| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 838,685 | 2,353,707 | +1,515,022 | 0.14 | 0.39 | +0.26 | buy |
| Bulldog Investors, LLP | 390,538 | 957,960 | +567,422 | 0.65 | 1.72 | +1.07 | buy |
| SIT INVESTMENT ASSOCIATES INC | 4,029,881 | 4,280,937 | +251,056 | 0.53 | 0.58 | +0.05 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 299,379 | 543,561 | +244,182 | 0.19 | 0.27 | +0.08 | buy |
| AQR Arbitrage LLC | 333,705 | 504,552 | +170,847 | 0.07 | 0.11 | +0.04 | buy |
| Alpine Global Management, LLC | 338,222 | 395,222 | +57,000 | 0.37 | 0.59 | +0.22 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,967 | 11,180 | +3,213 | 0.01 | 0.01 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 34,451 | 36,605 | +2,154 | 0.15 | 0.17 | +0.02 | buy |
| Stratos Wealth Advisors, LLC | 39,188 | 39,216 | +28 | 0.01 | 0.01 | +0.00 | buy |
| Shulman DeMeo Asset Management LLC | 20,166 | 20,040 | -126 | 0.03 | 0.03 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 2,148 | 838 | -1,310 | 0.00 | 0.00 | -0.00 | sell |
| NWF Advisory Services Inc. | 12,206 | 10,439 | -1,767 | 0.01 | 0.01 | -0.00 | sell |
| SeaCrest Wealth Management, LLC | 60,319 | 55,115 | -5,204 | 0.04 | 0.04 | +0.00 | sell |
| DOLIVER ADVISORS, LP | 21,557 | 12,324 | -9,233 | 0.03 | 0.02 | -0.01 | sell |
| Yakira Capital Management, Inc. | 1,820,430 | 1,796,730 | -23,700 | 2.37 | 3.23 | +0.85 | sell |
| Sigma Planning Corp | 103,309 | 37,805 | -65,504 | 0.02 | 0.02 | -0.00 | sell |
| CLOUGH CAPITAL PARTNERS L P | 898,649 | 786,430 | -112,219 | 0.46 | 0.48 | +0.02 | sell |
| Shaker Financial Services, LLC | 202,758 | 70,725 | -132,033 | 0.45 | 0.16 | -0.29 | sell |
| CENTAURUS FINANCIAL, INC. | 455,795 | 192,704 | -263,091 | 0.19 | 0.08 | -0.11 | sell |