Stock Transactions — GABELLI CONVERT & INC SEC

Total Bought
735,982
9 transactions
Total Sold
170,521
12 transactions
Net
+565,461
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
LPL Financial LLC93,036730,538+637,5020.000.00+0.00buy
MORGAN STANLEY807,315845,228+37,9130.000.00-0.00buy
L.M. KOHN & COMPANY032,875+32,8750.000.03+0.03buy
SFI Advisors, LLC226,564239,560+12,9960.660.68+0.02buy
Cambridge Investment Research Advisors, Inc.48,24855,135+6,8870.000.00+0.00buy
PFG Advisors87,26293,881+6,6190.020.02-0.00buy
Atria Wealth Solutions, Inc.39,92240,664+7420.000.00-0.00buy
NewEdge Advisors, LLC17,32317,741+4180.000.00-0.00buy
Allworth Financial LP864894+300.000.00-0.00buy
Equitable Holdings, Inc.66,50066,50000.000.00-0.00hold
Asset Dedication, LLC1,2241,22400.000.00-0.00hold
Private Advisor Group, LLC33,20033,20000.000.00-0.00hold
Advisory Services Network, LLC19,14719,14700.000.00-0.00hold
MGO ONE SEVEN LLC12,00012,00000.000.00-0.00hold
GPS Wealth Strategies Group, LLC66766700.000.00-0.00hold
CoreCap Advisors, LLC8,4158,41500.000.00+0.00hold
STIFEL FINANCIAL CORP95,59395,59300.000.00-0.00hold
GAMCO INVESTORS, INC. ET AL1,100,0001,100,00000.040.04+0.00hold
Janney Montgomery Scott LLC24,24823,848-4000.000.00-0.00sell
PRINCIPAL SECURITIES, INC.7,6167,204-4120.000.00-0.00sell
GABELLI & Co INVESTMENT ADVISERS, INC.346,000345,424-5760.220.21-0.01sell
Windsor Capital Management, LLC34,05532,724-1,3310.040.04-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC57,84956,237-1,6120.000.00-0.00sell
Arlington Capital Management, Inc.30,72127,762-2,9590.090.09-0.01sell
Virtu Financial LLC12,7930-12,7930.000.00-0.00sell
Shaker Financial Services, LLC15,3800-15,3800.020.00-0.02sell
OSAIC HOLDINGS, INC.26,2419,464-16,7770.000.00-0.00sell
Cornerstone Advisors, LLC25,6972,760-22,9370.000.00-0.00sell
GUGGENHEIM CAPITAL LLC29,9840-29,9840.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.89,48124,121-65,3600.030.01-0.02sell
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