Stock Transactions — VIRTUS TOTAL RETURN FD INC

Total Bought
3,370,450
32 transactions
Total Sold
1,888,758
25 transactions
Net
+1,481,692
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Gridiron Partners, LLC18,6831,442,455+1,423,7720.070.07-0.00buy
North Ground Capital540,5001,197,000+656,5004.284.74+0.45buy
Alpine Global Management, LLC0630,000+630,0000.000.74+0.74buy
LPL Financial LLC1,244,7501,433,642+188,8920.000.00+0.00buy
GUGGENHEIM CAPITAL LLC1,101,5501,221,513+119,9630.060.06+0.00buy
STIFEL FINANCIAL CORP917,9821,015,339+97,3570.010.01+0.00buy
Invesco Ltd.71,282138,377+67,0950.000.00+0.00buy
Penserra Capital Management LLC794,894837,287+42,3930.070.06-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC52,52192,276+39,7550.050.09+0.04buy
Beverly Hills Private Wealth, LLC47,90483,446+35,5420.060.10+0.04buy
Private Advisor Group, LLC263,339294,545+31,2060.010.01+0.00buy
RAYMOND JAMES FINANCIAL INC115,974125,650+9,6760.000.00+0.00buy
ASHTON THOMAS SECURITIES, LLC104,500109,500+5,0000.160.09-0.06buy
ROYAL BANK OF CANADA46,87950,416+3,5370.000.00+0.00buy
Yakira Capital Management, Inc.679,184682,714+3,5301.561.64+0.08buy
Karpus Management, Inc.1,123,9481,127,163+3,2150.230.23+0.00buy
Cambridge Investment Research Advisors, Inc.18,03420,724+2,6900.000.00+0.00buy
Kilter Group LLC02,147+2,1470.000.01+0.01buy
MML INVESTORS SERVICES, LLC21,70823,122+1,4140.000.00+0.00buy
Tactive Advisors, LLC21,01822,175+1,1570.040.04-0.00buy
OSAIC HOLDINGS, INC.65,79866,801+1,0030.000.00-0.00buy
Mariner, LLC14,09415,078+9840.000.00-0.00buy
Advisory Services Network, LLC0806+8060.000.00+0.00buy
WEDBUSH SECURITIES INC17,17617,910+7340.000.00+0.00buy
WELLS FARGO & COMPANY/MN137,820138,399+5790.000.00-0.00buy
Stratos Wealth Advisors, LLC23,61124,179+5680.010.01-0.00buy
STEPHENS INC /AR/158,294158,639+3450.010.01-0.00buy
Ameritas Advisory Services, LLC17,56017,880+3200.010.01+0.00buy
Wealthspire Advisors, LLC0208+2080.000.00+0.00buy
CWM, LLC771794+230.000.00-0.00buy
NBC SECURITIES, INC.4,4404,463+230.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.676692+160.000.00+0.00buy
Sculptor Capital LP346,864346,86400.030.03-0.00hold
OLD POINT TRUST & FINANCIAL SERVICES N A8,0008,00000.020.02-0.00hold
CSS LLC/IL251,963251,96300.100.10-0.00hold
NOMURA HOLDINGS INC20,32220,32200.000.00-0.00hold
CHELSEA COUNSEL CO10310300.000.00-0.00hold
CIBC Private Wealth Group LLC8,3158,31500.000.00-0.00hold
Janney Montgomery Scott LLC11,09911,09900.000.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC590,007590,00700.030.03+0.00hold
Bulldog Investors, LLP257,181257,18100.410.38-0.02hold
Saba Capital Management, L.P.47,64547,64500.010.01+0.00hold
JNBA Financial Advisors606000.000.00-0.00hold
Dakota Wealth Management28,33928,33900.000.00-0.00hold
AlphaStar Capital Management, LLC17,40217,40200.010.01+0.00hold
Mascoma Wealth Management LLC11,90011,90000.020.02-0.00hold
Sound Income Strategies, LLC94594500.000.00+0.00hold
Pasadena Private Wealth, LLC14,42814,42800.020.01-0.00hold
Shulman DeMeo Asset Management LLC19,00119,00100.030.03-0.00hold
Physician Wealth Advisors, Inc.22222200.000.00-0.00hold
Key FInancial Inc717100.000.00-0.00hold
MTM Investment Management, LLC12412400.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
SJS Investment Consulting Inc.15415400.000.00-0.00hold
Concurrent Investment Advisors, LLC12,09212,09200.000.00-0.00hold
Hilltop National Bank44544500.000.00-0.00hold
Glen Eagle Advisors, LLC40640600.000.00-0.00hold
US BANCORP \DE\2,2432,24300.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.28,80928,80900.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC14514500.000.00-0.00hold
DOLIVER ADVISORS, LP12,26712,26700.020.02-0.00hold
CITIGROUP INC10-10.000.00-0.00sell
Spire Wealth Management4500-4500.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC49,85849,151-7070.000.00-0.00sell
MorganRosel Wealth Management, LLC1,0120-1,0120.000.00-0.00sell
Geneos Wealth Management Inc.2,7701,145-1,6250.000.00-0.00sell
CoreCap Advisors, LLC13,71511,875-1,8400.000.00-0.00sell
HighTower Advisors, LLC32,14029,528-2,6120.000.00-0.00sell
Kestra Advisory Services, LLC30,58927,620-2,9690.000.00-0.00sell
Colonial Trust Advisors3,6250-3,6250.000.00-0.00sell
Cetera Investment Advisers50,45146,718-3,7330.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC252,657247,410-5,2470.000.00-0.00sell
INTEGRATED CAPITAL MANAGEMENT, INC.45,28839,793-5,4950.210.18-0.04sell
PARK AVENUE SECURITIES LLC226,703218,525-8,1780.010.01-0.00sell
MILLENNIUM MANAGEMENT LLC11,9540-11,9540.000.00-0.00sell
J.W. COLE ADVISORS, INC.134,815111,375-23,4400.020.01-0.00sell
BANK OF AMERICA CORP /DE/338,441287,814-50,6270.000.00-0.00sell
Almitas Capital LLC72,0190-72,0190.110.00-0.11sell
Walleye Capital LLC73,6180-73,6180.000.00-0.00sell
MORGAN STANLEY1,439,7081,358,658-81,0500.000.00-0.00sell
Shaker Financial Services, LLC169,75570,424-99,3310.380.16-0.23sell
READYSTATE ASSET MANAGEMENT LP160,91826,737-134,1810.040.01-0.03sell
WOLVERINE ASSET MANAGEMENT LLC462,962261,154-201,8080.050.02-0.02sell
Quarry LP585,069331,649-253,4200.840.52-0.32sell
ABSOLUTE INVESTMENT ADVISERS, LLC1,255,160844,838-410,3220.970.68-0.28sell
MANGROVE PARTNERS IM, LLC439,4940-439,4940.290.00-0.29sell
Page 1 of 1