| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 2,326,421 | 5,050,211 | +2,723,790 | 0.53 | 1.10 | +0.57 | buy |
| Karpus Management, Inc. | 291,365 | 1,861,660 | +1,570,295 | 0.10 | 0.55 | +0.45 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 857,047 | +857,047 | 0.00 | 0.45 | +0.45 | buy |
| LPL Financial LLC | 389,017 | 723,819 | +334,802 | 0.00 | 0.00 | +0.00 | buy |
| Rock Point Advisors, LLC | 92,173 | 250,023 | +157,850 | 0.27 | 0.69 | +0.42 | buy |
| 1607 Capital Partners, LLC | 142,110 | 277,822 | +135,712 | 0.12 | 0.21 | +0.09 | buy |
| Allspring Global Investments Holdings, LLC | 0 | 125,334 | +125,334 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 283,309 | 407,054 | +123,745 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 26,762 | 132,356 | +105,594 | 0.19 | 1.01 | +0.82 | buy |
| RIVERBRIDGE PARTNERS LLC | 0 | 104,562 | +104,562 | 0.00 | 0.02 | +0.02 | buy |
| MORGAN STANLEY | 707,184 | 775,620 | +68,436 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 0 | 54,594 | +54,594 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 33,630 | 76,912 | +43,282 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,199,889 | 1,239,012 | +39,123 | 0.10 | 0.10 | +0.00 | buy |
| StoneX Group Inc. | 0 | 23,837 | +23,837 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 46,658 | 70,033 | +23,375 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 22,951 | +22,951 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 22,901 | +22,901 | 0.00 | 0.00 | +0.00 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 66,493 | 88,656 | +22,163 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 82,295 | 104,285 | +21,990 | 0.00 | 0.01 | +0.00 | buy |
| TrueMark Investments, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.04 | +0.04 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 15,684 | +15,684 | 0.00 | 0.01 | +0.01 | buy |
| COHEN & STEERS, INC. | 15,000 | 28,582 | +13,582 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 12,146 | +12,146 | 0.00 | 0.00 | +0.00 | buy |
| Cresset Asset Management, LLC | 10,600 | 21,983 | +11,383 | 0.00 | 0.00 | +0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 0 | 10,261 | +10,261 | 0.00 | 0.07 | +0.07 | buy |
| Steward Partners Investment Advisory, LLC | 59,879 | 67,460 | +7,581 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 97,717 | 101,472 | +3,755 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 10,673 | 14,008 | +3,335 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 37,472 | 38,640 | +1,168 | 0.00 | 0.00 | +0.00 | buy |
| OPTIMA CAPITAL LLC | 0 | 902 | +902 | 0.00 | 0.00 | +0.00 | buy |
| Motiv8 Investments LLC | 0 | 832 | +832 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10,993 | 11,801 | +808 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 12,836 | 13,570 | +734 | 0.00 | 0.00 | -0.00 | buy |
| Fortitude Advisory Group L.L.C. | 28,141 | 28,870 | +729 | 0.17 | 0.14 | -0.03 | buy |
| Aviance Capital Partners, LLC | 18,286 | 18,434 | +148 | 0.02 | 0.02 | -0.00 | buy |
| FNY Investment Advisers, LLC | 100 | 213 | +113 | 0.00 | 0.00 | +0.00 | buy |
| SageView Advisory Group, LLC | 0 | 38 | +38 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 64 | 84 | +20 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 19,018 | 19,022 | +4 | 0.00 | 0.00 | -0.00 | buy |
| WEBSTER BANK, N. A. | 997 | 997 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DT Investment Partners, LLC | 8,613 | 8,613 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Chicago Partners Investment Group LLC | 47,784 | 47,784 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CHOREO, LLC | 19,783 | 19,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 66 | 66 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 666 | 666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tolleson Wealth Management, Inc. | 28,485 | 28,485 | 0 | 0.05 | 0.05 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Advisory Services Network, LLC | 36 | 0 | -36 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 64 | 0 | -64 | 0.00 | 0.00 | 0.00 | sell |
