| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 17,194,553 | 18,639,434 | +1,444,881 | 7.18 | 7.78 | +0.60 | buy |
| Matisse Capital | 0 | 105,486 | +105,486 | 0.00 | 0.29 | +0.29 | buy |
| Saba Capital Management, L.P. | 116,183 | 185,728 | +69,545 | 0.02 | 0.02 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 58,318 | +58,318 | 0.00 | 0.03 | +0.03 | buy |
| Uncommon Cents Investing LLC | 239,040 | 260,329 | +21,289 | 0.42 | 0.44 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 27,620 | 41,253 | +13,633 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 62,366 | 75,055 | +12,689 | 0.01 | 0.02 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 4,830 | +4,830 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 1,590 | +1,590 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 75,083 | 76,670 | +1,587 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 86,482 | 87,082 | +600 | 0.00 | 0.00 | -0.00 | buy |
| US BANCORP \DE\ | 3,395 | 3,570 | +175 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 42,003 | 42,025 | +22 | 0.00 | 0.00 | -0.00 | buy |
| CSS LLC/IL | 11,633 | 11,633 | 0 | 0.00 | 0.00 | +0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 10,282 | 10,282 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 98 | 98 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EDMOND DE ROTHSCHILD HOLDING S.A. | 1,033 | 1,033 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 483 | 483 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABLES CAPITAL MANAGEMENT INC. | 6 | 6 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 272 | 272 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAYMARK WEALTH PARTNERS, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 78 | 78 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 7,220 | 7,220 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PROVIDA PENSION FUND ADMINISTRATOR | 26,531 | 26,531 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Invesco Ltd. | 30,347 | 30,332 | -15 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,343 | 1,243 | -100 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 247 | 0 | -247 | 0.00 | 0.00 | -0.00 | sell |
| BLAIR WILLIAM & CO/IL | 30,745 | 30,445 | -300 | 0.00 | 0.00 | -0.00 | sell |
| North Star Investment Management Corp. | 428 | 0 | -428 | 0.00 | 0.00 | -0.00 | sell |
| Mascoma Wealth Management LLC | 771 | 0 | -771 | 0.00 | 0.00 | -0.00 | sell |
| VISTA INVESTMENT MANAGEMENT | 25,117 | 23,886 | -1,231 | 0.06 | 0.06 | -0.01 | sell |
| Shaker Financial Services, LLC | 73,698 | 72,353 | -1,345 | 0.16 | 0.15 | -0.01 | sell |
| WESBANCO BANK INC | 17,116 | 14,283 | -2,833 | 0.00 | 0.00 | +0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 38,159 | 33,538 | -4,621 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 12,611 | 0 | -12,611 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 13,689 | 0 | -13,689 | 0.01 | 0.00 | -0.01 | sell |
| UBS Group AG | 14,187 | 0 | -14,187 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 2,664,844 | 2,644,624 | -20,220 | 0.02 | 0.02 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 103,376 | 77,978 | -25,398 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Wealth LLC | 36,656 | 0 | -36,656 | 0.03 | 0.00 | -0.03 | sell |
| WELLS FARGO & COMPANY/MN | 233,855 | 195,312 | -38,543 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 192,698 | 148,691 | -44,007 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 3,736,720 | 3,685,080 | -51,640 | 1.34 | 1.32 | -0.02 | sell |
| Allspring Global Investments Holdings, LLC | 6,200,044 | 5,832,002 | -368,042 | 0.05 | 0.05 | -0.00 | sell |