Stock TransactionsGABELLI CONV & INC SECS FD I

Total Bought
262,047
16 transactions
Total Sold
46,226
6 transactions
Net
+215,821
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Shaker Financial Services, LLC0120,933+120,9330.000.18+0.18buy
Sage Capital Management, LLC23,00057,000+34,0000.050.10+0.06buy
RAYMOND JAMES FINANCIAL INC18,38549,932+31,5470.000.00+0.00buy
Advisory Services Network, LLC106,156127,502+21,3460.010.01+0.00buy
XTX Topco Ltd015,085+15,0850.000.00+0.00buy
Institute for Wealth Management, LLC.06,900+6,9000.000.00+0.00buy
LPL Financial LLC761,993768,825+6,8320.000.00-0.00buy
Cetera Investment Advisers21,82828,402+6,5740.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV05,334+5,3340.000.00+0.00buy
Mallini Complete Financial Planning LLC55,68359,679+3,9960.190.20+0.01buy
PFG Advisors148,920151,870+2,9500.030.04+0.00buy
BENJAMIN EDWARDS INC34,13237,039+2,9070.000.00+0.00buy
Kestra Advisory Services, LLC58,82660,446+1,6200.000.00-0.00buy
Newton One Investments LLC01,250+1,2500.000.00+0.00buy
OSAIC HOLDINGS, INC.20,08720,593+5060.000.00-0.00buy
Janney Montgomery Scott LLC38,36638,633+2670.000.00-0.00buy
Equitable Holdings, Inc.84,00084,00000.000.00+0.00hold
Private Advisor Group, LLC26,20026,20000.000.00+0.00hold
MGO ONE SEVEN LLC50,00050,00000.000.00-0.00hold
Rockefeller Capital Management L.P.25,73925,73900.000.00-0.00hold
MBL Wealth, LLC23,19423,19400.010.01-0.00hold
Herold Advisors, Inc.10,60110,60100.010.01-0.00hold
CoreCap Advisors, LLC4,8154,81500.000.00-0.00hold
Carnegie Lake Advisors LLC19,00019,00000.030.03+0.00hold
GAMCO INVESTORS, INC. ET AL1,089,0001,089,00000.050.05-0.00hold
Tactive Advisors, LLC14,70814,627-810.020.02-0.00sell
HIGHLINE WEALTH PARTNERS LLC7000-7000.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.59,05356,692-2,3610.000.00-0.00sell
STIFEL FINANCIAL CORP84,54373,543-11,0000.000.00-0.00sell
Windsor Capital Management, LLC12,6820-12,6820.020.00-0.02sell
Virtu Financial LLC19,4020-19,4020.000.00-0.00sell
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