| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 22,882 | 115,383 | +92,501 | 0.01 | 0.03 | +0.02 | buy |
| Matisse Capital | 0 | 61,001 | +61,001 | 0.00 | 0.26 | +0.26 | buy |
| Logan Stone Capital, LLC | 36,100 | 84,386 | +48,286 | 0.06 | 0.16 | +0.09 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 29,063 | 58,038 | +28,975 | 0.00 | 0.01 | +0.01 | buy |
| AQR Arbitrage LLC | 71,242 | 98,512 | +27,270 | 0.03 | 0.03 | +0.00 | buy |
| 1607 Capital Partners, LLC | 1,630,423 | 1,651,669 | +21,246 | 1.00 | 1.17 | +0.17 | buy |
| Shaker Financial Services, LLC | 305,996 | 321,746 | +15,750 | 1.11 | 1.08 | -0.02 | buy |
| LPL Financial LLC | 11,976 | 25,041 | +13,065 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 12,398 | +12,398 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 26,333 | 37,329 | +10,996 | 0.02 | 0.03 | +0.01 | buy |
| CSS LLC/IL | 59,024 | 60,526 | +1,502 | 0.04 | 0.04 | +0.00 | buy |
| Uncommon Cents Investing LLC | 306,800 | 308,220 | +1,420 | 0.89 | 0.82 | -0.07 | buy |
| CWM, LLC | 0 | 589 | +589 | 0.00 | 0.00 | +0.00 | buy |
| Sigma Planning Corp | 19,447 | 19,576 | +129 | 0.01 | 0.01 | -0.01 | buy |
| MERIDIAN INVESTMENT COUNSEL INC. | 17,264 | 17,381 | +117 | 0.05 | 0.05 | -0.00 | buy |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | 10,462 | 10,462 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GABELLI FUNDS LLC | 268,500 | 268,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,453 | 1,453 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 314 | 314 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arnhold LLC | 32,643 | 32,643 | 0 | 0.03 | 0.03 | -0.00 | hold |
| SMITH, MOORE & CO. | 24,560 | 24,560 | 0 | 0.03 | 0.02 | -0.00 | hold |
| US BANCORP \DE\ | 983 | 983 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMCO INVESTORS, INC. ET AL | 23,112 | 23,112 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 2,309 | 2,275 | -34 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 93,514 | 92,944 | -570 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 3,860 | 0 | -3,860 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 8,989 | 0 | -8,989 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 14,818 | 0 | -14,818 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 31,573 | 0 | -31,573 | 0.10 | 0.00 | -0.10 | sell |
| BANK OF AMERICA CORP /DE/ | 36,769 | 0 | -36,769 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 2,131,644 | 1,962,068 | -169,576 | 0.02 | 0.02 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 2,579,916 | 2,339,159 | -240,757 | 0.04 | 0.03 | -0.01 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1,224,799 | 968,443 | -256,356 | 0.87 | 0.69 | -0.18 | sell |