| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 8,537,418 | 8,977,294 | +439,876 | 1.90 | 1.93 | +0.03 | buy |
| Bulldog Investors, LLP | 230,152 | 454,618 | +224,466 | 0.77 | 1.12 | +0.35 | buy |
| Kovitz Investment Group Partners, LLC | 160,008 | 292,821 | +132,813 | 0.01 | 0.01 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 484,836 | 570,351 | +85,515 | 0.23 | 0.24 | +0.02 | buy |
| StoneX Group Inc. | 0 | 74,085 | +74,085 | 0.00 | 0.04 | +0.04 | buy |
| 1607 Capital Partners, LLC | 1,337,384 | 1,409,479 | +72,095 | 1.22 | 1.07 | -0.15 | buy |
| Orion Porfolio Solutions, LLC | 0 | 39,737 | +39,737 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 0 | 23,675 | +23,675 | 0.00 | 0.00 | +0.00 | buy |
| AXXCESS WEALTH MANAGEMENT, LLC | 0 | 22,500 | +22,500 | 0.00 | 0.01 | +0.01 | buy |
| MAI Capital Management | 0 | 15,452 | +15,452 | 0.00 | 0.00 | +0.00 | buy |
| GREAT VALLEY ADVISOR GROUP, INC. | 0 | 12,705 | +12,705 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 10,920 | +10,920 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 102,761 | 113,646 | +10,885 | 0.01 | 0.01 | -0.00 | buy |
| Mariner, LLC | 0 | 10,840 | +10,840 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 114,553 | 124,226 | +9,673 | 0.00 | 0.00 | +0.00 | buy |
| OPTIMUM INVESTMENT ADVISORS | 0 | 8,000 | +8,000 | 0.00 | 0.03 | +0.03 | buy |
| Elequin Capital, LP | 0 | 7,143 | +7,143 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 13,015 | 16,502 | +3,487 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 20,261 | 23,715 | +3,454 | 0.16 | 0.18 | +0.02 | buy |
| Creative Planning | 12,067 | 15,238 | +3,171 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 35,900 | 36,900 | +1,000 | 0.01 | 0.01 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 20,882 | 21,442 | +560 | 0.00 | 0.00 | -0.00 | buy |
| Equitable Holdings, Inc. | 28,785 | 29,329 | +544 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 65,228 | 65,631 | +403 | 0.00 | 0.00 | -0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 12,924 | 13,261 | +337 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 23,692 | 23,736 | +44 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 16,294 | 16,321 | +27 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 13,651 | 13,665 | +14 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 51,462 | 51,463 | +1 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 48,400 | 48,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 412,392 | 412,392 | 0 | 0.36 | 0.39 | +0.03 | hold |
| COHEN & STEERS, INC. | 170,000 | 170,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Plante Moran Financial Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Summit Financial Wealth Advisors, LLC | 25,400 | 25,400 | 0 | 0.05 | 0.05 | -0.00 | hold |
| U.S. Capital Wealth Advisors, LLC | 61,860 | 61,860 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 147,748 | 147,748 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gridiron Partners, LLC | 10,445 | 10,445 | 0 | 0.06 | 0.06 | -0.00 | hold |
| HB Wealth Management, LLC | 74,950 | 74,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cape Investment Advisory, Inc. | 976 | 976 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,307 | 1,307 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 8,053 | 8,053 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 102,500 | 102,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 528 | 528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 71,619 | 71,534 | -85 | 0.01 | 0.01 | -0.00 | sell |
| MACROVIEW INVESTMENT MANAGEMENT LLC | 250 | 0 | -250 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 89,575 | 88,917 | -658 | 0.06 | 0.06 | -0.00 | sell |
| UBS Group AG | 73,267 | 72,565 | -702 | 0.00 | 0.00 | -0.00 | sell |
| MACKAY SHIELDS LLC | 176,016 | 173,963 | -2,053 | 0.05 | 0.05 | +0.00 | sell |
| Wellspring Financial Advisors, LLC | 31,192 | 28,092 | -3,100 | 0.04 | 0.03 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 50,810 | 47,560 | -3,250 | 0.00 | 0.00 | -0.00 | sell |
| Pathway Financial Advisers, LLC | 5,043 | 506 | -4,537 | 0.00 | 0.00 | +0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 18,382 | 13,382 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 344,078 | 339,048 | -5,030 | 0.07 | 0.07 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 215,851 | 209,373 | -6,478 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 15,162 | 8,340 | -6,822 | 0.01 | 0.00 | -0.00 | sell |
| Camelot Portfolios, LLC | 36,143 | 29,025 | -7,118 | 0.35 | 0.30 | -0.06 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 19,929 | 12,735 | -7,194 | 0.00 | 0.00 | -0.00 | sell |
| Indiana Trust & Investment Management Co | 49,432 | 38,980 | -10,452 | 0.17 | 0.13 | -0.04 | sell |
| Walleye Capital LLC | 11,418 | 0 | -11,418 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 12,813 | 0 | -12,813 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 161,069 | 148,069 | -13,000 | 1.06 | 0.94 | -0.12 | sell |
| WELLS FARGO & COMPANY/MN | 271,380 | 252,711 | -18,669 | 0.00 | 0.00 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 225,449 | 201,256 | -24,193 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 67,378 | 35,402 | -31,976 | 0.00 | 0.00 | -0.00 | sell |
| KINGSWOOD WEALTH ADVISORS, LLC | 50,952 | 0 | -50,952 | 0.04 | 0.00 | -0.04 | sell |
| RIVERBRIDGE PARTNERS LLC | 87,722 | 0 | -87,722 | 0.01 | 0.00 | -0.01 | sell |
| Yakira Capital Management, Inc. | 100,004 | 0 | -100,004 | 0.39 | 0.00 | -0.39 | sell |
| Karpus Management, Inc. | 2,325,849 | 2,224,878 | -100,971 | 0.64 | 0.62 | -0.02 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 144,068 | 0 | -144,068 | 0.50 | 0.00 | -0.50 | sell |
| Pathstone Holdings, LLC | 984,629 | 545,622 | -439,007 | 0.04 | 0.02 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 802,738 | 287,588 | -515,150 | 0.39 | 0.13 | -0.26 | sell |
| Logan Stone Capital, LLC | 517,169 | 0 | -517,169 | 1.28 | 0.00 | -1.28 | sell |