| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 839,292 | +839,292 | 0.00 | 0.64 | +0.64 | buy |
| MORGAN STANLEY | 2,794,650 | 3,505,379 | +710,729 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 267,929 | +267,929 | 0.00 | 0.07 | +0.07 | buy |
| Alpine Global Management, LLC | 395,222 | 600,000 | +204,778 | 0.59 | 0.65 | +0.05 | buy |
| CSS LLC/IL | 0 | 170,692 | +170,692 | 0.00 | 0.08 | +0.08 | buy |
| AQR Arbitrage LLC | 504,552 | 627,640 | +123,088 | 0.11 | 0.12 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 701,559 | 781,744 | +80,185 | 0.00 | 0.00 | +0.00 | buy |
| MANGROVE PARTNERS IM, LLC | 1,872,388 | 1,942,500 | +70,112 | 0.70 | 0.76 | +0.06 | buy |
| LPL Financial LLC | 789,733 | 853,151 | +63,418 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 193,002 | 248,793 | +55,791 | 0.01 | 0.00 | -0.01 | buy |
| Karpus Management, Inc. | 2,353,707 | 2,404,220 | +50,513 | 0.39 | 0.39 | -0.01 | buy |
| Private Advisor Group, LLC | 257,980 | 306,593 | +48,613 | 0.01 | 0.01 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 104,550 | 141,377 | +36,827 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 0 | 35,516 | +35,516 | 0.00 | 0.01 | +0.01 | buy |
| Sigma Planning Corp | 37,805 | 73,198 | +35,393 | 0.02 | 0.01 | -0.00 | buy |
| Ameritas Advisory Services, LLC | 0 | 27,976 | +27,976 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 26,979 | +26,979 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 31,633 | 48,109 | +16,476 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 15,018 | +15,018 | 0.00 | 0.00 | +0.00 | buy |
| STEPHENS INC /AR/ | 52,171 | 60,496 | +8,325 | 0.00 | 0.01 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 11,180 | 16,063 | +4,883 | 0.01 | 0.02 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 55,115 | 59,755 | +4,640 | 0.04 | 0.04 | +0.00 | buy |
| Dakota Wealth Management | 39,195 | 42,975 | +3,780 | 0.01 | 0.01 | -0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 36,605 | 38,679 | +2,074 | 0.17 | 0.18 | +0.01 | buy |
| Quarry LP | 292,425 | 294,254 | +1,829 | 0.81 | 0.67 | -0.14 | buy |
| Janney Montgomery Scott LLC | 10,883 | 12,216 | +1,333 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 19,154 | 20,390 | +1,236 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 14,473 | 15,303 | +830 | 0.01 | 0.00 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 11,795 | 12,177 | +382 | 0.00 | 0.00 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 99 | +99 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 9,706 | 9,755 | +49 | 0.01 | 0.01 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 838 | 838 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaker Financial Services, LLC | 70,725 | 70,725 | 0 | 0.16 | 0.15 | -0.01 | hold |
| JNBA Financial Advisors | 120 | 120 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 11 | 11 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mascoma Wealth Management LLC | 11,900 | 11,900 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Sound Income Strategies, LLC | 945 | 945 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 2,833 | 2,833 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Balefire, LLC | 386 | 386 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Geneos Wealth Management Inc. | 1,145 | 1,145 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Key FInancial Inc | 141 | 141 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gridiron Partners, LLC | 28,300 | 28,300 | 0 | 0.11 | 0.10 | -0.01 | hold |
| Glen Eagle Advisors, LLC | 406 | 406 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NWF Advisory Services Inc. | 10,439 | 10,439 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 115,675 | 115,675 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 892 | 892 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 145 | 145 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UMB Bank, n.a. | 2,190 | 2,190 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DOLIVER ADVISORS, LP | 12,324 | 12,257 | -67 | 0.02 | 0.02 | -0.00 | sell |
| Shulman DeMeo Asset Management LLC | 20,040 | 19,942 | -98 | 0.03 | 0.03 | -0.00 | sell |
| Focused Wealth Management, Inc | 513 | 0 | -513 | 0.00 | 0.00 | -0.00 | sell |
| EVERMAY WEALTH MANAGEMENT LLC | 547 | 0 | -547 | 0.00 | 0.00 | -0.00 | sell |
| LM Advisors LLC | 575 | 0 | -575 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 816 | 0 | -816 | 0.01 | 0.00 | -0.01 | sell |
| Hexagon Capital Partners LLC | 3,047 | 1,556 | -1,491 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 256,291 | 254,746 | -1,545 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 49,982 | 48,264 | -1,718 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Advisors, LLC | 39,216 | 36,976 | -2,240 | 0.01 | 0.01 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 242,933 | 240,673 | -2,260 | 0.02 | 0.02 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 34,371 | 31,360 | -3,011 | 0.01 | 0.00 | -0.00 | sell |
| Parkside Financial Bank & Trust | 3,105 | 0 | -3,105 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 9,758 | 0 | -9,758 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 10,140 | 0 | -10,140 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 10,523 | 0 | -10,523 | 0.00 | 0.00 | -0.00 | sell |
| Choate Investment Advisors | 12,329 | 0 | -12,329 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 1,796,730 | 1,781,730 | -15,000 | 3.23 | 3.45 | +0.22 | sell |
| Arete Wealth Advisors, LLC | 19,776 | 0 | -19,776 | 0.01 | 0.00 | -0.01 | sell |
| NOMURA HOLDINGS INC | 94,737 | 74,661 | -20,076 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 29,942 | 0 | -29,942 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 32,475 | 0 | -32,475 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 32,673 | 0 | -32,673 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 957,960 | 920,637 | -37,323 | 1.72 | 1.69 | -0.03 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 48,657 | 0 | -48,657 | 0.00 | 0.00 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 192,704 | 131,910 | -60,794 | 0.08 | 0.05 | -0.03 | sell |
| GUGGENHEIM CAPITAL LLC | 655,742 | 594,644 | -61,098 | 0.03 | 0.02 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 98,677 | 17,751 | -80,926 | 0.01 | 0.00 | -0.01 | sell |
| Weiss Asset Management LP | 86,464 | 0 | -86,464 | 0.03 | 0.00 | -0.03 | sell |
| MILLENNIUM MANAGEMENT LLC | 136,031 | 45,638 | -90,393 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 115,675 | 2,030 | -113,645 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 543,561 | 421,398 | -122,163 | 0.27 | 0.21 | -0.06 | sell |
| SIT INVESTMENT ASSOCIATES INC | 4,280,937 | 3,756,981 | -523,956 | 0.58 | 0.48 | -0.10 | sell |
| Saba Capital Management, L.P. | 960,150 | 306,966 | -653,184 | 0.13 | 0.04 | -0.09 | sell |
| CLOUGH CAPITAL PARTNERS L P | 786,430 | 0 | -786,430 | 0.48 | 0.00 | -0.48 | sell |