| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 8,977,294 | 9,279,098 | +301,804 | 1.93 | 2.04 | +0.12 | buy |
| Karpus Management, Inc. | 2,224,878 | 2,373,160 | +148,282 | 0.62 | 0.72 | +0.10 | buy |
| 1607 Capital Partners, LLC | 1,409,479 | 1,476,480 | +67,001 | 1.07 | 1.12 | +0.05 | buy |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | 0 | 43,697 | +43,697 | 0.00 | 0.44 | +0.44 | buy |
| Dakota Wealth Management | 36,900 | 75,913 | +39,013 | 0.01 | 0.02 | +0.01 | buy |
| CAROLINAS WEALTH CONSULTING LLC | 0 | 24,000 | +24,000 | 0.00 | 0.05 | +0.05 | buy |
| GUGGENHEIM CAPITAL LLC | 23,675 | 42,089 | +18,414 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 124,226 | 141,831 | +17,605 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 14,245 | +14,245 | 0.00 | 0.01 | +0.01 | buy |
| PARK AVENUE SECURITIES LLC | 113,646 | 126,933 | +13,287 | 0.01 | 0.01 | +0.00 | buy |
| CX Institutional | 0 | 11,400 | +11,400 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 65,631 | 75,658 | +10,027 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 15,238 | 24,356 | +9,118 | 0.00 | 0.00 | +0.00 | buy |
| Camelot Portfolios, LLC | 29,025 | 37,981 | +8,956 | 0.30 | 0.22 | -0.07 | buy |
| RAYMOND JAMES FINANCIAL INC | 195,147 | 203,277 | +8,130 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 10,840 | 13,840 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 23,715 | 25,937 | +2,222 | 0.18 | 0.19 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 16,502 | 18,501 | +1,999 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 21,442 | 22,955 | +1,513 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 23,736 | 24,999 | +1,263 | 0.00 | 0.00 | +0.00 | buy |
| Orion Porfolio Solutions, LLC | 39,737 | 40,572 | +835 | 0.00 | 0.00 | -0.00 | buy |
| Equitable Holdings, Inc. | 29,329 | 29,944 | +615 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,735 | 12,855 | +120 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 13,665 | 13,773 | +108 | 0.00 | 0.00 | -0.00 | buy |
| Parallel Advisors, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Marshall & Sterling Wealth Advisors Inc. | 0 | 19 | +19 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 15,452 | 15,463 | +11 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 48,400 | 48,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 412,392 | 412,392 | 0 | 0.39 | 0.41 | +0.03 | hold |
| OPTIMUM INVESTMENT ADVISORS | 8,000 | 8,000 | 0 | 0.03 | 0.04 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13,382 | 13,382 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 170,000 | 170,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plante Moran Financial Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Summit Financial Wealth Advisors, LLC | 25,400 | 25,400 | 0 | 0.05 | 0.05 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 13,261 | 13,261 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GREAT VALLEY ADVISOR GROUP, INC. | 12,705 | 12,705 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 28,092 | 28,092 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Allspring Global Investments Holdings, LLC | 147,748 | 147,748 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CoreCap Advisors, LLC | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gridiron Partners, LLC | 10,445 | 10,445 | 0 | 0.06 | 0.06 | +0.00 | hold |
| HB Wealth Management, LLC | 74,950 | 74,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cape Investment Advisory, Inc. | 976 | 976 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,307 | 1,307 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 8,053 | 8,053 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MACKAY SHIELDS LLC | 173,963 | 173,963 | 0 | 0.05 | 0.05 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 102,500 | 102,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 528 | 528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Baird Financial Group, Inc. | 51,463 | 51,462 | -1 | 0.00 | 0.00 | -0.00 | sell |
| StoneX Group Inc. | 74,085 | 73,742 | -343 | 0.04 | 0.04 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 47,560 | 47,183 | -377 | 0.00 | 0.00 | +0.00 | sell |
| UBS Group AG | 72,565 | 72,177 | -388 | 0.00 | 0.00 | -0.00 | sell |
| Pathway Financial Advisers, LLC | 506 | 0 | -506 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 61,860 | 60,860 | -1,000 | 0.02 | 0.02 | -0.00 | sell |
| Capital Investment Advisors, LLC | 339,048 | 338,007 | -1,041 | 0.07 | 0.06 | -0.00 | sell |
| Elequin Capital, LP | 7,143 | 6,066 | -1,077 | 0.01 | 0.01 | +0.00 | sell |
| Kovitz Investment Group Partners, LLC | 292,821 | 291,663 | -1,158 | 0.01 | 0.01 | +0.00 | sell |
| Cetera Investment Advisers | 16,321 | 14,984 | -1,337 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 35,402 | 31,325 | -4,077 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 71,534 | 66,080 | -5,454 | 0.01 | 0.01 | -0.00 | sell |
| Navigoe, LLC | 6,727 | 0 | -6,727 | 0.06 | 0.00 | -0.06 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 148,069 | 140,069 | -8,000 | 0.94 | 0.89 | -0.05 | sell |
| Avior Wealth Management, LLC | 8,340 | 0 | -8,340 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 10,920 | 0 | -10,920 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 570,351 | 556,423 | -13,928 | 0.24 | 0.23 | -0.01 | sell |
| Indiana Trust & Investment Management Co | 38,980 | 24,028 | -14,952 | 0.13 | 0.08 | -0.04 | sell |
| AXXCESS WEALTH MANAGEMENT, LLC | 22,500 | 0 | -22,500 | 0.01 | 0.00 | -0.01 | sell |
| ROTHSCHILD INVESTMENT LLC | 88,917 | 56,917 | -32,000 | 0.06 | 0.04 | -0.02 | sell |
| VAN ECK ASSOCIATES CORP | 201,256 | 165,984 | -35,272 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 209,373 | 165,127 | -44,246 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 252,711 | 161,113 | -91,598 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 454,618 | 306,283 | -148,335 | 1.12 | 0.78 | -0.34 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 287,588 | 0 | -287,588 | 0.13 | 0.00 | -0.13 | sell |
| Pathstone Holdings, LLC | 545,622 | 54,105 | -491,517 | 0.02 | 0.00 | -0.02 | sell |