Stock Transactions — GABELLI CONVERT & INC SEC

Total Bought
272,570
17 transactions
Total Sold
447,871
12 transactions
Net
-175,301
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
LPL Financial LLC717,871760,520+42,6490.000.00-0.00buy
BENJAMIN EDWARDS INC040,790+40,7900.000.00+0.00buy
Kestra Advisory Services, LLC035,961+35,9610.000.00+0.00buy
MBL Wealth, LLC031,694+31,6940.000.01+0.01buy
WOLVERINE ASSET MANAGEMENT LLC38,57969,549+30,9700.000.00+0.00buy
Rockefeller Capital Management L.P.025,739+25,7390.000.00+0.00buy
Shaker Financial Services, LLC10,49327,426+16,9330.010.04+0.02buy
Fisher Asset Management, LLC014,179+14,1790.000.00+0.00buy
Cornerstone Advisors, LLC17,94631,931+13,9850.000.00+0.00buy
Sage Capital Management, LLC12,00020,000+8,0000.020.04+0.02buy
Tactive Advisors, LLC13,70018,685+4,9850.020.02+0.00buy
PFG Advisors134,611138,841+4,2300.020.02-0.00buy
Mallini Complete Financial Planning LLC53,33754,273+9360.260.18-0.08buy
HIGHLINE WEALTH PARTNERS LLC0800+8000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.57,94858,427+4790.000.00-0.00buy
Arlington Capital Management, Inc.42,02242,217+1950.140.11-0.03buy
OSAIC HOLDINGS, INC.24,33824,383+450.000.00-0.00buy
Equitable Holdings, Inc.84,00084,00000.000.00-0.00hold
J.W. COLE ADVISORS, INC.11,35011,35000.000.00-0.00hold
Private Advisor Group, LLC26,70026,70000.000.00-0.00hold
Advisory Services Network, LLC18,57918,57900.000.00-0.00hold
MGO ONE SEVEN LLC50,00050,00000.010.00-0.00hold
GPS Wealth Strategies Group, LLC66766700.000.00-0.00hold
Herold Advisors, Inc.10,60110,60100.010.01+0.00hold
CoreCap Advisors, LLC4,8154,81500.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.10,19710,19700.000.00+0.00hold
STIFEL FINANCIAL CORP92,24392,24300.000.00+0.00hold
GAMCO INVESTORS, INC. ET AL1,089,0001,089,00000.040.04+0.00hold
RAYMOND JAMES FINANCIAL INC21,15620,756-4000.000.00-0.00sell
Carnegie Lake Advisors LLC20,50019,500-1,0000.030.03-0.00sell
Allworth Financial LP1,0120-1,0120.000.00-0.00sell
GABELLI & Co INVESTMENT ADVISERS, INC.344,000340,900-3,1000.200.23+0.02sell
Janney Montgomery Scott LLC48,10644,406-3,7000.000.00-0.00sell
Cetera Investment Advisers61,26654,579-6,6870.000.00-0.00sell
Windsor Capital Management, LLC31,65317,638-14,0150.040.02-0.02sell
L.M. KOHN & COMPANY30,2550-30,2550.030.00-0.03sell
World Investment Advisors49,1650-49,1650.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC64,3170-64,3170.000.00-0.00sell
MORGAN STANLEY770,045702,883-67,1620.000.00-0.00sell
Everstar Asset Management, LLC207,0580-207,0580.480.00-0.48sell
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