| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 2,373,160 | 3,057,936 | +684,776 | 0.72 | 0.87 | +0.15 | buy |
| SIT INVESTMENT ASSOCIATES INC | 9,279,098 | 9,446,885 | +167,787 | 2.04 | 1.78 | -0.26 | buy |
| WEDBUSH SECURITIES INC | 0 | 71,067 | +71,067 | 0.00 | 0.02 | +0.02 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 56,893 | +56,893 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 165,127 | 208,820 | +43,693 | 0.00 | 0.00 | +0.00 | buy |
| Kovitz Investment Group Partners, LLC | 291,663 | 333,628 | +41,965 | 0.01 | 0.01 | -0.00 | buy |
| Dakota Wealth Management | 75,913 | 114,061 | +38,148 | 0.02 | 0.02 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 0 | 28,982 | +28,982 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 0 | 24,000 | +24,000 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 0 | 19,339 | +19,339 | 0.00 | 0.00 | +0.00 | buy |
| River Street Advisors LLC | 0 | 10,940 | +10,940 | 0.00 | 0.04 | +0.04 | buy |
| GUGGENHEIM CAPITAL LLC | 42,089 | 52,004 | +9,915 | 0.00 | 0.00 | +0.00 | buy |
| Wellspring Financial Advisors, LLC | 28,092 | 34,126 | +6,034 | 0.03 | 0.03 | +0.00 | buy |
| MOTCO | 0 | 3,600 | +3,600 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 18,501 | 21,403 | +2,902 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 22,955 | 25,652 | +2,697 | 0.00 | 0.00 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 165,984 | 168,345 | +2,361 | 0.00 | 0.00 | -0.00 | buy |
| Elequin Capital, LP | 6,066 | 7,972 | +1,906 | 0.01 | 0.01 | -0.00 | buy |
| Camelot Portfolios, LLC | 37,981 | 39,284 | +1,303 | 0.22 | 0.21 | -0.01 | buy |
| Equitable Holdings, Inc. | 29,944 | 30,561 | +617 | 0.00 | 0.00 | -0.00 | buy |
| StoneX Group Inc. | 73,742 | 74,170 | +428 | 0.04 | 0.03 | -0.01 | buy |
| Creative Planning | 24,356 | 24,609 | +253 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 72,177 | 72,430 | +253 | 0.00 | 0.00 | -0.00 | buy |
| US BANCORP \DE\ | 8,053 | 8,253 | +200 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 15,463 | 15,474 | +11 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 48,400 | 48,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 170,000 | 170,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Summit Financial Wealth Advisors, LLC | 25,400 | 25,400 | 0 | 0.05 | 0.04 | -0.01 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 13,261 | 13,261 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Baird Financial Group, Inc. | 51,462 | 51,462 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CX Institutional | 11,400 | 11,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| U.S. Capital Wealth Advisors, LLC | 60,860 | 60,860 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Nuveen, LLC | 79,026 | 79,026 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 147,748 | 147,748 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gridiron Partners, LLC | 10,445 | 10,445 | 0 | 0.06 | 0.06 | -0.01 | hold |
| HB Wealth Management, LLC | 74,950 | 74,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cape Investment Advisory, Inc. | 976 | 976 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,307 | 1,307 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 47,183 | 47,183 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 528 | 528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marshall & Sterling Wealth Advisors Inc. | 19 | 0 | -19 | 0.00 | 0.00 | -0.00 | sell |
| Plante Moran Financial Advisors, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 13,773 | 12,586 | -1,187 | 0.00 | 0.00 | -0.00 | sell |
| OPTIMUM INVESTMENT ADVISORS | 8,000 | 6,000 | -2,000 | 0.04 | 0.02 | -0.01 | sell |
| Invesco Ltd. | 24,999 | 22,885 | -2,114 | 0.00 | 0.00 | -0.00 | sell |
| GREAT VALLEY ADVISOR GROUP, INC. | 12,705 | 10,000 | -2,705 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 31,325 | 28,353 | -2,972 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 75,658 | 71,848 | -3,810 | 0.00 | 0.00 | -0.00 | sell |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | 43,697 | 39,099 | -4,598 | 0.44 | 0.38 | -0.05 | sell |
| Cetera Investment Advisers | 14,984 | 10,331 | -4,653 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 56,917 | 51,917 | -5,000 | 0.04 | 0.03 | -0.01 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 140,069 | 134,569 | -5,500 | 0.89 | 0.75 | -0.14 | sell |
| Advisory Services Network, LLC | 66,080 | 59,406 | -6,674 | 0.01 | 0.01 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13,382 | 4,999 | -8,383 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 338,007 | 327,435 | -10,572 | 0.06 | 0.05 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,855 | 0 | -12,855 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 13,840 | 0 | -13,840 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 14,245 | 0 | -14,245 | 0.01 | 0.00 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 161,113 | 144,409 | -16,704 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 306,283 | 286,928 | -19,355 | 0.78 | 0.64 | -0.14 | sell |
| Indiana Trust & Investment Management Co | 24,028 | 2,028 | -22,000 | 0.08 | 0.01 | -0.08 | sell |
| CAROLINAS WEALTH CONSULTING LLC | 24,000 | 0 | -24,000 | 0.05 | 0.00 | -0.05 | sell |
| Hennion & Walsh Asset Management, Inc. | 556,423 | 532,269 | -24,154 | 0.23 | 0.19 | -0.04 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 25,937 | 0 | -25,937 | 0.19 | 0.00 | -0.19 | sell |
| Orion Porfolio Solutions, LLC | 40,572 | 0 | -40,572 | 0.00 | 0.00 | -0.00 | sell |
| MACKAY SHIELDS LLC | 173,963 | 130,807 | -43,156 | 0.05 | 0.04 | -0.02 | sell |
| 1607 Capital Partners, LLC | 1,476,480 | 1,424,156 | -52,324 | 1.12 | 1.02 | -0.10 | sell |
| Pathstone Holdings, LLC | 54,105 | 0 | -54,105 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 102,500 | 28,060 | -74,440 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 203,277 | 89,504 | -113,773 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 126,933 | 0 | -126,933 | 0.01 | 0.00 | -0.01 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 141,831 | 0 | -141,831 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 412,392 | 0 | -412,392 | 0.41 | 0.00 | -0.41 | sell |