52,777 | -2,062 | 0.22 | 0.19 | -0.03 | sell |
| COURIER CAPITAL LLC | 39,154 | 36,883 | -2,271 | 0.03 | 0.02 | -0.00 | sell |
| UBS Group AG | 39,750 | 37,472 | -2,278 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 3,912 | 0 | -3,912 | 0.01 | 0.00 | -0.01 | sell |
| Quadcap Wealth Management, LLC | 27,871 | 23,247 | -4,624 | 0.04 | 0.03 | -0.01 | sell |