| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 5,997,374 | 8,537,418 | +2,540,044 | 1.31 | 1.90 | +0.59 | buy |
| Karpus Management, Inc. | 1,612,563 | 2,325,849 | +713,286 | 0.43 | 0.64 | +0.21 | buy |
| Kovitz Investment Group Partners, LLC | 0 | 160,008 | +160,008 | 0.00 | 0.01 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 378,656 | 484,836 | +106,180 | 0.18 | 0.23 | +0.04 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 24,902 | 50,952 | +26,050 | 0.02 | 0.04 | +0.01 | buy |
| Dakota Wealth Management | 10,000 | 35,900 | +25,900 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 247,780 | 271,380 | +23,600 | 0.00 | 0.00 | +0.00 | buy |
| Camelot Portfolios, LLC | 21,470 | 36,143 | +14,673 | 0.12 | 0.35 | +0.24 | buy |
| Walleye Capital LLC | 0 | 11,418 | +11,418 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 8,053 | +8,053 | 0.00 | 0.00 | +0.00 | buy |
| Pathway Financial Advisers, LLC | 506 | 5,043 | +4,537 | 0.00 | 0.00 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 85,050 | 87,722 | +2,672 | 0.01 | 0.01 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 11,516 | 13,651 | +2,135 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 11,531 | 13,015 | +1,484 | 0.00 | 0.00 | +0.00 | buy |
| Equitable Holdings, Inc. | 28,253 | 28,785 | +532 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 23,323 | 23,692 | +369 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 20,594 | 20,882 | +288 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 11,849 | 12,067 | +218 | 0.00 | 0.00 | -0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 12,813 | 12,924 | +111 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 412,392 | 412,392 | 0 | 0.33 | 0.36 | +0.02 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 18,382 | 18,382 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 170,000 | 170,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plante Moran Financial Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MACROVIEW INVESTMENT MANAGEMENT LLC | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 71,619 | 71,619 | 0 | 0.01 | 0.01 | 0.00 | hold |
| Summit Financial Wealth Advisors, LLC | 25,400 | 25,400 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Baird Financial Group, Inc. | 51,462 | 51,462 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 31,192 | 31,192 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 147,748 | 147,748 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gridiron Partners, LLC | 10,445 | 10,445 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Cape Investment Advisory, Inc. | 976 | 976 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 161,069 | 161,069 | 0 | 1.07 | 1.06 | -0.01 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,307 | 1,307 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MACKAY SHIELDS LLC | 176,016 | 176,016 | 0 | 0.05 | 0.05 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 102,500 | 102,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STIFEL FINANCIAL CORP | 50,810 | 50,810 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 528 | 528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 89,575 | 89,575 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Cetera Investment Advisers | 16,367 | 16,294 | -73 | 0.00 | 0.00 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 20,357 | 20,261 | -96 | 0.15 | 0.16 | +0.00 | sell |
| ROYAL BANK OF CANADA | 48,700 | 48,400 | -300 | 0.00 | 0.00 | -0.00 | sell |
| Great Lakes Retirement, Inc. | 700 | 0 | -700 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 115,293 | 114,553 | -740 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 66,183 | 65,228 | -955 | 0.00 | 0.00 | -0.00 | sell |
| ST GERMAIN D J CO INC | 1,433 | 0 | -1,433 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 1,529 | 0 | -1,529 | 0.00 | 0.00 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 227,182 | 225,449 | -1,733 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 76,081 | 73,267 | -2,814 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 106,483 | 102,761 | -3,722 | 0.01 | 0.01 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 24,350 | 19,929 | -4,421 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 348,582 | 344,078 | -4,504 | 0.07 | 0.07 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 66,535 | 61,860 | -4,675 | 0.02 | 0.02 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 72,354 | 67,378 | -4,976 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 221,310 | 215,851 | -5,459 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 22,036 | 15,162 | -6,874 | 0.01 | 0.01 | -0.00 | sell |
| Fort Point Capital Partners LLC | 26,097 | 0 | -26,097 | 0.03 | 0.00 | -0.03 | sell |
| Indiana Trust & Investment Management Co | 80,932 | 49,432 | -31,500 | 0.28 | 0.17 | -0.11 | sell |
| NOMURA HOLDINGS INC | 39,879 | 0 | -39,879 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 60,033 | 0 | -60,033 | 0.24 | 0.00 | -0.24 | sell |
| Livelsberger Financial Advisory | 62,625 | 0 | -62,625 | 8.85 | 0.00 | -8.85 | sell |
| WHITEBOX ADVISORS LLC | 63,001 | 0 | -63,001 | 0.02 | 0.00 | -0.02 | sell |
| Bank of New York Mellon Corp | 78,626 | 12,813 | -65,813 | 0.00 | 0.00 | -0.00 | sell |
| HB Wealth Management, LLC | 149,900 | 74,950 | -74,950 | 0.02 | 0.01 | -0.01 | sell |
| 1607 Capital Partners, LLC | 1,454,149 | 1,337,384 | -116,765 | 1.23 | 1.22 | -0.01 | sell |
| Vivaldi Capital Management LP | 127,706 | 0 | -127,706 | 0.34 | 0.00 | -0.34 | sell |
| AQR Arbitrage LLC | 128,753 | 0 | -128,753 | 0.03 | 0.00 | -0.03 | sell |
| MORGAN STANLEY | 134,963 | 0 | -134,963 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 653,273 | 517,169 | -136,104 | 1.60 | 1.28 | -0.31 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 317,534 | 144,068 | -173,466 | 1.08 | 0.50 | -0.59 | sell |
| Yakira Capital Management, Inc. | 448,019 | 100,004 | -348,015 | 1.68 | 0.39 | -1.29 | sell |
| Bulldog Investors, LLP | 632,553 | 230,152 | -402,401 | 2.24 | 0.77 | -1.47 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,250,199 | 802,738 | -447,461 | 0.56 | 0.39 | -0.17 | sell |
| Pathstone Holdings, LLC | 1,710,328 | 984,629 | -725,699 | 0.07 | 0.04 | -0.03 | sell |
| Saba Capital Management, L.P. | 2,363,812 | 0 | -2,363,812 | 0.49 | 0.00 | -0.49 | sell |