| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 3,505,379 | 3,489,768 | -15,611 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 3,756,981 | 2,211,373 | -1,545,608 | 0.48 | 0.28 | -0.20 | sell |
| Karpus Management, Inc. | 2,404,220 | 1,620,034 | -784,186 | 0.39 | 0.25 | -0.14 | sell |
| MANGROVE PARTNERS IM, LLC | 1,942,500 | 1,375,670 | -566,830 | 0.76 | 0.58 | -0.18 | sell |
| Yakira Capital Management, Inc. | 1,781,730 | 1,169,175 | -612,555 | 3.45 | 2.52 | -0.93 | sell |
| LPL Financial LLC | 853,151 | 864,694 | +11,543 | 0.00 | 0.00 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 781,744 | 651,930 | -129,814 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 594,644 | 632,855 | +38,211 | 0.02 | 0.02 | +0.00 | buy |
| AQR Arbitrage LLC | 627,640 | 503,406 | -124,234 | 0.12 | 0.07 | -0.05 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 421,398 | 466,972 | +45,574 | 0.21 | 0.21 | +0.01 | buy |
| Sculptor Capital LP | 0 | 454,921 | +454,921 | 0.00 | 0.05 | +0.05 | buy |
| Bulldog Investors, LLP | 920,637 | 388,231 | -532,406 | 1.69 | 0.79 | -0.90 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 839,292 | 387,606 | -451,686 | 0.64 | 0.31 | -0.32 | sell |
| Private Advisor Group, LLC | 306,593 | 256,818 | -49,775 | 0.01 | 0.01 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 254,746 | 254,508 | -238 | 0.00 | 0.00 | -0.00 | sell |
| ICON ADVISERS INC/CO | 0 | 250,085 | +250,085 | 0.00 | 0.30 | +0.30 | buy |
| Alpine Global Management, LLC | 600,000 | 250,000 | -350,000 | 0.65 | 0.24 | -0.41 | sell |
| CSS LLC/IL | 170,692 | 238,274 | +67,582 | 0.08 | 0.10 | +0.02 | buy |
| PARK AVENUE SECURITIES LLC | 240,673 | 238,029 | -2,644 | 0.02 | 0.02 | -0.00 | sell |
| Cetera Investment Advisers | 248,793 | 211,770 | -37,023 | 0.00 | 0.00 | -0.00 | sell |
| STEPHENS INC /AR/ | 60,496 | 166,324 | +105,828 | 0.01 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 141,377 | 153,013 | +11,636 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 294,254 | 142,026 | -152,228 | 0.67 | 0.32 | -0.35 | sell |
| Shaker Financial Services, LLC | 70,725 | 116,983 | +46,258 | 0.15 | 0.26 | +0.11 | buy |
| DRW Securities, LLC | 0 | 91,118 | +91,118 | 0.00 | 0.03 | +0.03 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 115,675 | 81,995 | -33,680 | 0.00 | 0.00 | -0.00 | sell |
| Sigma Planning Corp | 73,198 | 73,508 | +310 | 0.01 | 0.01 | -0.00 | buy |
| J.W. COLE ADVISORS, INC. | 35,516 | 60,414 | +24,898 | 0.01 | 0.02 | +0.01 | buy |
| SeaCrest Wealth Management, LLC | 59,755 | 59,847 | +92 | 0.04 | 0.04 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 48,264 | 52,288 | +4,024 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 38,679 | 40,590 | +1,911 | 0.18 | 0.18 | +0.00 | buy |
| Stratos Wealth Advisors, LLC | 36,976 | 38,004 | +1,028 | 0.01 | 0.01 | -0.00 | buy |
| NOMURA HOLDINGS INC | 74,661 | 37,251 | -37,410 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 26,979 | 37,008 | +10,029 | 0.00 | 0.00 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 0 | 36,255 | +36,255 | 0.00 | 0.02 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 48,109 | 35,000 | -13,109 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 31,360 | 34,388 | +3,028 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 45,638 | 32,321 | -13,317 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 42,975 | 30,446 | -12,529 | 0.01 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 16,063 | 29,167 | +13,104 | 0.02 | 0.03 | +0.01 | buy |
| Ameritas Advisory Services, LLC | 27,976 | 26,461 | -1,515 | 0.01 | 0.01 | -0.00 | sell |
| Gridiron Partners, LLC | 28,300 | 24,189 | -4,111 | 0.10 | 0.08 | -0.02 | sell |
| Shulman DeMeo Asset Management LLC | 19,942 | 19,883 | -59 | 0.03 | 0.03 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 20,390 | 19,326 | -1,064 | 0.00 | 0.00 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 131,910 | 14,668 | -117,242 | 0.05 | 0.01 | -0.05 | sell |
| CoreCap Advisors, LLC | 15,303 | 14,545 | -758 | 0.00 | 0.01 | +0.00 | sell |
| MML INVESTORS SERVICES, LLC | 12,177 | 12,462 | +285 | 0.00 | 0.00 | -0.00 | buy |
| DOLIVER ADVISORS, LP | 12,257 | 12,257 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Mascoma Wealth Management LLC | 11,900 | 11,900 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Janney Montgomery Scott LLC | 12,216 | 11,412 | -804 | 0.00 | 0.00 | -0.00 | sell |
| NWF Advisory Services Inc. | 10,439 | 10,439 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 0 | 8,315 | +8,315 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 9,755 | 6,266 | -3,489 | 0.01 | 0.00 | -0.00 | sell |
| Global Retirement Partners, LLC | 2,833 | 2,833 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ashton Thomas Private Wealth, LLC | 0 | 2,079 | +2,079 | 0.00 | 0.00 | +0.00 | buy |
| Hexagon Capital Partners LLC | 1,556 | 1,601 | +45 | 0.00 | 0.00 | -0.00 | buy |
| Geneos Wealth Management Inc. | 1,145 | 1,145 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 945 | 945 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 0 | 752 | +752 | 0.00 | 0.00 | +0.00 | buy |
| Hilltop National Bank | 640 | 640 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 838 | 630 | -208 | 0.00 | 0.00 | -0.00 | sell |
| Spire Wealth Management | 450 | 450 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Glen Eagle Advisors, LLC | 406 | 406 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Balefire, LLC | 386 | 386 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Laurel Wealth Advisors LLC | 0 | 234 | +234 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 145 | 145 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Key FInancial Inc | 141 | 141 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Beaird Harris Wealth Management, LLC | 0 | 97 | +97 | 0.00 | 0.00 | +0.00 | buy |
| JNBA Financial Advisors | 120 | 85 | -35 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 99 | 0 | -99 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 17,751 | 0 | -17,751 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 15,018 | 0 | -15,018 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 267,929 | 0 | -267,929 | 0.07 | 0.00 | -0.07 | sell |
| Saba Capital Management, L.P. | 306,966 | 0 | -306,966 | 0.04 | 0.00 | -0.04 | sell |
| NewEdge Advisors, LLC | 11 | 0 | -11 | 0.00 | 0.00 | -0.00 | sell |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 892 | 0 | -892 | 0.00 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 2,190 | 0 | -2,190 | 0.00 | 0.00 | -0.00 | sell |