Stock Transactions — VIRTUS TOTAL RETURN FD INC

Total Bought
1,671,717
36 transactions
Total Sold
1,853,722
30 transactions
Net
-182,005
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.01,134,735+1,134,7350.000.24+0.24buy
ASHTON THOMAS SECURITIES, LLC113,500226,800+113,3000.140.19+0.05buy
WOLVERINE ASSET MANAGEMENT LLC85,717181,059+95,3420.010.02+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC68,391130,648+62,2570.060.12+0.06buy
Advisors Asset Management, Inc.130,444187,692+57,2480.010.02+0.01buy
XTX Topco Ltd042,158+42,1580.000.00+0.00buy
GUGGENHEIM CAPITAL LLC1,246,0961,266,507+20,4110.060.07+0.01buy
STIFEL FINANCIAL CORP672,991687,599+14,6080.000.00+0.00buy
Private Advisor Group, LLC337,575351,813+14,2380.010.01+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors013,596+13,5960.000.01+0.01buy
HighTower Advisors, LLC10,33823,920+13,5820.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS011,947+11,9470.000.00+0.00buy
CoreCap Advisors, LLC12,70523,719+11,0140.000.01+0.00buy
Virtu Financial LLC010,722+10,7220.000.00+0.00buy
OSAIC HOLDINGS, INC.71,42879,804+8,3760.000.00+0.00buy
Kestra Advisory Services, LLC28,13836,447+8,3090.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC244,527252,787+8,2600.000.00-0.00buy
PARK AVENUE SECURITIES LLC216,213222,059+5,8460.010.01-0.00buy
ROYAL BANK OF CANADA56,03159,951+3,9200.000.00+0.00buy
WEDBUSH SECURITIES INC17,26621,173+3,9070.000.00+0.00buy
WELLS FARGO & COMPANY/MN138,949142,714+3,7650.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.43,47746,330+2,8530.180.20+0.02buy
Cambridge Investment Research Advisors, Inc.20,72623,215+2,4890.000.00+0.00buy
TWO SIGMA SECURITIES, LLC12,39913,928+1,5290.010.01-0.00buy
Ameritas Advisory Services, LLC13,38214,882+1,5000.000.00+0.00buy
BANK OF AMERICA CORP /DE/245,239246,551+1,3120.000.00+0.00buy
Cetera Investment Advisers44,51445,655+1,1410.000.00+0.00buy
Nemes Rush Group LLC01,039+1,0390.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0654+6540.000.00+0.00buy
Stratos Wealth Advisors, LLC24,74725,306+5590.010.01+0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.0518+5180.000.00+0.00buy
B. Riley Wealth Advisors, Inc.10,06410,291+2270.000.00+0.00buy
GILL CAPITAL PARTNERS, LLC0215+2150.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC314430+1160.000.00+0.00buy
NBC SECURITIES, INC.2,8212,835+140.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.447457+100.000.00+0.00buy
MAI Capital Management1100.000.00-0.00hold
Sculptor Capital LP217,653217,65300.020.02-0.00hold
OLD POINT TRUST & FINANCIAL SERVICES N A8,0008,00000.020.02+0.00hold
CSS LLC/IL79,38779,38700.030.03+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO51951900.000.00+0.00hold
CHELSEA COUNSEL CO656500.000.00+0.00hold
Janney Montgomery Scott LLC11,09911,09900.000.00+0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC370,223370,22300.020.02+0.00hold
JNBA Financial Advisors383800.000.00+0.00hold
AlphaStar Capital Management, LLC17,40217,40200.010.01+0.00hold
Mascoma Wealth Management LLC11,90011,90000.020.02+0.00hold
Sound Income Strategies, LLC94594500.000.00+0.00hold
Geneos Wealth Management Inc.1,1451,14500.000.00-0.00hold
Physician Wealth Advisors, Inc.22222200.000.00+0.00hold
Cedar Mountain Advisors, LLC12512500.000.00+0.00hold
Key FInancial Inc717100.000.00+0.00hold
MTM Investment Management, LLC12412400.000.00+0.00hold
SJS Investment Consulting Inc.15415400.000.00+0.00hold
Gridiron Partners, LLC12,28212,28200.040.05+0.01hold
Concurrent Investment Advisors, LLC12,05012,05000.000.00+0.00hold
Hilltop National Bank28028000.000.00+0.00hold
Glen Eagle Advisors, LLC40640600.000.00+0.00hold
US BANCORP \DE\2,2432,24300.000.00+0.00hold
CITIGROUP INC1100.000.00+0.00hold
ROTHSCHILD INVESTMENT LLC14514500.000.00-0.00hold
DOLIVER ADVISORS, LP12,25012,25000.020.02-0.00hold
Westside Investment Management, Inc.620-620.000.00-0.00sell
STEPHENS INC /AR/115,879115,734-1450.010.01+0.00sell
Tactive Advisors, LLC13,89513,490-4050.030.03-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC42,03440,904-1,1300.000.00+0.00sell
Creative Planning24,20822,992-1,2160.000.00-0.00sell
Kilter Group LLC1,9660-1,9660.010.00-0.01sell
RAYMOND JAMES FINANCIAL INC89,07886,704-2,3740.000.00+0.00sell
Beverly Hills Private Wealth, LLC26,94724,403-2,5440.030.03-0.00sell
Shulman DeMeo Asset Management LLC18,91216,055-2,8570.030.02-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.18,39813,978-4,4200.000.00-0.00sell
MML INVESTORS SERVICES, LLC25,32320,807-4,5160.000.00-0.00sell
Dakota Wealth Management17,05311,801-5,2520.000.00-0.00sell
CWM, LLC7,582794-6,7880.000.00-0.00sell
HRT FINANCIAL LP10,0330-10,0330.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP28,87317,358-11,5150.010.01-0.00sell
Pasadena Private Wealth, LLC12,3030-12,3030.010.00-0.01sell
Mariner, LLC13,9560-13,9560.000.00-0.00sell
Shaker Financial Services, LLC19,2410-19,2410.040.00-0.04sell
Invesco Ltd.124,894101,041-23,8530.000.00-0.00sell
LPL Financial LLC1,434,0121,402,464-31,5480.000.00-0.00sell
Yakira Capital Management, Inc.281,673215,841-65,8320.600.42-0.18sell
OXFORD ASSET MANAGEMENT LLP65,9450-65,9450.150.00-0.15sell
Penserra Capital Management LLC922,683854,639-68,0440.070.07-0.00sell
JANE STREET GROUP, LLC69,3130-69,3130.000.00-0.00sell
Quarry LP265,646180,332-85,3140.270.24-0.03sell
J.W. COLE ADVISORS, INC.107,0710-107,0710.020.00-0.02sell
Karpus Management, Inc.677,225475,766-201,4590.110.10-0.02sell
North Ground Capital222,1860-222,1860.700.00-0.70sell
MORGAN STANLEY695,521289,820-405,7010.000.00-0.00sell
ABSOLUTE INVESTMENT ADVISERS, LLC686,219279,486-406,7330.490.22-0.27sell
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