Stock Transactions — GABELLI CONVERT & INC SEC

Total Bought
327,142
12 transactions
Total Sold
1,392,269
14 transactions
Net
-1,065,127
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SFI Advisors, LLC38,104226,564+188,4600.120.66+0.54buy
LPL Financial LLC093,036+93,0360.000.00+0.00buy
Janney Montgomery Scott LLC12,65124,248+11,5970.000.00+0.00buy
Cornerstone Advisors, LLC16,80025,697+8,8970.000.00+0.00buy
CoreCap Advisors, LLC08,415+8,4150.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.41,19248,248+7,0560.000.00+0.00buy
NewEdge Advisors, LLC12,10017,323+5,2230.000.00+0.00buy
PFG Advisors84,07787,262+3,1850.020.02-0.00buy
Allworth Financial LP0864+8640.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC57,62557,849+2240.000.00-0.00buy
Windsor Capital Management, LLC33,95334,055+1020.040.04-0.00buy
PRINCIPAL SECURITIES, INC.7,5337,616+830.000.00-0.00buy
Equitable Holdings, Inc.66,50066,50000.000.00-0.00hold
Asset Dedication, LLC1,2241,22400.000.00+0.00hold
Advisory Services Network, LLC19,14719,14700.000.00-0.00hold
MGO ONE SEVEN LLC12,00012,00000.000.00-0.00hold
GPS Wealth Strategies Group, LLC66766700.000.00-0.00hold
STIFEL FINANCIAL CORP95,59395,59300.000.00-0.00hold
GAMCO INVESTORS, INC. ET AL1,100,0001,100,00000.040.04-0.00hold
GABELLI & Co INVESTMENT ADVISERS, INC.346,000346,00000.230.22-0.01hold
Arlington Capital Management, Inc.31,70330,721-9820.100.09-0.01sell
Atria Wealth Solutions, Inc.41,57839,922-1,6560.000.00-0.00sell
Private Advisor Group, LLC36,40033,200-3,2000.000.00-0.00sell
CUTLER INVESTMENT COUNSEL LLC10,0000-10,0000.010.00-0.01sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC14,1230-14,1230.010.00-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.105,32289,481-15,8410.030.03-0.00sell
MORGAN STANLEY831,716807,315-24,4010.000.00-0.00sell
L.M. KOHN & COMPANY34,8750-34,8750.040.00-0.04sell
GUGGENHEIM CAPITAL LLC65,66929,984-35,6850.000.00-0.00sell
Virtu Financial LLC62,51712,793-49,7240.020.00-0.01sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO63,6990-63,6990.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC99,0880-99,0880.010.00-0.01sell
Shaker Financial Services, LLC189,52815,380-174,1480.280.02-0.26sell
OSAIC HOLDINGS, INC.891,08826,241-864,8470.010.00-0.01sell
Page 1 of 1