| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 3,866,008 | 5,320,116 | +1,454,108 | 0.82 | 1.16 | +0.34 | buy |
| Bulldog Investors, LLP | 480,384 | 1,306,877 | +826,493 | 1.28 | 3.82 | +2.53 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 503,721 | 1,202,573 | +698,852 | 0.20 | 0.51 | +0.31 | buy |
| Almitas Capital LLC | 93,546 | 467,648 | +374,102 | 0.34 | 1.43 | +1.09 | buy |
| Logan Stone Capital, LLC | 456,855 | 540,805 | +83,950 | 0.96 | 0.97 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,636 | 78,507 | +62,871 | 0.02 | 0.06 | +0.05 | buy |
| AQR Arbitrage LLC | 249,947 | 291,215 | +41,268 | 0.09 | 0.10 | +0.02 | buy |
| Hennion & Walsh Asset Management, Inc. | 824,609 | 844,610 | +20,001 | 0.40 | 0.43 | +0.02 | buy |
| PARK AVENUE SECURITIES LLC | 98,684 | 107,597 | +8,913 | 0.01 | 0.01 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 150,177 | 158,987 | +8,810 | 1.26 | 1.33 | +0.07 | buy |
| Camelot Portfolios, LLC | 17,504 | 23,563 | +6,059 | 0.13 | 0.12 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 85,301 | 86,182 | +881 | 0.01 | 0.01 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 17,214 | 18,015 | +801 | 0.06 | 0.07 | +0.01 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 17,637 | 17,999 | +362 | 0.12 | 0.14 | +0.02 | buy |
| Summit Financial Wealth Advisors, LLC | 36,537 | 29,400 | -7,137 | 0.07 | 0.06 | -0.01 | sell |
| U.S. Capital Wealth Advisors, LLC | 77,685 | 67,735 | -9,950 | 0.03 | 0.02 | -0.00 | sell |
| 1607 Capital Partners, LLC | 2,413,245 | 2,398,845 | -14,400 | 1.39 | 1.49 | +0.10 | sell |
| Ategra Capital Management, LLC | 93,807 | 71,619 | -22,188 | 0.39 | 0.28 | -0.11 | sell |
| Capital Investment Advisors, LLC | 386,690 | 339,175 | -47,515 | 0.08 | 0.08 | -0.01 | sell |
| Vivaldi Capital Management LP | 374,675 | 165,487 | -209,188 | 0.94 | 0.44 | -0.50 | sell |
| Karpus Management, Inc. | 2,417,951 | 188,195 | -2,229,756 | 0.63 | 0.05 | -0.57 | sell |