| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 188,060 | 1,612,563 | +1,424,503 | 0.05 | 0.43 | +0.38 | buy |
| Yakira Capital Management, Inc. | 0 | 448,019 | +448,019 | 0.00 | 1.68 | +1.68 | buy |
| SIT INVESTMENT ASSOCIATES INC | 5,716,673 | 5,997,374 | +280,701 | 1.19 | 1.31 | +0.12 | buy |
| HB Wealth Management, LLC | 0 | 149,900 | +149,900 | 0.00 | 0.02 | +0.02 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 3,000 | 102,500 | +99,500 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 554,939 | 653,273 | +98,334 | 1.08 | 1.60 | +0.52 | buy |
| COHEN & STEERS, INC. | 95,000 | 170,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 71,619 | +71,619 | 0.00 | 0.01 | +0.01 | buy |
| WHITEBOX ADVISORS LLC | 0 | 63,001 | +63,001 | 0.00 | 0.02 | +0.02 | buy |
| Wellspring Financial Advisors, LLC | 0 | 31,192 | +31,192 | 0.00 | 0.04 | +0.04 | buy |
| Fort Point Capital Partners LLC | 0 | 26,097 | +26,097 | 0.00 | 0.03 | +0.03 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 0 | 24,902 | +24,902 | 0.00 | 0.02 | +0.02 | buy |
| Invesco Ltd. | 0 | 23,323 | +23,323 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 397,265 | 412,392 | +15,127 | 0.30 | 0.33 | +0.04 | buy |
| ROYAL BANK OF CANADA | 38,700 | 48,700 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 29,879 | 39,879 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Camelot Portfolios, LLC | 16,284 | 21,470 | +5,186 | 0.14 | 0.12 | -0.03 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 157,469 | 161,069 | +3,600 | 1.03 | 1.07 | +0.04 | buy |
| BANK OF AMERICA CORP /DE/ | 218,831 | 221,310 | +2,479 | 0.00 | 0.00 | -0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 18,565 | 20,357 | +1,792 | 0.14 | 0.15 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,248,509 | 1,250,199 | +1,690 | 0.54 | 0.56 | +0.01 | buy |
| Bank of New York Mellon Corp | 76,937 | 78,626 | +1,689 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 1,529 | +1,529 | 0.00 | 0.00 | +0.00 | buy |
| ST GERMAIN D J CO INC | 0 | 1,433 | +1,433 | 0.00 | 0.00 | +0.00 | buy |
| Great Lakes Retirement, Inc. | 0 | 700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| Livelsberger Financial Advisory | 61,954 | 62,625 | +671 | 6.98 | 8.85 | +1.87 | buy |
| Equitable Holdings, Inc. | 27,602 | 28,253 | +651 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 84,535 | 85,050 | +515 | 0.01 | 0.01 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 105,976 | 106,483 | +507 | 0.01 | 0.01 | -0.00 | buy |
| Creative Planning | 11,627 | 11,849 | +222 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 20,500 | 20,594 | +94 | 0.00 | 0.00 | +0.00 | buy |
| Pathway Financial Advisers, LLC | 505 | 506 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Plante Moran Financial Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 2,363,812 | 2,363,812 | 0 | 0.47 | 0.49 | +0.02 | hold |
| MACROVIEW INVESTMENT MANAGEMENT LLC | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Baird Financial Group, Inc. | 51,462 | 51,462 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allspring Global Investments Holdings, LLC | 147,748 | 147,748 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cape Investment Advisory, Inc. | 976 | 976 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,307 | 1,307 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MACKAY SHIELDS LLC | 176,016 | 176,016 | 0 | 0.04 | 0.05 | +0.01 | hold |
