Stock Transactions — HANCOCK JOHN PREM DIVID FD

Total Bought
605,928
39 transactions
Total Sold
979,231
30 transactions
Net
-373,303
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC330,079422,023+91,9440.030.03+0.01buy
MANGROVE PARTNERS IM, LLC615,659681,031+65,3720.440.55+0.11buy
AXXCESS WEALTH MANAGEMENT, LLC378,540436,326+57,7860.120.14+0.02buy
Advisors Asset Management, Inc.057,578+57,5780.000.01+0.01buy
Kestra Advisory Services, LLC93,622141,119+47,4970.010.01+0.00buy
Calamos Advisors LLC027,947+27,9470.000.00+0.00buy
JANE STREET GROUP, LLC027,241+27,2410.000.00+0.00buy
HRT FINANCIAL LP020,687+20,6870.000.00+0.00buy
BANK OF AMERICA CORP /DE/020,686+20,6860.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,57623,177+20,6010.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC020,310+20,3100.000.00+0.00buy
Cetera Investment Advisers11,75028,751+17,0010.000.00-0.00buy
MELFA WEALTH MANAGEMENT, INC.016,064+16,0640.000.14+0.14buy
Aptus Capital Advisors, LLC37,35451,374+14,0200.010.01+0.00buy
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC013,261+13,2610.000.06+0.06buy
HB Wealth Management, LLC012,768+12,7680.000.00+0.00buy
MOSAIC FAMILY WEALTH PARTNERS, LLC27,55839,144+11,5860.050.08+0.02buy
Williams Jones Wealth Management, LLC.010,942+10,9420.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC010,612+10,6120.000.00+0.00buy
Shaker Financial Services, LLC107,421116,946+9,5250.470.53+0.06buy
UBS Group AG30,81338,785+7,9720.000.00+0.00buy
WELLS FARGO & COMPANY/MN21,23427,262+6,0280.000.00+0.00buy
OSAIC HOLDINGS, INC.390,237395,470+5,2330.010.01+0.00buy
Second Line Capital, LLC37,35441,561+4,2070.160.16-0.00buy
Pathway Financial Advisers, LLC217,302219,807+2,5050.880.92+0.04buy
CoreCap Advisors, LLC01,600+1,6000.000.00+0.00buy
NewEdge Advisors, LLC14,50516,005+1,5000.000.00+0.00buy
Main Street Group, LTD2471,172+9250.000.01+0.01buy
Steward Partners Investment Advisory, LLC42,77643,367+5910.010.01-0.00buy
COMERICA BANK9,2369,635+3990.000.00+0.00buy
Gilliland Jeter Wealth Management LLC0370+3700.000.00+0.00buy
Sowell Financial Services LLC19,90720,255+3480.010.01-0.00buy
Ausdal Financial Partners, Inc.53,46353,744+2810.070.07+0.00buy
J.W. COLE ADVISORS, INC.16,45716,700+2430.010.01-0.00buy
Prime Capital Investment Advisors, LLC13,71713,855+1380.000.00+0.00buy
MONTAG A & ASSOCIATES INC4,8444,917+730.000.00-0.00buy
Operose Advisors LLC069+690.000.00+0.00buy
CIBC Private Wealth Group LLC011+110.000.00+0.00buy
Allworth Financial LP307314+70.000.00+0.00buy
BALDWIN WEALTH PARTNERS LLC/MA4,9054,90500.000.00+0.00hold
HOLLENCREST CAPITAL MANAGEMENT4,3204,32000.000.00-0.00hold
COHEN & STEERS, INC.480,696480,69600.010.01+0.00hold
AVANTAX ADVISORY SERVICES, INC.10,00110,00100.000.00-0.00hold
CWM, LLC2,9622,96200.000.00-0.00hold
First PREMIER Bank1,4021,40200.000.00+0.00hold
Pinnacle Bancorp, Inc.78878800.000.00-0.00hold
HOEY INVESTMENTS, INC3,2073,20700.010.01-0.00hold
Key FInancial Inc10810800.000.00+0.00hold
Carl P. Sherr & Co., LLC25,69525,69500.170.17+0.00hold
WEBSTERROGERS FINANCIAL ADVISORS, LLC52,00052,00000.230.22-0.02hold
Spire Wealth Management61761700.000.00-0.00hold
Gould Capital, LLC44944900.000.00+0.00hold
Tyler-Stone Wealth Management46746700.000.00-0.00hold
Main Street Group, LTD24724700.000.00+0.00hold
CGC Financial Services, LLC1,7211,72100.010.01+0.00hold
Caitlin John, LLC16816800.000.00+0.00hold
Global Financial Private Client, LLC56156100.000.00+0.00hold
REAP Financial Group, LLC4,1084,10800.010.01+0.00hold
US BANCORP \DE\77577500.000.00+0.00hold
HAZLETT, BURT & WATSON, INC.11411400.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.2,0582,05800.010.01+0.00hold
NBC SECURITIES, INC.78578500.000.00+0.00hold
ROTHSCHILD INVESTMENT LLC757500.000.00-0.00hold
Advisory Services Network, LLC1090-1090.000.00-0.00sell
Stratos Wealth Partners, LTD.124,146123,870-2760.020.02-0.00sell
Creekmur Asset Management LLC1,6471,094-5530.010.00-0.00sell
Arlington Capital Management, Inc.58,75558,041-7140.570.56-0.01sell
Compound Planning, Inc.13,25312,288-9650.020.01-0.01sell
Janney Montgomery Scott LLC24,23322,823-1,4100.000.00-0.00sell
Merit Financial Group, LLC18,52717,108-1,4190.010.00-0.00sell
Truvestments Capital LLC1,6850-1,6850.010.00-0.01sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC46,61344,837-1,7760.060.05-0.01sell
ROYAL BANK OF CANADA77,03074,972-2,0580.000.00+0.00sell
Cambridge Investment Research Advisors, Inc.58,73755,496-3,2410.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC16,66312,557-4,1060.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC128,054118,750-9,3040.000.00-0.00sell
NOMURA HOLDINGS INC22,40211,700-10,7020.000.00-0.00sell
NORTHERN TRUST CORP10,9570-10,9570.000.00-0.00sell
MORGAN STANLEY758,550747,502-11,0480.000.00-0.00sell
CTC Alternative Strategies, Ltd.13,1320-13,1320.290.00-0.29sell
Creative Planning13,7270-13,7270.000.00-0.00sell
BOOTHBAY FUND MANAGEMENT, LLC15,0000-15,0000.010.00-0.01sell
Prospera Financial Services Inc18,4790-18,4790.010.00-0.01sell
HighTower Advisors, LLC22,1410-22,1410.000.00-0.00sell
LPL Financial LLC281,250250,754-30,4960.000.00-0.00sell
Elequin Capital, LP41,6350-41,6350.130.00-0.13sell
MML INVESTORS SERVICES, LLC83,01836,439-46,5790.000.00-0.00sell
SFI Advisors, LLC60,5470-60,5470.550.00-0.55sell
AQR Arbitrage LLC269,257200,613-68,6440.120.08-0.03sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.217,882102,246-115,6360.210.10-0.10sell
WOLVERINE ASSET MANAGEMENT LLC116,0680-116,0680.020.00-0.02sell
Invesco Ltd.588,388438,159-150,2290.000.00-0.00sell
Penserra Capital Management LLC206,5950-206,5950.040.00-0.04sell
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