Stock TransactionsVIRTUS TOTAL RETURN FD INC

Total Bought
1,557,784
35 transactions
Total Sold
1,299,898
34 transactions
Net
+257,886
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Saba Capital Management, L.P.1,134,7351,936,491+801,7560.240.40+0.16buy
LPL Financial LLC1,402,4641,623,057+220,5930.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.23,215144,848+121,6330.000.00+0.00buy
J.W. COLE ADVISORS, INC.099,825+99,8250.000.01+0.01buy
Pathstone Holdings, LLC077,413+77,4130.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC130,648187,630+56,9820.120.16+0.04buy
Penserra Capital Management LLC854,639888,554+33,9150.070.05-0.02buy
Gladstone Institutional Advisory LLC025,271+25,2710.000.01+0.01buy
StoneX Group Inc.016,768+16,7680.000.00+0.00buy
OSAIC HOLDINGS, INC.79,80495,958+16,1540.000.00-0.00buy
GUGGENHEIM CAPITAL LLC1,266,5071,279,341+12,8340.070.06-0.01buy
BANK OF AMERICA CORP /DE/246,551257,076+10,5250.000.00-0.00buy
Ameritas Advisory Services, LLC14,88225,403+10,5210.000.00-0.00buy
AE Wealth Management LLC010,479+10,4790.000.00+0.00buy
Concurrent Investment Advisors, LLC12,05022,341+10,2910.000.00+0.00buy
ASHTON THOMAS SECURITIES, LLC226,800236,800+10,0000.190.24+0.05buy
STIFEL FINANCIAL CORP687,599692,536+4,9370.000.00-0.00buy
IAG Wealth Partners, LLC03,677+3,6770.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors13,59616,578+2,9820.010.01+0.00buy
MML INVESTORS SERVICES, LLC20,80723,772+2,9650.000.00-0.00buy
CoreCap Advisors, LLC23,71926,367+2,6480.010.01-0.00buy
RAYMOND JAMES FINANCIAL INC86,70487,982+1,2780.000.00-0.00buy
DT Investment Partners, LLC01,259+1,2590.000.00+0.00buy
WEDBUSH SECURITIES INC21,17321,929+7560.000.00-0.00buy
Integrated Wealth Concepts LLC0734+7340.000.00+0.00buy
Nemes Rush Group LLC1,0391,423+3840.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC40,90441,278+3740.000.00-0.00buy
Cetera Investment Advisers45,65545,963+3080.000.00-0.00buy
B. Riley Wealth Advisors, Inc.10,29110,527+2360.000.00-0.00buy
INVESTMENT COUNSEL CO OF NEVADA0103+1030.000.00+0.00buy
PARK AVENUE SECURITIES LLC222,059222,136+770.010.01-0.00buy
STEPHENS INC /AR/115,734115,798+640.010.01-0.00buy
HARBOUR INVESTMENTS, INC.654670+160.000.00-0.00buy
NBC SECURITIES, INC.2,8352,850+150.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.457468+110.000.00-0.00buy
Sculptor Capital LP217,653217,65300.020.02-0.00hold
OLD POINT TRUST & FINANCIAL SERVICES N A8,0008,00000.020.02-0.00hold
CSS LLC/IL79,38779,38700.030.02-0.01hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO51951900.000.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC370,223370,22300.020.02-0.00hold
JNBA Financial Advisors383800.000.00-0.00hold
AlphaStar Capital Management, LLC17,40217,40200.010.01-0.00hold
Mascoma Wealth Management LLC11,90011,90000.020.02-0.00hold
Geneos Wealth Management Inc.1,1451,14500.000.00-0.00hold
Physician Wealth Advisors, Inc.22222200.000.00-0.00hold
Key FInancial Inc717100.000.00-0.00hold
MTM Investment Management, LLC12412400.000.00-0.00hold
SJS Investment Consulting Inc.15415400.000.00-0.00hold
Gridiron Partners, LLC12,28212,28200.050.04-0.01hold
Hilltop National Bank28028000.000.00-0.00hold
Glen Eagle Advisors, LLC40640600.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC43043000.000.00-0.00hold
US BANCORP \DE\2,2432,24300.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
CITIGROUP INC1100.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC14514500.000.00-0.00hold
DOLIVER ADVISORS, LP12,25012,25000.020.02+0.00hold
MAI Capital Management10-10.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS11,94711,922-250.000.00-0.00sell
CHELSEA COUNSEL CO650-650.000.00-0.00sell
Cedar Mountain Advisors, LLC1250-1250.000.00-0.00sell
GILL CAPITAL PARTNERS, LLC2150-2150.000.00-0.00sell
Tactive Advisors, LLC13,49013,265-2250.030.02-0.00sell
Creative Planning22,99222,665-3270.000.00-0.00sell
ROYAL BANK OF CANADA59,95159,568-3830.000.00-0.00sell
Dakota Wealth Management11,80111,356-4450.000.00-0.00sell
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.5180-5180.000.00-0.00sell
Beverly Hills Private Wealth, LLC24,40323,628-7750.030.03+0.00sell
Sound Income Strategies, LLC9450-9450.000.00-0.00sell
XTX Topco Ltd42,15841,036-1,1220.000.00-0.00sell
Shulman DeMeo Asset Management LLC16,05514,756-1,2990.020.02-0.00sell
WELLS FARGO & COMPANY/MN142,714141,327-1,3870.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC252,787249,729-3,0580.000.00-0.00sell
Advisors Asset Management, Inc.187,692184,618-3,0740.020.02-0.00sell
HighTower Advisors, LLC23,92020,024-3,8960.000.00-0.00sell
Kestra Advisory Services, LLC36,44728,620-7,8270.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.13,9785,998-7,9800.000.00-0.00sell
Invesco Ltd.101,04192,247-8,7940.000.00-0.00sell
INTEGRATED CAPITAL MANAGEMENT, INC.46,33036,817-9,5130.200.18-0.03sell
Virtu Financial LLC10,7220-10,7220.000.00-0.00sell
Janney Montgomery Scott LLC11,0990-11,0990.000.00-0.00sell
Yakira Capital Management, Inc.215,841204,043-11,7980.420.41-0.01sell
MORGAN STANLEY289,820276,486-13,3340.000.00-0.00sell
TWO SIGMA SECURITIES, LLC13,9280-13,9280.010.00-0.01sell
READYSTATE ASSET MANAGEMENT LP17,3580-17,3580.010.00-0.01sell
Stratos Wealth Advisors, LLC25,3060-25,3060.010.00-0.01sell
WOLVERINE ASSET MANAGEMENT LLC181,05953,617-127,4420.020.00-0.01sell
Quarry LP180,3320-180,3320.240.00-0.24sell
Private Advisor Group, LLC351,81387,277-264,5360.010.00-0.01sell
ABSOLUTE INVESTMENT ADVISERS, LLC279,4860-279,4860.220.00-0.22sell
Karpus Management, Inc.475,766183,208-292,5580.100.04-0.06sell
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