| STIFEL FINANCIAL CORP | 50,810 | 50,810 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 528 | 528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 89,575 | 89,575 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Gridiron Partners, LLC | 10,576 | 10,445 | -131 | 0.06 | 0.06 | +0.00 | sell |
| NewEdge Advisors, LLC | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 18,678 | 18,382 | -296 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 414 | 0 | -414 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 13,271 | 12,813 | -458 | 0.00 | 0.00 | -0.00 | sell |
| Summit Financial Wealth Advisors, LLC | 25,900 | 25,400 | -500 | 0.05 | 0.05 | +0.00 | sell |
| Caldwell Trust Co | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 318,500 | 317,534 | -966 | 1.07 | 1.08 | +0.01 | sell |
| HighTower Advisors, LLC | 12,925 | 11,516 | -1,409 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 25,898 | 24,350 | -1,548 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 23,981 | 22,036 | -1,945 | 0.01 | 0.01 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 2,100 | 0 | -2,100 | 0.00 | 0.00 | -0.00 | sell |
| CoreCap Advisors, LLC | 2,500 | 0 | -2,500 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 83,857 | 76,081 | -7,776 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 77,132 | 66,183 | -10,949 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 77,685 | 66,535 | -11,150 | 0.03 | 0.02 | -0.00 | sell |
| BROWN ADVISORY INC | 12,100 | 0 | -12,100 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12,877 | 0 | -12,877 | 0.02 | 0.00 | -0.02 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 13,600 | 0 | -13,600 | 0.00 | 0.00 | -0.00 | sell |
| Indiana Trust & Investment Management Co | 95,932 | 80,932 | -15,000 | 0.35 | 0.28 | -0.07 | sell |
| Cetera Investment Advisers | 31,428 | 16,367 | -15,061 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 364,049 | 348,582 | -15,467 | 0.08 | 0.07 | -0.00 | sell |
| Vivaldi Capital Management LP | 145,690 | 127,706 | -17,984 | 0.40 | 0.34 | -0.06 | sell |
| Rockefeller Capital Management L.P. | 90,528 | 72,354 | -18,174 | 0.00 | 0.00 | -0.00 | sell |
| Ironsides Asset Advisors, LLC | 18,751 | 0 | -18,751 | 0.06 | 0.00 | -0.06 | sell |
| WELLS FARGO & COMPANY/MN | 269,571 | 247,780 | -21,791 | 0.00 | 0.00 | -0.00 | sell |
| Choate Investment Advisors | 26,200 | 0 | -26,200 | 0.01 | 0.00 | -0.01 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 26,940 | 0 | -26,940 | 0.09 | 0.00 | -0.09 | sell |
| OSAIC HOLDINGS, INC. | 40,872 | 11,531 | -29,341 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 145,039 | 115,293 | -29,746 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 54,500 | 0 | -54,500 | 0.04 | 0.00 | -0.04 | sell |
| Ategra Capital Management, LLC | 71,619 | 0 | -71,619 | 0.30 | 0.00 | -0.30 | sell |
| VAN ECK ASSOCIATES CORP | 313,707 | 227,182 | -86,525 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 1,555,340 | 1,454,149 | -101,191 | 1.15 | 1.23 | +0.09 | sell |
| AQR Arbitrage LLC | 246,757 | 128,753 | -118,004 | 0.08 | 0.03 | -0.05 | sell |
| GUGGENHEIM CAPITAL LLC | 128,515 | 0 | -128,515 | 0.01 | 0.00 | -0.01 | sell |
| Pathstone Holdings, LLC | 1,877,718 | 1,710,328 | -167,390 | 0.08 | 0.07 | -0.01 | sell |
| MORGAN STANLEY | 402,766 | 134,963 | -267,803 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 721,164 | 378,656 | -342,508 | 0.35 | 0.18 | -0.16 | sell |
| Almitas Capital LLC | 467,648 | 60,033 | -407,615 | 1.74 | 0.24 | -1.51 | sell |
| Bulldog Investors, LLP | 1,401,068 | 632,553 | -768,515 | 4.18 | 2.24 | -1.94 | sell |