| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 3,866,008 | 5,320,116 | +1,454,108 | 0.82 | 1.16 | +0.34 | buy |
| Bulldog Investors, LLP | 480,384 | 1,306,877 | +826,493 | 1.28 | 3.82 | +2.53 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 503,721 | 1,202,573 | +698,852 | 0.20 | 0.51 | +0.31 | buy |
| Saba Capital Management, L.P. | 1,590,453 | 2,228,383 | +637,930 | 0.39 | 0.49 | +0.10 | buy |
| Almitas Capital LLC | 93,546 | 467,648 | +374,102 | 0.34 | 1.43 | +1.09 | buy |
| Logan Stone Capital, LLC | 456,855 | 540,805 | +83,950 | 0.96 | 0.97 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,636 | 78,507 | +62,871 | 0.02 | 0.06 | +0.05 | buy |
| AQR Arbitrage LLC | 249,947 | 291,215 | +41,268 | 0.09 | 0.10 | +0.02 | buy |
| VAN ECK ASSOCIATES CORP | 260,961 | 299,354 | +38,393 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 0 | 35,000 | +35,000 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 22,684 | +22,684 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 24,209 | 45,964 | +21,755 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 824,609 | 844,610 | +20,001 | 0.40 | 0.43 | +0.02 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 18,520 | +18,520 | 0.00 | 0.06 | +0.06 | buy |
| Bank of New York Mellon Corp | 65,337 | 76,936 | +11,599 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 98,684 | 107,597 | +8,913 | 0.01 | 0.01 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 8,897 | +8,897 | 0.00 | 0.02 | +0.02 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 150,177 | 158,987 | +8,810 | 1.26 | 1.33 | +0.07 | buy |
| HighTower Advisors, LLC | 36,145 | 44,250 | +8,105 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 138,659 | 146,617 | +7,958 | 0.00 | 0.00 | +0.00 | buy |
| Camelot Portfolios, LLC | 17,504 | 23,563 | +6,059 | 0.13 | 0.12 | -0.01 | buy |
| LPL Financial LLC | 75,304 | 77,793 | +2,489 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 26,012 | 27,370 | +1,358 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 85,301 | 86,182 | +881 | 0.01 | 0.01 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 17,214 | 18,015 | +801 | 0.06 | 0.07 | +0.01 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 18,678 | 19,240 | +562 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 18,985 | 19,531 | +546 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 25 | 501 | +476 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 17,637 | 17,999 | +362 | 0.12 | 0.14 | +0.02 | buy |
| Equitable Holdings, Inc. | 27,181 | 27,429 | +248 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 562 | 690 | +128 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 129,929 | 129,929 | 0 | 0.09 | 0.09 | +0.01 | hold |
| Indiana Trust & Investment Management Co | 95,932 | 95,932 | 0 | 0.37 | 0.39 | +0.01 | hold |
| Choate Investment Advisors | 26,200 | 26,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Plante Moran Financial Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MACROVIEW INVESTMENT MANAGEMENT LLC | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Baird Financial Group, Inc. | 51,462 | 51,462 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 147,748 | 147,748 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cape Investment Advisory, Inc. | 976 | 976 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,307 | 1,307 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pathway Financial Advisers, LLC | 506 | 506 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Caldwell Trust Co | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MACKAY SHIELDS LLC | 176,016 | 176,016 | 0 | 0.03 | 0.05 | +0.01 | hold |
| STIFEL FINANCIAL CORP | 50,810 | 50,810 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 528 | 528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 13,305 | 13,296 | -9 | 0.00 | 0.00 | +0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 146,047 | 145,700 | -347 | 0.01 | 0.01 | +0.00 | sell |
| Gradient Investments LLC | 1,300 | 0 | -1,300 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 13,826 | 12,379 | -1,447 | 0.00 | 0.00 | -0.00 | sell |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 1,536 | 0 | -1,536 | 0.00 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 2,987 | 0 | -2,987 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 42,100 | 38,700 | -3,400 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 46,657 | 42,920 | -3,737 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 5,434 | 0 | -5,434 | 0.00 | 0.00 | -0.00 | sell |
| Summit Financial Wealth Advisors, LLC | 36,537 | 29,400 | -7,137 | 0.07 | 0.06 | -0.01 | sell |
| U.S. Capital Wealth Advisors, LLC | 77,685 | 67,735 | -9,950 | 0.03 | 0.02 | -0.00 | sell |
| Wellspring Financial Advisors, LLC | 10,200 | 0 | -10,200 | 0.02 | 0.00 | -0.02 | sell |
| Summit Trail Advisors, LLC | 10,848 | 0 | -10,848 | 0.00 | 0.00 | -0.00 | sell |
| CFM WEALTH PARTNERS LLC | 12,197 | 0 | -12,197 | 0.02 | 0.00 | -0.02 | sell |
| MOODY NATIONAL BANK TRUST DIVISION | 12,808 | 0 | -12,808 | 0.01 | 0.00 | -0.01 | sell |
| Laird Norton Wetherby Wealth Management, LLC | 13,075 | 0 | -13,075 | 0.01 | 0.00 | -0.01 | sell |
| JPMORGAN CHASE & CO | 13,748 | 0 | -13,748 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 2,413,245 | 2,398,845 | -14,400 | 1.39 | 1.49 | +0.10 | sell |
| SIMON QUICK ADVISORS, LLC | 14,738 | 0 | -14,738 | 0.01 | 0.00 | -0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,404 | 0 | -17,404 | 0.00 | 0.00 | -0.00 | sell |
| Fisher Asset Management, LLC | 18,897 | 0 | -18,897 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 316,209 | 295,587 | -20,622 | 0.00 | 0.00 | -0.00 | sell |
| Ategra Capital Management, LLC | 93,807 | 71,619 | -22,188 | 0.39 | 0.28 | -0.11 | sell |
| Fort Point Capital Partners LLC | 24,582 | 0 | -24,582 | 0.03 | 0.00 | -0.03 | sell |
| Alpine Global Management, LLC | 25,078 | 0 | -25,078 | 0.04 | 0.00 | -0.04 | sell |
| BANK OF AMERICA CORP /DE/ | 212,480 | 179,681 | -32,799 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 33,200 | 0 | -33,200 | 0.01 | 0.00 | -0.01 | sell |
| UBS Group AG | 121,391 | 87,644 | -33,747 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 43,102 | 0 | -43,102 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 386,690 | 339,175 | -47,515 | 0.08 | 0.08 | -0.01 | sell |
| Rockefeller Capital Management L.P. | 201,880 | 126,174 | -75,706 | 0.01 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 125,500 | 3,000 | -122,500 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 177,328 | 0 | -177,328 | 0.61 | 0.00 | -0.61 | sell |
| Vivaldi Capital Management LP | 374,675 | 165,487 | -209,188 | 0.94 | 0.44 | -0.50 | sell |
| Fiera Capital Corp | 665,819 | 0 | -665,819 | 0.02 | 0.00 | -0.02 | sell |
| MORGAN STANLEY | 1,941,981 | 476,157 | -1,465,824 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 2,417,951 | 188,195 | -2,229,756 | 0.63 | 0.05 | -0.57 | sell |