| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 11,991,972 | 11,368,507 | -623,465 | 5.74 | 5.96 | +0.22 | sell |
| Allspring Global Investments Holdings, LLC | 3,120,447 | 2,840,745 | -279,702 | 0.03 | 0.03 | -0.00 | sell |
| MORGAN STANLEY | 1,190,439 | 1,756,326 | +565,887 | 0.00 | 0.00 | +0.00 | buy |
| 1607 Capital Partners, LLC | 1,628,388 | 1,518,526 | -109,862 | 0.80 | 0.72 | -0.07 | sell |
| LAZARD ASSET MANAGEMENT LLC | 1,450,385 | 1,444,413 | -5,972 | 0.01 | 0.02 | +0.00 | sell |
| Penserra Capital Management LLC | 668,958 | 737,157 | +68,199 | 0.05 | 0.06 | +0.01 | buy |
| Vanguard Capital Wealth Advisors | 646,985 | 451,709 | -195,276 | 3.35 | 2.53 | -0.82 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 404,938 | 404,938 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Uncommon Cents Investing LLC | 323,726 | 323,726 | 0 | 0.52 | 0.55 | +0.03 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 523,744 | 266,786 | -256,958 | 0.19 | 0.09 | -0.11 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 229,768 | 220,877 | -8,891 | 0.00 | 0.00 | +0.00 | sell |
| PARK AVENUE SECURITIES LLC | 206,730 | 195,847 | -10,883 | 0.01 | 0.01 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 119,079 | 194,843 | +75,764 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 172,544 | 178,544 | +6,000 | 0.01 | 0.01 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 83,725 | 171,690 | +87,965 | 0.00 | 0.01 | +0.00 | buy |
| North Ground Capital | 138,038 | 152,370 | +14,332 | 0.55 | 0.53 | -0.02 | buy |
| LPL Financial LLC | 0 | 143,509 | +143,509 | 0.00 | 0.00 | +0.00 | buy |
| TrueMark Investments, LLC | 94,662 | 97,049 | +2,387 | 0.11 | 0.13 | +0.02 | buy |
| Shaker Financial Services, LLC | 94,331 | 94,331 | 0 | 0.21 | 0.21 | +0.01 | hold |
| Alexander Randolph Advisory, Inc. | 90,102 | 83,682 | -6,420 | 0.48 | 0.49 | +0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 62,989 | 62,522 | -467 | 0.00 | 0.00 | +0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 48,234 | 47,558 | -676 | 0.05 | 0.05 | +0.00 | sell |
| Rockefeller Capital Management L.P. | 48,604 | 47,139 | -1,465 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 0 | 39,210 | +39,210 | 0.00 | 0.00 | +0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 39,140 | 38,730 | -410 | 0.16 | 0.16 | +0.01 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 33,895 | 33,754 | -141 | 0.15 | 0.16 | +0.00 | sell |
| Clearstead Advisors, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PROVIDA PENSION FUND ADMINISTRATOR | 19,202 | 19,202 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MML INVESTORS SERVICES, LLC | 17,548 | 18,318 | +770 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 14,577 | 18,078 | +3,501 | 0.00 | 0.00 | +0.00 | buy |
| BLAIR WILLIAM & CO/IL | 16,533 | 16,547 | +14 | 0.00 | 0.00 | +0.00 | buy |
| Paragon Capital Management Ltd | 15,215 | 15,215 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WESBANCO BANK INC | 14,800 | 14,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PEAPACK GLADSTONE FINANCIAL CORP | 14,520 | 14,520 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROYAL BANK OF CANADA | 0 | 12,971 | +12,971 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 11,795 | +11,795 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 11,733 | 11,733 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cetera Investment Advisers | 10,114 | 10,398 | +284 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 11,754 | 10,067 | -1,687 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 0 | 9,664 | +9,664 | 0.00 | 0.00 | +0.00 | buy |
| BARD ASSOCIATES INC | 0 | 7,971 | +7,971 | 0.00 | 0.01 | +0.01 | buy |
| US BANCORP \DE\ | 3,395 | 3,395 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Global Retirement Partners, LLC | 0 | 2,774 | +2,774 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 2,971 | 2,770 | -201 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,994 | 2,124 | +130 | 0.00 | 0.01 | +0.00 | buy |
| Kilter Group LLC | 2,156 | 1,891 | -265 | 0.01 | 0.01 | -0.00 | sell |
| CWM, LLC | 1,486 | 1,486 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pinnacle Wealth Planning Services, Inc. | 0 | 1,075 | +1,075 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 1,070 | 1,070 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 540 | +540 | 0.00 | 0.00 | +0.00 | buy |
| WPG Advisers, LLC | 278 | 437 | +159 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 182 | 182 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Glen Eagle Advisors, LLC | 10 | 10 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABLES CAPITAL MANAGEMENT INC. | 6 | 6 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 31,688 | 0 | -31,688 | 0.01 | 0.00 | -0.01 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 175,241 | 0 | -175,241 | 0.14 | 0.00 | -0.14 | sell |
| Quantedge Capital Pte Ltd | 17,000 | 0 | -17,000 | 0.06 | 0.00 | -0.06 | sell |
| Alpine Global Management, LLC | 100,000 | 0 | -100,000 | 0.12 | 0.00 | -0.12 | sell |
| Tortoise Investment Management, LLC | 2,895 | 0 | -2,895 | 0.00 | 0.00 | -0.00 | sell |
| Kovitz Investment Group Partners, LLC | 11,395 | 0 | -11,395 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 23,050 | 0 | -23,050 | 0.07 | 0.00 | -0.07 | sell |
| Larson Financial Group LLC | 563 | 0 | -563 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 82,097 | 0 | -82,097 | 0.13 | 0.00 | -0.13 | sell |
| HIGHLINE WEALTH PARTNERS LLC | 450 | 0 | -450 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 140,524 | 0 | -140,524 | 0.00 | 0.00 | -0.00 | sell |