| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 5,320,116 | 5,716,673 | +396,557 | 1.16 | 1.19 | +0.03 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 318,500 | +318,500 | 0.00 | 1.07 | +1.07 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 129,929 | 397,265 | +267,336 | 0.09 | 0.30 | +0.20 | buy |
| Saba Capital Management, L.P. | 2,228,383 | 2,363,812 | +135,429 | 0.49 | 0.47 | -0.02 | buy |
| Bulldog Investors, LLP | 1,306,877 | 1,401,068 | +94,191 | 3.82 | 4.18 | +0.36 | buy |
| COHEN & STEERS, INC. | 35,000 | 95,000 | +60,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,202,573 | 1,248,509 | +45,936 | 0.51 | 0.54 | +0.03 | buy |
| BANK OF AMERICA CORP /DE/ | 179,681 | 218,831 | +39,150 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 29,879 | +29,879 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisors, LLC | 339,175 | 364,049 | +24,874 | 0.08 | 0.08 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 23,981 | +23,981 | 0.00 | 0.01 | +0.01 | buy |
| Cetera Investment Advisers | 12,379 | 31,428 | +19,049 | 0.00 | 0.00 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 299,354 | 313,707 | +14,353 | 0.00 | 0.00 | -0.00 | buy |
| Logan Stone Capital, LLC | 540,805 | 554,939 | +14,134 | 0.97 | 1.08 | +0.10 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 13,600 | +13,600 | 0.00 | 0.00 | +0.00 | buy |
| BROWN ADVISORY INC | 0 | 12,100 | +12,100 | 0.00 | 0.00 | +0.00 | buy |
| U.S. Capital Wealth Advisors, LLC | 67,735 | 77,685 | +9,950 | 0.02 | 0.03 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 18,520 | 26,940 | +8,420 | 0.06 | 0.09 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 8,897 | 12,877 | +3,980 | 0.02 | 0.02 | +0.01 | buy |
| Pathstone Holdings, LLC | 1,874,698 | 1,877,718 | +3,020 | 0.09 | 0.08 | -0.01 | buy |
| CoreCap Advisors, LLC | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 2,100 | +2,100 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 87,600 | 89,575 | +1,975 | 0.07 | 0.06 | -0.01 | buy |
| Cambridge Investment Research Advisors, Inc. | 19,531 | 20,500 | +969 | 0.00 | 0.00 | -0.00 | buy |
| Ironsides Asset Advisors, LLC | 18,015 | 18,751 | +736 | 0.07 | 0.06 | -0.01 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 17,999 | 18,565 | +566 | 0.14 | 0.14 | +0.00 | buy |
| Equitable Holdings, Inc. | 27,429 | 27,602 | +173 | 0.00 | 0.00 | -0.00 | buy |
| Livelsberger Financial Advisory | 61,791 | 61,954 | +163 | 0.49 | 6.98 | +6.49 | buy |
| Bank of New York Mellon Corp | 76,936 | 76,937 | +1 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 38,700 | 38,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Indiana Trust & Investment Management Co | 95,932 | 95,932 | 0 | 0.39 | 0.35 | -0.04 | hold |
| Choate Investment Advisors | 26,200 | 26,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Plante Moran Financial Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MACROVIEW INVESTMENT MANAGEMENT LLC | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Almitas Capital LLC | 467,648 | 467,648 | 0 | 1.43 | 1.74 | +0.31 | hold |
| NewEdge Advisors, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Baird Financial Group, Inc. | 51,462 | 51,462 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ategra Capital Management, LLC | 71,619 | 71,619 | 0 | 0.28 | 0.30 | +0.01 | hold |
| Allspring Global Investments Holdings, LLC | 147,748 | 147,748 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cape Investment Advisory, Inc. | 976 | 976 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,307 | 1,307 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Caldwell Trust Co | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MACKAY SHIELDS LLC | 176,016 | 176,016 | 0 | 0.05 | 0.04 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 50,810 | 50,810 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 528 | 528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pathway Financial Advisers, LLC | 506 | 505 | -1 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 13,296 | 13,271 | -25 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 501 | 414 | -87 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 188,195 | 188,060 | -135 | 0.05 | 0.05 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 19,240 | 18,678 | -562 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 77,793 | 77,132 | -661 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 690 | 0 | -690 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 27,370 | 25,898 | -1,472 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 158,987 | 157,469 | -1,518 | 1.33 | 1.03 | -0.30 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 146,617 | 145,039 | -1,578 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 107,597 | 105,976 | -1,621 | 0.01 | 0.01 | -0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 86,182 | 84,535 | -1,647 | 0.01 | 0.01 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 42,920 | 40,872 | -2,048 | 0.00 | 0.00 | +0.00 | sell |
| Summit Financial Wealth Advisors, LLC | 29,400 | 25,900 | -3,500 | 0.06 | 0.05 | -0.01 | sell |
| UBS Group AG | 87,644 | 83,857 | -3,787 | 0.00 | 0.00 | -0.00 | sell |
| Gridiron Partners, LLC | 15,345 | 10,576 | -4,769 | 0.10 | 0.06 | -0.04 | sell |
| Camelot Portfolios, LLC | 23,563 | 16,284 | -7,279 | 0.12 | 0.14 | +0.02 | sell |
| Creative Planning | 22,684 | 11,627 | -11,057 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 145,700 | 128,515 | -17,185 | 0.01 | 0.01 | -0.00 | sell |
| Vivaldi Capital Management LP | 165,487 | 145,690 | -19,797 | 0.44 | 0.40 | -0.04 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 78,507 | 54,500 | -24,007 | 0.06 | 0.04 | -0.02 | sell |
| WELLS FARGO & COMPANY/MN | 295,587 | 269,571 | -26,016 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 44,250 | 12,925 | -31,325 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 126,174 | 90,528 | -35,646 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 291,215 | 246,757 | -44,458 | 0.10 | 0.08 | -0.03 | sell |
| CAPTRUST FINANCIAL ADVISORS | 45,964 | 0 | -45,964 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 476,157 | 402,766 | -73,391 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 844,610 | 721,164 | -123,446 | 0.43 | 0.35 | -0.08 | sell |
| 1607 Capital Partners, LLC | 2,398,845 | 1,555,340 | -843,505 | 1.49 | 1.15 | -0.35 | sell |