| Arkadios Wealth Advisors | 41,688 | 41,590 | -98 | 0.01 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 31,457 | 31,339 | -118 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 10,533 | 10,408 | -125 | 0.00 | 0.00 | +0.00 | sell |
| BDF-GESTION | 4,346 | 4,074 | -272 | 0.60 | 0.53 | -0.07 | sell |
| Advisory Services Network, LLC | 393 | 0 | -393 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 14,351 | 13,941 | -410 | 0.00 | 0.00 | -0.00 | sell |
| Quadcap Wealth Management, LLC | 23,247 | 22,824 | -423 | 0.03 | 0.03 | -0.00 | sell |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 642 | 0 | -642 | 0.00 | 0.00 | -0.00 | sell |
| Meadow Creek Wealth Advisors LLC | 17,093 | 15,576 | -1,517 | 0.13 | 0.11 | -0.02 | sell |
| Ethos Financial Group, LLC | 46,911 | 45,108 | -1,803 | 0.04 | 0.04 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 366,414 | 363,933 | -2,481 | 2.41 | 2.32 | -0.10 | sell |
| Allworth Financial LP | 6,921 | 3,773 | -3,148 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 6,921 | 0 | -6,921 | 0.00 | 0.00 | 0.00 | sell |
| DT Investment Partners, LLC | 8,613 | 0 | -8,613 | 0.00 | 0.00 | 0.00 | sell |
| AMERIPRISE FINANCIAL INC | 33,763 | 24,507 | -9,256 | 0.00 | 0.00 | -0.00 | sell |
| Baird Financial Group, Inc. | 10,703 | 0 | -10,703 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10,993 | 0 | -10,993 | 0.00 | 0.00 | -0.00 | sell |
| WMG Financial Advisors, LLC | 11,596 | 0 | -11,596 | 0.00 | 0.00 | 0.00 | sell |
| WMG Financial Advisors, LLC | 11,596 | 0 | -11,596 | 0.04 | 0.00 | -0.04 | sell |
| COURIER CAPITAL LLC | 36,883 | 24,653 | -12,230 | 0.02 | 0.02 | -0.01 | sell |
| HBK Sorce Advisory LLC | 12,977 | 0 | -12,977 | 0.00 | 0.00 | -0.00 | sell |
| Virtus Investment Advisers, LLC | 58,703 | 45,718 | -12,985 | 0.19 | 0.14 | -0.05 | sell |
| Almitas Capital LLC | 13,000 | 0 | -13,000 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 13,000 | 0 | -13,000 | 0.03 | 0.00 | -0.03 | sell |
| HBK Sorce Advisory LLC | 13,057 | 0 | -13,057 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 13,362 | 0 | -13,362 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 14,885 | 0 | -14,885 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| Vectors Research Management, LLC | 52,777 | 36,879 | -15,898 | 0.19 | 0.12 | -0.06 | sell |
| Verdence Capital Advisors LLC | 26,928 | 10,559 | -16,369 | 0.02 | 0.01 | -0.01 | sell |
| Aviance Capital Partners, LLC | 18,237 | 0 | -18,237 | 0.00 | 0.00 | 0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 19,016 | 0 | -19,016 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 22,972 | 0 | -22,972 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 24,402 | 0 | -24,402 | 0.00 | 0.00 | 0.00 | sell |
| Shaker Financial Services, LLC | 24,402 | 0 | -24,402 | 0.09 | 0.00 | -0.09 | sell |
| Verdence Capital Advisors LLC | 26,714 | 0 | -26,714 | 0.00 | 0.00 | -0.00 | sell |
| Concurrent Investment Advisors, LLC | 28,424 | 0 | -28,424 | 0.01 | 0.00 | -0.01 | sell |
| Concurrent Investment Advisors, LLC | 28,424 | 0 | -28,424 | 0.00 | 0.00 | -0.00 | sell |
| Tolleson Wealth Management, Inc. | 28,485 | 0 | -28,485 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 33,763 | 0 | -33,763 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 36,990 | 0 | -36,990 | 0.10 | 0.00 | -0.10 | sell |
| Quarry LP | 37,990 | 0 | -37,990 | 0.00 | 0.00 | -0.00 | sell |
| Ethos Financial Group, LLC | 40,677 | 0 | -40,677 | 0.00 | 0.00 | 0.00 | sell |
| Arkadios Wealth Advisors | 41,671 | 0 | -41,671 | 0.00 | 0.00 | -0.00 | sell |
| Chicago Partners Investment Group LLC | 47,784 | 0 | -47,784 | 0.00 | 0.00 | -0.00 | sell |
| Virtus Investment Advisers, LLC | 58,703 | 0 | -58,703 | 0.00 | 0.00 | -0.00 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 66,493 | 0 | -66,493 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 82,210 | 0 | -82,210 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 99,373 | 10,818 | -88,555 | 0.00 | 0.00 | -0.00 | sell |
| Rock Point Advisors, LLC | 92,173 | 0 | -92,173 | 0.00 | 0.00 | -0.00 | sell |