| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MANGROVE PARTNERS IM, LLC | 0 | 1,872,388 | +1,872,388 | 0.00 | 0.70 | +0.70 | buy |
| Karpus Management, Inc. | 838,685 | 2,353,707 | +1,515,022 | 0.14 | 0.39 | +0.26 | buy |
| Saba Capital Management, L.P. | 13,380 | 960,150 | +946,770 | 0.00 | 0.13 | +0.13 | buy |
| Bulldog Investors, LLP | 390,538 | 957,960 | +567,422 | 0.65 | 1.72 | +1.07 | buy |
| SIT INVESTMENT ASSOCIATES INC | 4,029,881 | 4,280,937 | +251,056 | 0.53 | 0.58 | +0.05 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 299,379 | 543,561 | +244,182 | 0.19 | 0.27 | +0.08 | buy |
| AQR Arbitrage LLC | 333,705 | 504,552 | +170,847 | 0.07 | 0.11 | +0.04 | buy |
| MORGAN STANLEY | 2,641,989 | 2,794,650 | +152,661 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 680,897 | 789,733 | +108,836 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 611,289 | 701,559 | +90,270 | 0.00 | 0.00 | +0.00 | buy |
| Weiss Asset Management LP | 0 | 86,464 | +86,464 | 0.00 | 0.03 | +0.03 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 31,720 | 115,675 | +83,955 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 34,549 | 104,550 | +70,001 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 338,222 | 395,222 | +57,000 | 0.37 | 0.59 | +0.22 | buy |
| Cetera Investment Advisers | 142,925 | 193,002 | +50,077 | 0.01 | 0.01 | +0.00 | buy |
| Dakota Wealth Management | 0 | 39,195 | +39,195 | 0.00 | 0.01 | +0.01 | buy |
| CAPTRUST FINANCIAL ADVISORS | 0 | 32,673 | +32,673 | 0.00 | 0.00 | +0.00 | buy |
| STEPHENS INC /AR/ | 21,341 | 52,171 | +30,830 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 227,508 | 256,291 | +28,783 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 215,622 | 242,933 | +27,311 | 0.02 | 0.02 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 71,791 | 98,677 | +26,886 | 0.01 | 0.01 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 23,720 | 48,657 | +24,937 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 267,885 | 292,425 | +24,540 | 0.83 | 0.81 | -0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 113,599 | 136,031 | +22,432 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 74,661 | 94,737 | +20,076 | 0.00 | 0.00 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 0 | 19,776 | +19,776 | 0.00 | 0.01 | +0.01 | buy |
| Private Advisor Group, LLC | 241,542 | 257,980 | +16,438 | 0.01 | 0.01 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 35,117 | 49,982 | +14,865 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 0 | 11,795 | +11,795 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 10,523 | +10,523 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 15,755 | 19,154 | +3,399 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,967 | 11,180 | +3,213 | 0.01 | 0.01 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 31,360 | 34,371 | +3,011 | 0.00 | 0.01 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 34,451 | 36,605 | +2,154 | 0.15 | 0.17 | +0.02 | buy |
| Kestra Advisory Services, LLC | 0 | 816 | +816 | 0.00 | 0.01 | +0.01 | buy |
| Janney Montgomery Scott LLC | 10,511 | 10,883 | +372 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 9,658 | 9,706 | +48 | 0.01 | 0.01 | +0.00 | buy |
| Hexagon Capital Partners LLC | 3,003 | 3,047 | +44 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Advisors, LLC | 39,188 | 39,216 | +28 | 0.01 | 0.01 | +0.00 | buy |
| EVERMAY WEALTH MANAGEMENT LLC | 547 | 547 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Choate Investment Advisors | 12,329 | 12,329 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JNBA Financial Advisors | 120 | 120 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Focused Wealth Management, Inc | 513 | 513 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 11 | 11 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mascoma Wealth Management LLC | 11,900 | 11,900 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Sound Income Strategies, LLC | 945 | 945 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Balefire, LLC | 386 | 386 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Geneos Wealth Management Inc. | 1,145 | 1,145 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Key FInancial Inc | 141 | 141 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 14,473 | 14,473 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Glen Eagle Advisors, LLC | 406 | 406 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 892 | 892 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| UMB Bank, n.a. | 2,190 | 2,190 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| Global Retirement Partners, LLC | 2,864 | 2,833 | -31 | 0.00 | 0.00 | -0.00 | sell |
| Shulman DeMeo Asset Management LLC | 20,166 | 20,040 | -126 | 0.03 | 0.03 | -0.00 | sell |
| Advisory Services Network, LLC | 10,565 | 9,758 | -807 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 2,148 | 838 | -1,310 | 0.00 | 0.00 | -0.00 | sell |
| NWF Advisory Services Inc. | 12,206 | 10,439 | -1,767 | 0.01 | 0.01 | -0.00 | sell |
| Parkside Financial Bank & Trust | 6,367 | 3,105 | -3,262 | 0.01 | 0.00 | -0.00 | sell |
| UBS Group AG | 34,783 | 29,942 | -4,841 | 0.00 | 0.00 | -0.00 | sell |
| SeaCrest Wealth Management, LLC | 60,319 | 55,115 | -5,204 | 0.04 | 0.04 | +0.00 | sell |
| DOLIVER ADVISORS, LP | 21,557 | 12,324 | -9,233 | 0.03 | 0.02 | -0.01 | sell |
| CSS LLC/IL | 10,055 | 0 | -10,055 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 10,578 | 0 | -10,578 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 10,845 | 0 | -10,845 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 44,209 | 31,633 | -12,576 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 13,003 | 0 | -13,003 | 0.02 | 0.00 | -0.02 | sell |
| Elequin Capital, LP | 14,863 | 0 | -14,863 | 0.01 | 0.00 | -0.01 | sell |
| StoneX Group Inc. | 15,000 | 0 | -15,000 | 0.01 | 0.00 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 675,156 | 655,742 | -19,414 | 0.03 | 0.03 | -0.00 | sell |
| Mariner, LLC | 20,963 | 0 | -20,963 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 1,820,430 | 1,796,730 | -23,700 | 2.37 | 3.23 | +0.85 | sell |
| ROYAL BANK OF CANADA | 62,128 | 32,475 | -29,653 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 31,720 | 2,030 | -29,690 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Advisory Services, LLC | 33,359 | 0 | -33,359 | 0.01 | 0.00 | -0.01 | sell |
| Sigma Planning Corp | 103,309 | 37,805 | -65,504 | 0.02 | 0.02 | -0.00 | sell |
| CLOUGH CAPITAL PARTNERS L P | 898,649 | 786,430 | -112,219 | 0.46 | 0.48 | +0.02 | sell |
| Walleye Capital LLC | 125,283 | 10,140 | -115,143 | 0.01 | 0.00 | -0.01 | sell |
| Shaker Financial Services, LLC | 202,758 | 70,725 | -132,033 | 0.45 | 0.16 | -0.29 | sell |
| CENTAURUS FINANCIAL, INC. | 455,795 | 192,704 | -263,091 | 0.19 | 0.08 | -0.11 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,742,703 | 0 | -3,742,703 | 0.93 | 0.00 | -0.93 | sell |