| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Marex Group plc | 0 | 350,040 | +350,040 | 0.00 | 0.05 | +0.05 | buy |
| Allspring Global Investments Holdings, LLC | 5,347,647 | 5,653,044 | +305,397 | 0.04 | 0.05 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 277,709 | +277,709 | 0.00 | 0.07 | +0.07 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 19,473,607 | 19,645,305 | +171,698 | 8.10 | 8.87 | +0.77 | buy |
| WELLS FARGO & COMPANY/MN | 194,274 | 229,913 | +35,639 | 0.00 | 0.00 | +0.00 | buy |
| Atlas Wealth LLC | 0 | 27,014 | +27,014 | 0.00 | 0.02 | +0.02 | buy |
| AQR Arbitrage LLC | 99,153 | 125,583 | +26,430 | 0.02 | 0.02 | -0.00 | buy |
| Clearstead Advisors, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Quantedge Capital Pte Ltd | 0 | 17,900 | +17,900 | 0.00 | 0.03 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 34,866 | 49,646 | +14,780 | 0.04 | 0.05 | +0.02 | buy |
| Uncommon Cents Investing LLC | 269,411 | 281,901 | +12,490 | 0.42 | 0.47 | +0.05 | buy |
| GUGGENHEIM CAPITAL LLC | 0 | 11,574 | +11,574 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 6,964 | +6,964 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 109,437 | 115,103 | +5,666 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 87,138 | 88,703 | +1,565 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 10,015 | 11,077 | +1,062 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 425 | +425 | 0.00 | 0.00 | +0.00 | buy |
| WESBANCO BANK INC | 14,283 | 14,550 | +267 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 491 | 500 | +9 | 0.00 | 0.00 | -0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 26,552 | 26,552 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 11,633 | 11,633 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaker Financial Services, LLC | 69,779 | 69,779 | 0 | 0.14 | 0.15 | +0.01 | hold |
| CWM, LLC | 1,486 | 1,486 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 105,486 | 105,486 | 0 | 0.26 | 0.28 | +0.02 | hold |
| GABLES CAPITAL MANAGEMENT INC. | 6 | 6 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DAYMARK WEALTH PARTNERS, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 78 | 78 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 3,395 | 3,395 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 4,830 | 4,830 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Alexander Randolph Advisory, Inc. | 143,403 | 143,403 | 0 | 0.63 | 0.71 | +0.08 | hold |
| NATIONAL BANK OF CANADA /FI/ | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PROVIDA PENSION FUND ADMINISTRATOR | 26,531 | 26,531 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,243 | 1,228 | -15 | 0.00 | 0.00 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 78,451 | 76,639 | -1,812 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 12,974 | 10,987 | -1,987 | 0.00 | 0.00 | -0.00 | sell |
| BLAIR WILLIAM & CO/IL | 27,754 | 25,652 | -2,102 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 59,342 | 53,355 | -5,987 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 10,282 | 0 | -10,282 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 11,702 | 0 | -11,702 | 0.01 | 0.00 | -0.01 | sell |
| Invesco Ltd. | 17,391 | 0 | -17,391 | 0.00 | 0.00 | -0.00 | sell |
| VISTA INVESTMENT MANAGEMENT | 18,132 | 0 | -18,132 | 0.04 | 0.00 | -0.04 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 69,465 | 39,527 | -29,938 | 0.03 | 0.02 | -0.01 | sell |
| 1607 Capital Partners, LLC | 3,607,665 | 3,514,040 | -93,625 | 1.49 | 1.66 | +0.18 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 132,842 | 32,998 | -99,844 | 0.01 | 0.00 | -0.01 | sell |
| Saba Capital Management, L.P. | 185,728 | 77,554 | -108,174 | 0.02 | 0.01 | -0.01 | sell |
| LAZARD ASSET MANAGEMENT LLC | 2,456,943 | 2,348,764 | -108,179 | 0.02 | 0.02 | +0.00 | sell |